HIGHTOWER SECURITIES, LLC is a Vermont LLC, registered on October 18, 2023. It is based at 200 W. Madison Street, Suite 2500, Chicago, IL, 60606, United States. The company is currently listed as active on the Vermont register, is registered under company number 436615 and carries EIN 364454225. Its officers and directors on record include Scot Kees, HighTower Holding LLC. It operates in securities and commodity contracts intermediation and brokerage (NAICS 5231). Public records for the company include 1 SoS registration, 1 license and 1 H-1B filing. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | HIGHTOWER SECURITIES, LLC |
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| Principal address | 200 W. Madison Street, Suite 2500Chicago60606ILUnited States |
| Mailing address | 200 W. Madison Street, Suite 2500, Chicago, IL, 60606 |
| Registration state | Vermont |
| Status | Active |
| Formed in | Illinois (foreign registration) |
| Home company | HIGHTOWER SECURITIES, LLC · Active |
| Registered | 18 October 2023 (almost 3 years ago) |
| Officers & directors | Scot Kees, manager |
| Entity type | LLC |
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| Standing | compliant |
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| Company number | 436615 |
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| EIN | 364454225 |
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| LEI | 549300F189LKWDZLP954 |
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| Industry | Securities and Commodity Contracts Intermediation and Brokerage · NAICS 5231 |
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| H-1B filings | 1 LCA filing, FY 2015 |
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| Registered agent | C T CORPORATION SYSTEM |
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| Source registry | Vermont Secretary of State · updated 15 June 2026 |
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| Public records | 1 SoS registration |
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The name “Hightower Securities LLC” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| VermontTHIS | HIGHTOWER SECURITIES, LLC | 2023-10-18 | C T CORPORATION SYSTEM | Scot KeesManagerHighTower Holding LLCOwner | Active | |
Filing ID 436615 Jurisdiction Foreign · LLCFormed in Illinois Principal address 200 W. Madison Street, Suite 2500, Chicago, IL, 60606, United States Registered agent C T CORPORATION SYSTEM95B Main Street, JEFFERSONVILLE, VT, 05464 Officers Scot KeesManager HighTower Holding LLCOwner | ||||||
| Alabama | HighTower Securities, LLC | 2014-12-12 | C T CORPORATION SYSTEM | — | Active | |
| Alabama | HighTower Securities, LLC | 2009-01-12 | NATIONAL REGISTERED AGENTS INC | — | Canceled | |
| Arkansas | HIGHTOWER SECURITIES, LLC | 2023-12-19 | C T CORPORATION SYSTEM | BARRETT LOPEZOfficerSCOT KEESManager | Active | |
| Arizona | HIGHTOWER SECURITIES, LLC | 2017-08-24 | CT CORPORATION SYSTEM | ROBERT PAGLIUCOManagerTIMOTHY B WOODSManager | Active | |
| California | HIGHTOWER SECURITIES, LLC | 2017-08-24 | C T CORPORATION SYSTEM | DOUG BESSOOfficerCATHERINE DAVIESOfficer2 more | Active | |
| Colorado | HighTower Securities, LLC | 2017-08-22 | C T CORPORATION SYSTEM | — | Active | |
| Connecticut | HIGHTOWER SECURITIES, LLC | 2017-09-05 | C T CORPORATION SYSTEM | Scot KeesOfficer | Active | |
| District of Columbia | HighTower Securities, LLC | 2001-06-28 | C T CORPORATION SYSTEM | HighTower Holding, LLCOfficerKEES, SCOTOfficer | Active | |
| Florida | HIGHTOWER SECURITIES, LLC | 2009-08-24 | C T CORPORATION SYSTEM | Charis JonesMemberScot KeesManager | Active | |
| Georgia | HIGHTOWER SECURITIES, LLC | 2008-12-29 | — | — | Withdrawn | |
| Georgia | HighTower Securities, LLC | 2017-08-24 | C T Corporation System | — | Active | |
| Hawaii | HIGHTOWER SECURITIES, LLC | 2016-03-14 | C T CORPORATION SYSTEM | KEES, SCOTManager | Active | |
| Hawaii | HIGHTOWER SECURITIES, LLC | 2008-12-17 | HIGHTOWER SECURITIES, LLC | BOUCHER,D LYNNMember | Canceled | |
| Idaho | HIGHTOWER SECURITIES, LLC | 2023-10-18 | C T CORPORATION SYSTEM | SCOT KEESDirector, Manager | Active | |
| Illinois | HIGHTOWER SECURITIES, LLC | 2001-06-28 | C T CORPORATION SYSTEM | HIGHTOWER HOLDING LLCManager | Active | |
| Indiana | HIGHTOWER SECURITIES, LLC | 2008-10-23 | C T CORPORATION SYSTEM | Daniel WatanapongseOfficerPaul WascherOfficer1 more | Active | |
| Kansas | HIGHTOWER SECURITIES, LLC | 2017-08-24 | C T CORPORATION SYSTEM | — | Active | |
| Kentucky | HIGHTOWER SECURITIES, LLC | 2019-01-09 | CT CORPORATION SYSTEM | HighTower Holding LLCMember | Active | |
| Kentucky | HIGHTOWER SECURITIES, LLC | 2008-12-31 | KY SECRETARY OF STATE | Robert Steven PagliucoManagerD. LYNN BOUCHEROfficer1 more | Inactive | |
| Louisiana | HIGHTOWER SECURITIES, LLC | 2019-07-09 | C T CORPORATION SYSTEM | SCOT KEESManager | Active | |
| Massachusetts | HIGHTOWER SECURITIES, LLC | 2009-04-15 | NATIONAL REGISTERED AGENTS INC | Elliot WeissbluthManagerROBERT PAGLIUCOManager, Officer1 more | Inactive | |
| Massachusetts | HIGHTOWER SECURITIES, LLC | 2011-06-21 | C T CORPORATION SYSTEM | ROBERT S. PAGLIUCOOfficer | Active | |
| Maryland | HIGHTOWER SECURITIES, LLC | 2017-05-25 | THE CORPORATION TRUST, INCORPORATED | — | Active | |
| Maine | HIGHTOWER SECURITIES, LLC | 2017-08-28 | C T CORPORATION SYSTEM | — | Active | |
| Michigan | HIGHTOWER SECURITIES, LLC | 2017-08-29 | THE CORPORATION COMPANY | — | Active | |
| Minnesota | HighTower Securities, LLC | 2017-08-24 | CT CORPORATION SYSTEM | SCOT KEESManager | Active | |
| Missouri | HIGHTOWER SECURITIES, LLC | 2017-03-01 | C T CORPORATION SYSTEM | — | Active | |
| Mississippi | HighTower Securities, LLC | 2025-03-28 | C T CORPORATION SYSTEM | HighTower Holding LLCMember | Active | |
| Montana | HighTower Securities, LLC | 2017-06-19 | C T CORPORATION SYSTEM | Scot KeesManager | Active | |
| Montana | HIGHTOWER SECURITIES, LLC | 2009-01-15 | NATIONAL REGISTERED AGENTS INC | DAN LIDAWERManagerROBERT PAGLIUCOManager | Revoked | |
| North Carolina | HIGHTOWER SECURITIES, LLC | 2017-08-24 | CT Corporation System | HighTower Holding, LLCMember | Active | |
| North Dakota | HighTower Securities, LLC | 2023-10-24 | C T CORPORATION SYSTEM | — | Active | |
| Nebraska | HIGHTOWER SECURITIES, LLC | 2017-08-24 | C T CORPORATION SYSTEM | — | Active | |
| New Hampshire | Hightower Securities, LLC | 2009-01-09 | National Registered Agents, Inc | Robert PagliucoManager | Suspended | |
| New Hampshire | HIGHTOWER SECURITIES, LLC | 2023-10-20 | C T Corporation System | Scot KeesManagerHighTower Holding LLCMember | Active | |
| New Mexico | HIGHTOWER SECURITIES, LLC | 2009-01-21 | SECRETARY OF STATE | — | Withdrawn | |
| New Mexico | HighTower Securities, LLC | 2018-02-01 | C T CORPORATION SYSTEM | Timothy B WoodsManagerRobert PagliucoManager | Active | |
| Nevada | HIGHTOWER SECURITIES, LLC | 2012-09-10 | C T CORPORATION SYSTEM** | — | Active | |
| New York | HIGHTOWER SECURITIES, LLC | 2008-12-31 | C T CORPORATION SYSTEM | — | Active | |
| Ohio | HIGHTOWER SECURITIES, LLC | 2008-12-30 | NATIONAL REGISTERED AGENTS, INC | — | Dissolved | |
| Ohio | HIGHTOWER SECURITIES, LLC | 2017-08-24 | CT CORPORATION SYSTEM | — | Active | |
| Oklahoma | HIGHTOWER SECURITIES, LLC | 2023-10-19 | C T CORPORATION SYSTEM | — | Active | |
| Oregon | HIGHTOWER SECURITIES, LLC | 2023-10-19 | C T CORPORATION SYSTEM | SCOT KEESManager | Active | |
| Pennsylvania | HIGHTOWER SECURITIES, LLC | 2017-08-24 | — | — | Active | |
| Rhode Island | HighTower Securities, LLC | 2017-08-24 | CT CORPORATION SYSTEM | DOUG BESSOManagerCATHERINE DAVIESManager1 more | Active | |
| South Carolina | HighTower Securities, LLC | 2023-10-18 | C T Corporation System | — | Active | |
| South Carolina | HIGHTOWER SECURITIES, LLC | 2008-12-17 | ADDRESS FOR SERVICE | — | Inactive | |
| South Dakota | HIGHTOWER SECURITIES, LLC | 2023-10-19 | C T CORPORATION SYSTEM | — | Active | |
| Tennessee | HIGHTOWER SECURITIES, LLC | 2023-10-20 | C T CORPORATION SYSTEM | — | Active | |
| Texas | HighTower Securities, LLC | 2008-12-12 | Serve Secretary of State for mailing to | Deborah L BoucherOfficer | Withdrawn | |
| Texas | HighTower Securities, LLC | 2018-11-05 | C T Corporation System | HIGHTOWER HOLDING LLCOfficer | Active | |
| Utah | HIGHTOWER SECURITIES, LLC | 2017-08-24 | CT CORPORATION SYSTEM | SCOT KEESManager | Active | |
| Virginia | HighTower Securities, LLC | 2009-01-09 | C T CORPORATION SYSTEM | — | Active | |
| Washington | HIGHTOWER SECURITIES, LLC | 2017-08-24 | C T CORPORATION SYSTEM | HIGHTOWER HOLDING LLCDirectorSCOT KEESDirector | Active | |
| Wisconsin | HIGHTOWER SECURITIES, LLC | 2023-10-18 | C T CORPORATION SYSTEM | — | Active | |
| West Virginia | HIGHTOWER SECURITIES, LLC | 2023-10-17 | CT CORPORATION SYSTEM | — | Active | |
| Wyoming | HighTower Securities, LLC | 2023-11-06 | C T Corporation System | — | Active | |
Companies and people linked to HIGHTOWER SECURITIES, LLC in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | L058195 | — | — | VALID | |
| Case | Filed | Job title | Wage | Worksite | Status | |
|---|---|---|---|---|---|---|
| I-200-15077-333570 | 2015-03-19 | CLIENT SERVICE ASSOCIATE | 50000 -/yr | DEERFIELD | CERTIFIED | |
Federal court records load when you reach this section.
Companies adjacent to HIGHTOWER SECURITIES, LLC in the Vermont Secretary of State register, in alphabetical order.
58 companies are registered at 200 W. Madison Street, Suite 2500, Chicago — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/4931-8248-4927.