Is MUFG SECURITIES AMERICAS INC. active?

Yes — the Texas registry lists MUFG SECURITIES AMERICAS INC. as active, as of the 2026-06-21 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is MUFG SECURITIES AMERICAS INC. registered?

MUFG SECURITIES AMERICAS INC. is registered in Texas under company number 0802425691, first registered on March 30, 2016.

What type of company is MUFG SECURITIES AMERICAS INC.?

MUFG SECURITIES AMERICAS INC. is registered as a corporation with the Texas Secretary of State.

Who are the officers and directors of MUFG SECURITIES AMERICAS INC.?

The Texas registry lists 77 people for MUFG SECURITIES AMERICAS INC.: RUI KOIKE (officer), ROGER BLISSETT (director), PIA FRIIS (director), NEIL BERNSTEIN (director), ROGER BLISSETT (officer), CHRISTY ORAZI (director), ANDREW O SHEA (director), JOSEPH TUNNEY (director) and 69 more. The full list is in the officers & directors section above.

How many employees does MUFG SECURITIES AMERICAS INC. have?

MUFG SECURITIES AMERICAS INC. reports a workforce of 500 to 999 employees in its E-Verify enrollment with USCIS, hiring at 5 sites across 3 states (last updated 6 December 2024). Workforce size is self-reported by the employer at enrollment.

Does MUFG SECURITIES AMERICAS INC. sponsor H-1B visas?

74 Labor Condition Applications (LCAs) filed by MUFG SECURITIES AMERICAS INC. appear in the DOL H-1B disclosure data, spanning FY 2011 to FY 2025. Each case, job title and offered wage is listed in the H-1B section above.

Does MUFG SECURITIES AMERICAS INC. have UCC liens?

No UCC financing statements name MUFG SECURITIES AMERICAS INC. as debtor in the indexed state registries.

In which states is MUFG SECURITIES AMERICAS INC. registered with the Secretary of State?

MUFG SECURITIES AMERICAS INC. appears in 2 state business registers: Texas, New York. Texas is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is MUFG SECURITIES AMERICAS INC. a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to MUFG SECURITIES AMERICAS INC. in the indexed federal datasets.

Does MUFG SECURITIES AMERICAS INC. hold any licenses?

No occupational or professional license records are matched to MUFG SECURITIES AMERICAS INC. in the indexed federal, state and municipal license registries.

What is the EIN of MUFG SECURITIES AMERICAS INC.?

The Employer Identification Number (EIN) on record for MUFG SECURITIES AMERICAS INC. is 133498732.

What public records are linked to MUFG SECURITIES AMERICAS INC.?

76 public records are linked to MUFG SECURITIES AMERICAS INC.: 1 in Filings, 74 in H-1B, 1 in E-Verify — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-21).

MUFG SECURITIES AMERICAS INC. — Texas Corporation No. 0802425691: Active, 1 filing

MUFG SECURITIES AMERICAS INC. is a Texas corporation, registered on March 30, 2016. It is based at 1221 Avenue of the Americas, 6th Floor, New York, NY, 10020, USA. The company is currently listed as active on the Texas register, is registered under company number 0802425691 and carries EIN 133498732. Its officers and directors on record include RUI KOIKE, ROGER BLISSETT, PIA FRIIS, among 77 on file. Its E-Verify enrollment reports a workforce of 500 to 999 employees, hiring at 5 sites across 3 states. Public records for the company include 1 SoS registration, 74 H-1B filings and 1 E-Verify record. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	MUFG SECURITIES AMERICAS INC.
Former names	Mitsubishi UFJ Securities (USA), Inc.
Principal address	1221 Avenue of the Americas, 6th FloorNew York10020NYUnited States
Registration state	Texas
Status	Active
Formed in	New York (foreign registration)
Home company	MUFG SECURITIES AMERICAS INC. · Active
Registered	30 March 2016 (over 10 years ago)
Officers & directors	RUI KOIKE, officer

Entity type	Corporation

Standing	compliant

Company number	0802425691

EIN	133498732

LEI	K5HU16E3LMSVCCJJJ255

Workforce size	500 to 999 employees · updated 6 December 2024

Hiring sites	5 sites across 3 states

H-1B filings	74 LCA filings, FY 2011–2025

Registered agent	Corporation Service Company dba CSC - Lawyers Incorporating Service Company

Source registry	Texas Secretary of State · updated 15 June 2026

Public records	1 SoS registration

State	Business name	Filed	Registered agent	Officers	Status
TexasTHIS	MUFG SECURITIES AMERICAS INC.	2016-03-30	Corporation Service Company dba CSC - Lawyers Incorporating Service Company	RUI KOIKEOfficerROGER BLISSETTDirector, Officer40 more	Active
Filing ID 0802425691 Jurisdiction Foreign · CorporationFormed in New York Principal address 1221 Avenue of the Americas, 6th Floor, New York, NY, 10020, USA Registered agent Corporation Service Company dba CSC - Lawyers Incorporating Service Company211 E. 7th Street, Suite 620, Austin, TX, 78701-3218 Officers RUI KOIKEOfficer ROGER BLISSETTDirector, Officer PIA FRIISDirector, Officer NEIL BERNSTEINDirector CHRISTY ORAZIDirector, Officer ANDREW O SHEADirector, Officer JOSEPH TUNNEYDirector, Officer JAMES PANERODirector, Officer DAVID SUDDERTHDirector, Manager JAMES FISHEROfficer ENID JEAN-CLAUDEOfficer, Director RAMESH ADIGADirector NAVIN DESHPANDCDirector WILLIAM LANGFORDOfficer JENNIFER HEILDirector, Officer MICHAEL YARIANOfficer STANLEY CECALADirector, Officer CHRISTOFFER ESCHERDirector, Officer MASATOSHI KOMORIYADirector KEVIN CRONINOfficer MONA WOODSIDEOfficer, Director DEBRA HUDDLESTONDirector, Officer MARK THURMSCROfficer GEORGE DURANDirector, Officer KENICHIRO GODADirector, Officer ARMEL KOMOfficer KIMBERLEY SCHAFEROfficer, Director CAROLYN DUCHENEOfficer KAZUHIRO SHIBATADirector, Officer LAURANCE BRESSLERDirector, Officer LLIROSHI KAWANOOfficer KATHERINE MANNINGDirector, Officer MONIQUE MORREALEDirector, Officer SHIRLEY MANGALINDANDirector, Officer MARY (BETH) HOERLEOfficer BRIAN GUNNOfficer MATTHEW ABRUSCIOfficer JONATHAN LINDENBERGOfficer TIMOTHY CLEARYDirector KEVIN HAUGHManager, Director YASUTAKA SUCHIROOfficer ALLA WHITSTONOfficer
New York	MUFG SECURITIES AMERICAS INC.	1988-12-08	CORPORATION SERVICE COMPANY	WILLIAM MANSFIELDOfficer	Active

State

Business name

Filed

Registered agent

Officers

Status

TexasTHIS

MUFG SECURITIES AMERICAS INC.

2016-03-30

Corporation Service Company dba CSC - Lawyers Incorporating Service Company

RUI KOIKEOfficerROGER BLISSETTDirector, Officer40 more

Active

Filing ID

0802425691

Jurisdiction

Foreign · CorporationFormed in New York

Principal address

1221 Avenue of the Americas, 6th Floor, New York, NY, 10020, USA

Registered agent

Corporation Service Company dba CSC - Lawyers Incorporating Service Company211 E. 7th Street, Suite 620, Austin, TX, 78701-3218

Officers

RUI KOIKEOfficer

ROGER BLISSETTDirector, Officer

PIA FRIISDirector, Officer

NEIL BERNSTEINDirector

CHRISTY ORAZIDirector, Officer

ANDREW O SHEADirector, Officer

JOSEPH TUNNEYDirector, Officer

JAMES PANERODirector, Officer

DAVID SUDDERTHDirector, Manager

JAMES FISHEROfficer

ENID JEAN-CLAUDEOfficer, Director

RAMESH ADIGADirector

NAVIN DESHPANDCDirector

WILLIAM LANGFORDOfficer

JENNIFER HEILDirector, Officer

MICHAEL YARIANOfficer

STANLEY CECALADirector, Officer

CHRISTOFFER ESCHERDirector, Officer

MASATOSHI KOMORIYADirector

KEVIN CRONINOfficer

MONA WOODSIDEOfficer, Director

DEBRA HUDDLESTONDirector, Officer

MARK THURMSCROfficer

GEORGE DURANDirector, Officer

KENICHIRO GODADirector, Officer

ARMEL KOMOfficer

KIMBERLEY SCHAFEROfficer, Director

CAROLYN DUCHENEOfficer

KAZUHIRO SHIBATADirector, Officer

LAURANCE BRESSLERDirector, Officer

LLIROSHI KAWANOOfficer

KATHERINE MANNINGDirector, Officer

MONIQUE MORREALEDirector, Officer

SHIRLEY MANGALINDANDirector, Officer

MARY (BETH) HOERLEOfficer

BRIAN GUNNOfficer

MATTHEW ABRUSCIOfficer

JONATHAN LINDENBERGOfficer

TIMOTHY CLEARYDirector

KEVIN HAUGHManager, Director

YASUTAKA SUCHIROOfficer

ALLA WHITSTONOfficer

New York

MUFG SECURITIES AMERICAS INC.

1988-12-08

CORPORATION SERVICE COMPANY

WILLIAM MANSFIELDOfficer

Active

Case	Filed	Job title	Wage	Worksite	Status
I-200-25255-306227	2025-09-12	Vice President	$163,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-25255-306227 case status Certified change employer 0 continued employment 1 decision date 2025-09-19T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer fein 13-3498732 employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2026-03-06T00:00:00 employment end date 2029-03-05T00:00:00 fiscal year 2025 full time position Y h1b dependent No job title Vice President lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 161396 pw unit of pay Year pw wage level — received date 2025-09-12T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2025_Q4 total worker positions 1 visa class H-1B wage rate from 163000 wage rate to — wage unit of pay Year willful violator No worksite address1 1251 Avenue of the Americas worksite city New York worksite county — worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-25255-306227
I-202-24261-341697	2024-09-16	Investment Grade Credit Trader	$170,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-202-24261-341697 case status Certified change employer 1 continued employment 0 decision date 2024-09-23T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer fein 13-3498732 employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2024-10-21T00:00:00 employment end date 2027-10-20T00:00:00 fiscal year 2024 full time position Y h1b dependent N/A job title Investment Grade Credit Trader lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 131373 pw unit of pay Year pw wage level II received date 2024-09-16T00:00:00 soc code 41-3031.00 soc title Securities, Commodities, and Financial Services Sales Agents source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B1 Singapore wage rate from 170000 wage rate to — wage unit of pay Year willful violator N/A worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-202-24261-341697
I-200-23180-154337	2023-06-29	AMER-Market Risk - Manager	$200,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-23180-154337 case status Certified change employer 1 continued employment 0 decision date 2023-07-07T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2023-08-01T00:00:00 employment end date 2026-07-31T00:00:00 fiscal year 2023 full time position Y h1b dependent No job title AMER-Market Risk - Manager lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 175240 pw unit of pay Year pw wage level IV received date 2023-06-29T00:00:00 soc code 13-2054.00 soc title Financial Risk Specialists source file LCA_Disclosure_Data_FY2023_Q4 total worker positions 1 visa class H-1B wage rate from 200000 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-23180-154337
I-200-23076-856708	2023-03-17	e-Trading SME	$115,000/yr	New York	Certified - Withdrawn
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-23076-856708 case status Certified - Withdrawn change employer 0 continued employment 1 decision date 2024-08-14T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer fein 13-3498732 employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2023-07-18T00:00:00 employment end date 2026-07-17T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title e-Trading SME lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date 2023-03-24T00:00:00 prevailing wage 89872 pw unit of pay Year pw wage level — received date 2023-03-17T00:00:00 soc code 15-1211.00 soc title Computer Systems Analysts source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 115000 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-23076-856708
I-200-22265-488429	2022-09-22	Quantitative Analyst	$125,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-22265-488429 case status Certified change employer 0 continued employment 1 decision date 2022-09-29T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone 12124057000 employer postal code 10020 employer state NY employment begin date 2022-11-29T00:00:00 employment end date 2025-11-28T00:00:00 fiscal year 2022 full time position Y h1b dependent No job title Quantitative Analyst lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 122824 pw unit of pay Year pw wage level IV received date 2022-09-22T00:00:00 soc code 13-2099.01 soc title Financial Quantitative Analysts source file LCA_Disclosure_Data_FY2022_Q4 total worker positions 1 visa class H-1B wage rate from 125000 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-22265-488429
I-200-22263-481921	2022-09-20	Business Intelligence Developer	$123,900/yr	New York	Certified
amended petition 1 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-22263-481921 case status Certified change employer 0 continued employment 0 decision date 2022-09-27T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone 12124057000 employer postal code 10020 employer state NY employment begin date 2022-10-05T00:00:00 employment end date 2025-10-04T00:00:00 fiscal year 2022 full time position Y h1b dependent No job title Business Intelligence Developer lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 95514 pw unit of pay Year pw wage level II received date 2022-09-20T00:00:00 soc code 15-1211.00 soc title Computer Systems Analysts source file LCA_Disclosure_Data_FY2022_Q4 total worker positions 1 visa class H-1B wage rate from 123900 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-22263-481921
I-200-22192-343704	2022-07-11	Securitized Products Associate	$180,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-22192-343704 case status Certified change employer 0 continued employment 1 decision date 2022-07-18T00:00:00 employer address1 1221 Avenue of the Americas employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone 12124057000 employer postal code 10020 employer state NY employment begin date 2022-09-05T00:00:00 employment end date 2025-09-04T00:00:00 fiscal year 2022 full time position Y h1b dependent No job title Securitized Products Associate lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 161429 pw unit of pay Year pw wage level IV received date 2022-07-11T00:00:00 soc code 13-2051.00 soc title Financial and Investment Analysts source file LCA_Disclosure_Data_FY2022_Q4 total worker positions 1 visa class H-1B wage rate from 180000 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-22192-343704
I-200-21216-500891	2021-08-04	Program Delivery Manager / Business Manager	$230,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-21216-500891 case status Certified change employer 0 continued employment 1 decision date 2021-08-11T00:00:00 employer address1 1221 AVENUE OF THE AMERICAS employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2021-09-12T00:00:00 employment end date 2024-09-11T00:00:00 fiscal year 2021 full time position Y h1b dependent No job title Program Delivery Manager / Business Manager lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 146099 pw unit of pay Year pw wage level IV received date 2021-08-04T00:00:00 soc code 13-1111.00 soc title Management Analysts source file LCA_Disclosure_Data_FY2021_Q4 total worker positions 1 visa class H-1B wage rate from 230000 wage rate to — wage unit of pay Year willful violator No worksite address1 1221 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-21216-500891
I-200-20223-759647	2020-08-10	Vice President	$145,000/yr	New York	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Dan attorney last name Schwarz case number I-200-20223-759647 case status Certified change employer 0 continued employment 1 decision date 2020-08-17T00:00:00 employer address1 1221 Avenue of the Americas employer address2 6th Floor employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas Inc. employer phone +12124057019 employer postal code 10020 employer state NY employment begin date 2020-10-30T00:00:00 employment end date 2023-10-29T00:00:00 fiscal year 2020 full time position Y h1b dependent N job title Vice President lawfirm name Fragomen, Del Rey, Bernsen & Loewy, LLP naics code 523110 new employment 0 original cert date — prevailing wage 127858 pw unit of pay Year pw wage level III received date 2020-08-10T00:00:00 soc code 15-1122.00 soc title Information Security Analysts source file LCA_Disclosure_Data_FY2020_Q4 total worker positions 1 visa class H-1B wage rate from 145000 wage rate to — wage unit of pay Year willful violator N worksite address1 1251 Avenue of the Americas worksite city New York worksite county NEW YORK worksite postal code 10020 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-20223-759647
I-200-20196-712438	2020-07-14	Financial Crimes Technology Manager	$150,123/yr	Jersey City	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Tammy attorney last name Lee case number I-200-20196-712438 case status Certified change employer 0 continued employment 1 decision date 2020-07-21T00:00:00 employer address1 1221 AVENUE OF THE AMERICAS employer address2 — employer city New York employer country UNITED STATES OF AMERICA employer dba — employer name MUFG Securities Americas, Inc. employer phone +12124057000 employer postal code 10020 employer state NY employment begin date 2020-11-01T00:00:00 employment end date 2023-10-31T00:00:00 fiscal year 2020 full time position Y h1b dependent N job title Financial Crimes Technology Manager lawfirm name Goldstein and Lee, P.C. naics code 522110 new employment 0 original cert date — prevailing wage 135866 pw unit of pay Year pw wage level IV received date 2020-07-14T00:00:00 soc code 15-1121.00 soc title Computer Systems Analysts source file LCA_Disclosure_Data_FY2020_Q4 total worker positions 1 visa class H-1B wage rate from 150122.5 wage rate to — wage unit of pay Year willful violator N worksite address1 Harborside Financial Center, Plaza III worksite city Jersey City worksite county HUDSON worksite postal code 07311 worksite state NJ Source: DOL h1b disclosure · document dol-h1b/I-200-20196-712438

Case

Filed

Job title

Wage

Worksite

Status

I-200-25255-306227

2025-09-12

Vice President

$163,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-25255-306227

case status

Certified

change employer

continued employment

decision date

2025-09-19T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer fein

13-3498732

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2026-03-06T00:00:00

employment end date

2029-03-05T00:00:00

fiscal year

2025

full time position

h1b dependent

job title

Vice President

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

161396

pw unit of pay

Year

pw wage level

—

received date

2025-09-12T00:00:00

soc code

15-1252.00

soc title

Software Developers

source file

LCA_Disclosure_Data_FY2025_Q4

total worker positions

visa class

H-1B

wage rate from

163000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1251 Avenue of the Americas

worksite city

New York

worksite county

—

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-25255-306227

I-202-24261-341697

2024-09-16

Investment Grade Credit Trader

$170,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-202-24261-341697

case status

Certified

change employer

continued employment

decision date

2024-09-23T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer fein

13-3498732

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2024-10-21T00:00:00

employment end date

2027-10-20T00:00:00

fiscal year

2024

full time position

h1b dependent

N/A

job title

Investment Grade Credit Trader

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

131373

pw unit of pay

Year

pw wage level

received date

2024-09-16T00:00:00

soc code

41-3031.00

soc title

Securities, Commodities, and Financial Services Sales Agents

source file

LCA_Disclosure_Data_FY2024_Q4

total worker positions

visa class

H-1B1 Singapore

wage rate from

170000

wage rate to

—

wage unit of pay

Year

willful violator

N/A

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-202-24261-341697

I-200-23180-154337

2023-06-29

AMER-Market Risk - Manager

$200,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-23180-154337

case status

Certified

change employer

continued employment

decision date

2023-07-07T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2023-08-01T00:00:00

employment end date

2026-07-31T00:00:00

fiscal year

2023

full time position

h1b dependent

job title

AMER-Market Risk - Manager

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

175240

pw unit of pay

Year

pw wage level

received date

2023-06-29T00:00:00

soc code

13-2054.00

soc title

Financial Risk Specialists

source file

LCA_Disclosure_Data_FY2023_Q4

total worker positions

visa class

H-1B

wage rate from

200000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-23180-154337

I-200-23076-856708

2023-03-17

e-Trading SME

$115,000/yr

New York

Certified - Withdrawn

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-23076-856708

case status

Certified - Withdrawn

change employer

continued employment

decision date

2024-08-14T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer fein

13-3498732

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2023-07-18T00:00:00

employment end date

2026-07-17T00:00:00

fiscal year

2024

full time position

h1b dependent

job title

e-Trading SME

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

2023-03-24T00:00:00

prevailing wage

89872

pw unit of pay

Year

pw wage level

—

received date

2023-03-17T00:00:00

soc code

15-1211.00

soc title

Computer Systems Analysts

source file

LCA_Disclosure_Data_FY2024_Q4

total worker positions

visa class

H-1B

wage rate from

115000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-23076-856708

I-200-22265-488429

2022-09-22

Quantitative Analyst

$125,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-22265-488429

case status

Certified

change employer

continued employment

decision date

2022-09-29T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

12124057000

employer postal code

10020

employer state

employment begin date

2022-11-29T00:00:00

employment end date

2025-11-28T00:00:00

fiscal year

2022

full time position

h1b dependent

job title

Quantitative Analyst

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

122824

pw unit of pay

Year

pw wage level

received date

2022-09-22T00:00:00

soc code

13-2099.01

soc title

Financial Quantitative Analysts

source file

LCA_Disclosure_Data_FY2022_Q4

total worker positions

visa class

H-1B

wage rate from

125000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-22265-488429

I-200-22263-481921

2022-09-20

Business Intelligence Developer

$123,900/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-22263-481921

case status

Certified

change employer

continued employment

decision date

2022-09-27T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

12124057000

employer postal code

10020

employer state

employment begin date

2022-10-05T00:00:00

employment end date

2025-10-04T00:00:00

fiscal year

2022

full time position

h1b dependent

job title

Business Intelligence Developer

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

95514

pw unit of pay

Year

pw wage level

received date

2022-09-20T00:00:00

soc code

15-1211.00

soc title

Computer Systems Analysts

source file

LCA_Disclosure_Data_FY2022_Q4

total worker positions

visa class

H-1B

wage rate from

123900

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-22263-481921

I-200-22192-343704

2022-07-11

Securitized Products Associate

$180,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-22192-343704

case status

Certified

change employer

continued employment

decision date

2022-07-18T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

12124057000

employer postal code

10020

employer state

employment begin date

2022-09-05T00:00:00

employment end date

2025-09-04T00:00:00

fiscal year

2022

full time position

h1b dependent

job title

Securitized Products Associate

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

161429

pw unit of pay

Year

pw wage level

received date

2022-07-11T00:00:00

soc code

13-2051.00

soc title

Financial and Investment Analysts

source file

LCA_Disclosure_Data_FY2022_Q4

total worker positions

visa class

H-1B

wage rate from

180000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-22192-343704

I-200-21216-500891

2021-08-04

Program Delivery Manager / Business Manager

$230,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-21216-500891

case status

Certified

change employer

continued employment

decision date

2021-08-11T00:00:00

employer address1

1221 AVENUE OF THE AMERICAS

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2021-09-12T00:00:00

employment end date

2024-09-11T00:00:00

fiscal year

2021

full time position

h1b dependent

job title

Program Delivery Manager / Business Manager

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

146099

pw unit of pay

Year

pw wage level

received date

2021-08-04T00:00:00

soc code

13-1111.00

soc title

Management Analysts

source file

LCA_Disclosure_Data_FY2021_Q4

total worker positions

visa class

H-1B

wage rate from

230000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1221 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-21216-500891

I-200-20223-759647

2020-08-10

Vice President

$145,000/yr

New York

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Dan

attorney last name

Schwarz

case number

I-200-20223-759647

case status

Certified

change employer

continued employment

decision date

2020-08-17T00:00:00

employer address1

1221 Avenue of the Americas

employer address2

6th Floor

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas Inc.

employer phone

+12124057019

employer postal code

10020

employer state

employment begin date

2020-10-30T00:00:00

employment end date

2023-10-29T00:00:00

fiscal year

2020

full time position

h1b dependent

job title

Vice President

lawfirm name

Fragomen, Del Rey, Bernsen & Loewy, LLP

naics code

523110

new employment

original cert date

—

prevailing wage

127858

pw unit of pay

Year

pw wage level

III

received date

2020-08-10T00:00:00

soc code

15-1122.00

soc title

Information Security Analysts

source file

LCA_Disclosure_Data_FY2020_Q4

total worker positions

visa class

H-1B

wage rate from

145000

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

1251 Avenue of the Americas

worksite city

New York

worksite county

NEW YORK

worksite postal code

10020

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-20223-759647

I-200-20196-712438

2020-07-14

Financial Crimes Technology Manager

$150,123/yr

Jersey City

Certified

amended petition

attorney agent city

New York

attorney agent state

attorney first name

Tammy

attorney last name

Lee

case number

I-200-20196-712438

case status

Certified

change employer

continued employment

decision date

2020-07-21T00:00:00

employer address1

1221 AVENUE OF THE AMERICAS

employer address2

—

employer city

New York

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

MUFG Securities Americas, Inc.

employer phone

+12124057000

employer postal code

10020

employer state

employment begin date

2020-11-01T00:00:00

employment end date

2023-10-31T00:00:00

fiscal year

2020

full time position

h1b dependent

job title

Financial Crimes Technology Manager

lawfirm name

Goldstein and Lee, P.C.

naics code

522110

new employment

original cert date

—

prevailing wage

135866

pw unit of pay

Year

pw wage level

received date

2020-07-14T00:00:00

soc code

15-1121.00

soc title

Computer Systems Analysts

source file

LCA_Disclosure_Data_FY2020_Q4

total worker positions

visa class

H-1B

wage rate from

150122.5

wage rate to

—

wage unit of pay

Year

willful violator

worksite address1

Harborside Financial Center, Plaza III

worksite city

Jersey City

worksite county

HUDSON

worksite postal code

07311

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-20196-712438

MUFG SECURITIES AMERICAS INC.

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