Is Commonwealth Equity Services, LLC active?

Yes — the South Dakota registry lists Commonwealth Equity Services, LLC as active, as of the 2026-06-08 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is Commonwealth Equity Services, LLC registered?

Commonwealth Equity Services, LLC is registered in South Dakota under company number FL264186, first registered on December 12, 2023.

What type of company is Commonwealth Equity Services, LLC?

Commonwealth Equity Services, LLC is registered as an LLC with the South Dakota Secretary of State.

Where is Commonwealth Equity Services, LLC registered to do business?

Beyond its South Dakota registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 49 other state registers, including 45 foreign qualifications in Alabama, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Iowa and 18 more. Each is listed in the filings section above.

How many employees does Commonwealth Equity Services, LLC have?

Commonwealth Equity Services, LLC reports a workforce of 500 to 999 employees in its E-Verify enrollment with USCIS, hiring at 1 site in Massachusetts (last updated 25 February 2020). Workforce size is self-reported by the employer at enrollment.

Does Commonwealth Equity Services, LLC offer a 401(k) plan?

Yes — Form 5500 filings with the Department of Labor show Commonwealth Equity Services, LLC sponsors a 401(k) retirement plan. Filings span 1999–2025. Details are in the Form 5500 section above.

Does Commonwealth Equity Services, LLC sponsor H-1B visas?

12 Labor Condition Applications (LCAs) filed by Commonwealth Equity Services, LLC appear in the DOL H-1B disclosure data, spanning FY 2018 to FY 2025. Each case, job title and offered wage is listed in the H-1B section above.

Does Commonwealth Equity Services, LLC have UCC liens?

7 UCC financing statements name Commonwealth Equity Services, LLC as debtor in the indexed state registries; each filing and its secured party are listed in the Liens section above.

In which states is Commonwealth Equity Services, LLC registered with the Secretary of State?

Commonwealth Equity Services, LLC appears in 30 state business registers: South Dakota, Alabama, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Iowa, Indiana and 18 more. South Dakota is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is Commonwealth Equity Services, LLC a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to Commonwealth Equity Services, LLC in the indexed federal datasets.

Does Commonwealth Equity Services, LLC hold any licenses?

No occupational or professional license records are matched to Commonwealth Equity Services, LLC in the indexed federal, state and municipal license registries.

What is the EIN of Commonwealth Equity Services, LLC?

The Employer Identification Number (EIN) on record for Commonwealth Equity Services, LLC is 042675571.

What public records are linked to Commonwealth Equity Services, LLC?

21 public records are linked to Commonwealth Equity Services, LLC: 1 in Filings, 7 in Liens, 12 in H-1B, 1 in E-Verify — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-08).

Commonwealth Equity Services, LLC — South Dakota LLC No. FL264186: Active, 1 filing, 7 UCC liens — Netstate

South Dakota/Commonwealth Equity Services, LLC

Commonwealth Equity Services, LLC

Type LLCRegistered 12 December 2023 (over 2 years ago)Company No. FL264186Updated 2026-06-08

Commonwealth Equity Services, LLC is a South Dakota LLC, registered on December 12, 2023. It is based at 29 Sawyer Road, Waltham, MA, 02453. The company is currently listed as active on the South Dakota register, is registered under company number FL264186 and carries EIN 042675571. Its E-Verify enrollment reports a workforce of 500 to 999 employees, hiring at 1 site in Massachusetts. Public records for the company include 1 SoS registration, 7 UCC liens, 12 H-1B filings and 1 E-Verify record. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	Commonwealth Equity Services, LLC
Principal address	29 Sawyer RoadWaltham02453MAUnited States
Registration state	South Dakota
Status	Active
Formed in	Massachusetts (foreign registration)
Home company	COMMONWEALTH EQUITY SERVICES, LLC · Active
Registered	12 December 2023 (over 2 years ago)
Entity type	LLC
Standing	compliant
Company number	FL264186
EIN	042675571
LEI	254900TMHIZZ1AGR7A95

Employees (modeled)	≈1,480 employees2025

Workforce size	500 to 999 employees · updated 25 February 2020

Hiring sites	1 site in Massachusetts

H-1B filings	12 LCA filings, FY 2018–2025

Registered agent	CORPORATION SERVICE COMPANY

Source registry	South Dakota Secretary of State · updated 15 June 2026

Public records	1 SoS registration · 7 UCC liens on file

Est. revenue (modeled)	$905.9M2025

Secretary of State Filings

50 registrations

30Active

20Inactive

0Unknown

State	Business name	Filed	Registered agent	Officers	Status
South DakotaTHIS	Commonwealth Equity Services, LLC	2023-12-12	CORPORATION SERVICE COMPANY	—	Active
Filing ID FL264186 Jurisdiction Foreign · LLCFormed in Massachusetts Principal address 29 Sawyer Road, Waltham, MA, 02453 Registered agent CORPORATION SERVICE COMPANY503 S PIERRE ST, PIERRE, SD, 57501-4522 Officers Not reported
Alabama	Commonwealth Equity Services, LLC	2023-12-04	C T CORPORATION SYSTEM	—	Active

Arkansas	COMMONWEALTH EQUITY SERVICES, INC.	2005-02-09	NATIONAL REGISTERED AGENTS INC OF AR	PETER WHEELEROfficerPETER T WHEELEROfficer3 more	Merged

Arkansas	COMMONWEALTH EQUITY SERVICES, LLC	2017-08-22	C T CORPORATION SYSTEM	KIRBY HORAN-ADAMSManagerJOSEPH S. DEITCHOfficer2 more	Active

Arkansas	COMMONWEALTH EQUITY SERVICES, LLP	2005-02-09	NATIONAL REGISTERED AGENTS INC OF AR	SEE FILEOfficer	Merged

California	COMMONWEALTH EQUITY SERVICES, INC.	1999-11-02	JOHN ROONEY	WAYNE MICHAEL BLOOMOfficerCHRISTOPHER ANTHONY TRAPNEL KLOMANOfficer1 more	Dissolved

California	COMMONWEALTH EQUITY SERVICES, LLC	2018-02-28	NATIONAL REGISTERED AGENTS, INC	Wayne BloomManager, OfficerPeter T. WheelerManager3 more	Active

Colorado	Commonwealth Equity Services, LLC	2005-02-08	C T CORPORATION SYSTEM	—	Active

Connecticut	COMMONWEALTH EQUITY SERVICES, LLC	2017-08-21	C T CORPORATION SYSTEM	Wayne BloomOfficerKirby Horan-AdamsOfficer4 more	Active

Connecticut	COMMONWEALTH EQUITY SERVICES, LLP	2005-02-09	NATIONAL REGISTERED AGENTS, INC	—	Withdrawn

District of Columbia	Commonwealth Equity Services, LLC	2017-08-01	CORPORATION SERVICE COMPANY	Wayne, BloomOfficerDeitch, Joseph SOfficer2 more	Active

District of Columbia	COMMONWEALTH EQUITY SERVICES LLP	2005-02-09	NATIONAL REGISTERED AGENTS INC	—	Revoked

Florida	COMMONWEALTH EQUITY SERVICES, INC.	1990-01-09	—	JOSEPH S DEITCHDirector, OfficerERIC BRENMANDirector2 more	Inactive

Florida	COMMONWEALTH EQUITY SERVICES, LLC	2017-08-21	C T CORPORATION SYSTEM	PETER T WHEELERManagerJOSEPH S DEITCHManager6 more	Active
Filing ID M17000007246 Jurisdiction Foreign · LLCFormed in Massachusetts Principal address 4707 Executive Drive, San Diego, CA, 92121 Registered agent C T CORPORATION SYSTEM1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324 Officers PETER T WHEELERManager JOSEPH S DEITCHManager Matthew F DeitchManager Wayne BloomManager Robert S. HatfieldMember Sarah HowesOfficer Kirby Horan-AdamsManager Steve MorrisonManager Open profile
Florida	COMMONWEALTH EQUITY SERVICES, INC.	2011-01-07	—	Richard HunterOfficerJOSEPH S DEITCHDirector, Officer2 more	Inactive

Georgia	Commonwealth Equity Services, LLC	2011-01-07	C T Corporation System	—	Active

Georgia	COMMONWEALTH EQUITY SERVICES, INC.	1999-08-06	—	RICHARD M. HUNTEROfficerJOSEPH S. DEITCHOfficer1 more	Withdrawn

Georgia	COMMONWEALTH EQUITY SERVICES, LLP	2005-02-09	—	JOSEPH S DEITCHPartner	Withdrawn

Hawaii	COMMONWEALTH EQUITY SERVICES, LLC	2017-10-16	C T CORPORATION SYSTEM	1979 HOLDING COMPANY, LLCMember	Active

Hawaii	COMMONWEALTH EQUITY SERVICES, INC.	1992-12-03	COMMONWEALTH EQUITY SERVICES, INC	DEITCH,JOSEPHDirector, OfficerWHEELER,PETEROfficer	Withdrawn

Hawaii	COMMONWEALTH EQUITY SERVICES, LLP	2005-03-03	COMMONWEALTH EQUITY SERVICES, LLP	DEITCH,JOSEPHPartnerWHEELER,PETERPartner	Withdrawn

Hawaii	COMMONWEALTH EQUITY SERVICES, LLP	2005-03-03	NATIONAL REGISTERED AGENTS, INC	DEITCH,JOSEPHPartnerWHEELER,PETERPartner	Withdrawn

Hawaii	COMMONWEALTH EQUITY SERVICES, INC.	2011-01-10	COMMONWEALTH EQUITY SERVICES, INC	DEITCH,JOSEPH SOfficer, DirectorHUNTER,RICHARDOfficer2 more	Withdrawn

Iowa	COMMONWEALTH EQUITY SERVICES, LLC	2024-04-09	C T CORPORATION SYSTEM	—	Active

Indiana	COMMONWEALTH EQUITY SERVICES, LLC	2023-12-07	C T CORPORATION SYSTEM	—	Active

Kentucky	COMMONWEALTH EQUITY SERVICES, LLC	2024-05-30	CT CORPORATION SYSTEM	Wayne BloomManagerKirby Horan-AdamsManager	Active

Massachusetts	COMMONWEALTH EQUITY SERVICES, INC.	2010-11-22	JAMES B. ADELMAN	Joseph S. DeitchOfficer, DirectorPeter T. WheelerOfficer, Director2 more	Inactive

Massachusetts	COMMONWEALTH EQUITY SERVICES, LLP	2004-12-22	PETER WHEELER	JOSEPH S. DEITCHPartnerWAYNE BLOOMPartner2 more	Inactive

Massachusetts	COMMONWEALTH EQUITY SERVICES, LLC	2017-08-01	C T CORPORATION SYSTEM	Kirby Horan-AdamsManagerWayne BloomManager2 more	Active

Minnesota	Commonwealth Equity Services, LLC	2023-12-04	C T Corporation System Inc	Joseph S. DeitchManager	Active

North Carolina	Commonwealth Equity Services, LLC	2023-12-18	CT Corporation System	MORRISON, STEVEManagerHATFIELD, ROBERT S., IIIOfficer2 more	Active

North Carolina	Commonwealth Equity Services, LLC	2017-08-23	National Registered Agents, Inc	Kloman, Christopher TrapOfficer	Revoked

Nebraska	COMMONWEALTH EQUITY SERVICES, LLC	2024-06-11	C T CORPORATION SYSTEM	—	Active

New Hampshire	COMMONWEALTH EQUITY SERVICES, LLC	1998-02-11	C T Corporation System	Wayne BloomManagerKirby Horan-AdamsManager1 more	Active

Nevada	COMMONWEALTH EQUITY SERVICES, LLC	2005-06-06	C T CORPORATION SYSTEM**	Steve MorrisonManagerKirby Horan-AdamsManager1 more	Active

New York	COMMONWEALTH EQUITY SERVICES, LLC	2017-08-21	CORPORATION SERVICE COMPANY	—	Active

Ohio	COMMONWEALTH EQUITY SERVICES, LLC	2024-04-22	C T CORPORATION SYSTEM	/S/ PEGGY HOOfficer	Active

Oregon	COMMONWEALTH EQUITY SERVICES, LLC	2023-12-26	C T CORPORATION SYSTEM	MATTHEW F DEITCHManagerPETER T WHEELERManager2 more	Active

Pennsylvania	COMMONWEALTH EQUITY SERVICES, LLC	1999-08-09	—	Wayne BloomDirectorKirby Horan-AdamsDirector1 more	Active

Rhode Island	Commonwealth Equity Services, LLP	2005-02-09	NATIONAL REGISTERED AGENTS, INC	—	Expired

Rhode Island	Commonwealth Equity Services, LLC	2023-02-07	C T CORPORATION SYSTEM	PETER T. WHEELERManagerJOSEPH S. DEITCHManager1 more	Active

Tennessee	COMMONWEALTH EQUITY SERVICES, LLC	1999-08-05	C T CORPORATION SYSTEM	—	Active

Utah	COMMONWEALTH EQUITY SERVICES, LLC	2016-05-06	NATIONAL REGISTERED AGENTS, INC	JOSEPH S DEITCHManagerPETER T WHEELERManager1 more	Expired

Utah	COMMONWEALTH EQUITY SERVICES, LLC	2023-02-23	CORPORATION SERVICE COMPANY	WAYNE BLOOMMember, ManagerPETER T WHEELERManager, Member2 more	Active

Utah	COMMONWEALTH EQUITY SERVICES, LLC	2016-05-16	NATIONAL REGISTERED AGENTS, INC	PETER T WHEELERManagerJOSEPH S DEITCHManager1 more	Inactive

Vermont	COMMONWEALTH EQUITY SERVICES, LLC	2024-09-13	C T CORPORATION SYSTEM	Kirby Horan-AdamsManagerSteve MorrisonManager1 more	Active

Washington	COMMONWEALTH EQUITY SERVICES, LLC	2020-09-03	CORPORATION SERVICE COMPANY	WAYNE BLOOMDirectorMATTHEW F. DEITCHDirector2 more	Active

West Virginia	COMMONWEALTH EQUITY SERVICES, LLC	2023-12-12	CORPORATION SERVICE COMPANY	JOSEPH S DEITCHManagerPETER T WHEELERManager	Active

Wyoming	Commonwealth Equity Services, LLC	2023-12-26	Corporation Service Company	—	Active

Wyoming	Commonwealth Equity Services, Inc.	1999-08-06	C T Corporation System	Peter Wheeler One University Office ParkOfficerJoseph DeitchOfficer1 more	Revoked

H-1B

12 records

Source: DOL h1b disclosure·verified at source

12 LCA filings

Certified 11Withdrawn 1

Offered wage median $135,000 · range $71,500–$187,625 · FY 2018–2025Principal sharepoint developer 2Data Engineer 1Mulesoft Platform Support Administrator 1+8 more

Case	Filed	Job title	Wage	Worksite	Status
I-200-25251-294383	2025-09-08	Data Engineer	$148,959/yr	Aubrey	Certified
amended petition 0 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-25251-294383 case status Certified change employer 0 continued employment 1 decision date 2025-09-15T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer fein 04-2675571 employer name Commonwealth Equity Services, LLC employer phone +17815299191 employer postal code 02453 employer state MA employment begin date 2026-02-27T00:00:00 employment end date 2029-02-26T00:00:00 fiscal year 2025 full time position Y h1b dependent No job title Data Engineer lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 135907 pw unit of pay Year pw wage level III received date 2025-09-08T00:00:00 soc code 15-1243.00 soc title Database Architects source file LCA_Disclosure_Data_FY2025_Q4 total worker positions 1 visa class H-1B wage rate from 148958.6 wage rate to — wage unit of pay Year willful violator No worksite address1 908 Waggoner Drive worksite city Aubrey worksite county — worksite postal code 76227 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-25251-294383
I-200-24261-343288	2024-09-17	Mulesoft Platform Support Administrator	$140,000/yr	Irving	Certified
amended petition 0 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-24261-343288 case status Certified change employer 1 continued employment 0 decision date 2024-09-24T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer fein 04-2675571 employer name Commonwealth Equity Services, LLC employer phone +17815299118 employer postal code 02453 employer state MA employment begin date 2024-11-11T00:00:00 employment end date 2027-11-10T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title Mulesoft Platform Support Administrator lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 127878 pw unit of pay Year pw wage level III received date 2024-09-17T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 140000 wage rate to — wage unit of pay Year willful violator No worksite address1 6718 Plaza Via worksite city Irving worksite county DALLAS worksite postal code 75039 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-24261-343288
I-200-24205-216425	2024-07-23	Senior API Developer	$187,625/yr	Waltham	Certified
amended petition 0 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-24205-216425 case status Certified change employer 0 continued employment 1 decision date 2024-07-30T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer fein 04-2675571 employer name Commonwealth Equity Services, LLC employer phone +17815299118 employer postal code 02453 employer state MA employment begin date 2024-10-06T00:00:00 employment end date 2027-10-05T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title Senior API Developer lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 147846 pw unit of pay Year pw wage level III received date 2024-07-23T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 187624.8 wage rate to — wage unit of pay Year willful violator No worksite address1 29 Sawyer Road worksite city Waltham worksite county WALTHAM CITY worksite postal code 02453 worksite state MA Source: DOL h1b disclosure · document dol-h1b/I-200-24205-216425
I-200-24187-176679	2024-07-05	Supervisor, API Platform Architect	$186,234/yr	Houston	Certified
amended petition 1 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-24187-176679 case status Certified change employer 0 continued employment 0 decision date 2024-07-12T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer fein 04-2675571 employer name Commonwealth Equity Services, LLC employer phone +17815299118 employer postal code 02453 employer state MA employment begin date 2024-07-15T00:00:00 employment end date 2027-07-14T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title Supervisor, API Platform Architect lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 139859 pw unit of pay Year pw wage level II received date 2024-07-05T00:00:00 soc code 11-3021.00 soc title Computer and Information Systems Managers source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 186234.3 wage rate to — wage unit of pay Year willful violator No worksite address1 2827 Dunvale Rd worksite city Houston worksite county HARRIS worksite postal code 77063 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-24187-176679
I-200-23264-368065	2023-09-21	Lead Cloud Engineer	$180,000/yr	Waltham	Certified
amended petition 0 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-23264-368065 case status Certified change employer 1 continued employment 0 decision date 2023-09-28T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer name Commonwealth Equity Services, LLC employer phone +17815299118 employer postal code 02453 employer state MA employment begin date 2023-09-27T00:00:00 employment end date 2026-09-26T00:00:00 fiscal year 2023 full time position Y h1b dependent No job title Lead Cloud Engineer lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 135304 pw unit of pay Year pw wage level III received date 2023-09-21T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2023_Q4 total worker positions 1 visa class H-1B wage rate from 180000 wage rate to — wage unit of pay Year willful violator No worksite address1 29 Sawyer Road worksite city Waltham worksite county WALTHAM CITY worksite postal code 02453 worksite state MA Source: DOL h1b disclosure · document dol-h1b/I-200-23264-368065
I-200-22209-381779	2022-07-28	Data QA Engineer	$135,000/yr	Katy	Certified
amended petition 0 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-22209-381779 case status Certified change employer 1 continued employment 0 decision date 2022-08-04T00:00:00 employer address1 29 Sawyer Road employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer name Commonwealth Equity Services, LLC employer phone 17815299118 employer postal code 2453 employer state MA employment begin date 2022-08-22T00:00:00 employment end date 2025-08-21T00:00:00 fiscal year 2022 full time position Y h1b dependent No job title Data QA Engineer lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 112611 pw unit of pay Year pw wage level IV received date 2022-07-28T00:00:00 soc code 15-1253.00 soc title Software Quality Assurance Analysts and Testers source file LCA_Disclosure_Data_FY2022_Q4 total worker positions 1 visa class H-1B wage rate from 135000 wage rate to — wage unit of pay Year willful violator No worksite address1 3922 Birdsall Falls Lane worksite city Katy worksite county FORT BEND worksite postal code 77494 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-22209-381779
I-200-21208-485443	2021-07-27	Full Stack Developer, Cloud Solutions	$130,000/yr	Austin	Certified
amended petition 1 attorney agent city Waltham attorney agent state MA attorney first name Donald attorney last name Parker case number I-200-21208-485443 case status Certified change employer 0 continued employment 0 decision date 2021-08-03T00:00:00 employer address1 29 SAWYER ROAD employer address2 — employer city Waltham employer country UNITED STATES OF AMERICA employer dba Commonwealth Financial Network employer name Commonwealth Equity Services, LLC employer phone +17815299191 employer postal code 2453 employer state MA employment begin date 2021-08-23T00:00:00 employment end date 2024-08-22T00:00:00 fiscal year 2021 full time position Y h1b dependent No job title Full Stack Developer, Cloud Solutions lawfirm name Parker Gallini LLP naics code 523930 new employment 0 original cert date — prevailing wage 109138 pw unit of pay Year pw wage level III received date 2021-07-27T00:00:00 soc code 15-1132.00 soc title Software Developers, Applications source file LCA_Disclosure_Data_FY2021_Q4 total worker positions 1 visa class H-1B wage rate from 130000 wage rate to — wage unit of pay Year willful violator No worksite address1 4025 Duval Road worksite city Austin worksite county TRAVIS worksite postal code 78759 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-21208-485443
I-200-19266-588370	2019-09-23	PROJECT MANAGER	$120,000/yr	Waltham	CERTIFIED
amended petition 0 attorney agent city WALTHAM attorney agent state MA case number I-200-19266-588370 case status CERTIFIED change employer 1 continued employment 0 decision date 2019-09-27T22:01:13 employer address1 29 SAWYER ROAD employer address2 — employer city WALTHAM employer country UNITED STATES OF AMERICA employer dba COMMONWEALTH FINANCIAL NETWORK employer name COMMONWEALTH EQUITY SERVICES, LLC employer phone 7815299191 employer postal code 2453 employer state MA employment begin date 2019-09-30T00:00:00 employment end date 2022-09-29T00:00:00 fiscal year 2019 full time position Y h1b dependent N job title PROJECT MANAGER lawfirm name PARKER GALLINI LLP naics code 523930 new employment 0 original cert date — prevailing wage 111238 pw unit of pay Year pw wage level Level IV received date 2019-09-23T18:10:45 soc code 15-1199 soc title COMPUTER OCCUPATIONS, ALL OTHER source file H-1B_Disclosure_Data_FY2019 total worker positions 1 visa class H-1B wage rate from 120000 wage rate to — wage unit of pay Year willful violator N worksite address1 29 Sawyer Road worksite city Waltham worksite county Middlesex worksite postal code 2453 worksite state MASSACHUSETTS Source: DOL h1b disclosure · document dol-h1b/I-200-19266-588370
I-200-18278-786243	2018-10-10	SOFTWARE DEVELOPER	$108,150/yr	WALTHAM	CERTIFIED
amended petition 0 attorney agent city WALTHAM attorney agent state MA case number I-200-18278-786243 case status CERTIFIED change employer 0 continued employment 1 decision date 2018-10-16T22:00:22 employer address1 29 SAWYER ROAD employer address2 — employer city WALTHAM employer country UNITED STATES OF AMERICA employer dba COMMONWEALTH FINANCIAL NETWORK employer name COMMONWEALTH EQUITY SERVICES, LLC employer phone 7815299191 employer postal code 02453 employer state MA employment begin date 03/28/2019 employment end date 03/27/2022 fiscal year 2019 full time position Y h1b dependent N job title SOFTWARE DEVELOPER lawfirm name PARKER GALLINI LLP naics code 523930 new employment 0 original cert date — prevailing wage 103501.00 pw unit of pay Year pw wage level Level III received date 2018-10-10T11:33:27 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY2019 total worker positions 1 visa class H-1B wage rate from 108150 wage rate to — wage unit of pay Year willful violator N worksite address1 29 SAWYER ROAD worksite city WALTHAM worksite county MIDDLESEX worksite postal code 02453 worksite state MA Source: DOL h1b disclosure · document dol-h1b/I-200-18278-786243
I-200-18176-766631	2018-06-25	PRINCIPAL SHAREPOINT DEVELOPER	$125,000/yr	WALTHAM	CERTIFIED
amended petition 0 attorney agent city WALTHAM attorney agent name PARKER, DONALD attorney agent state MA case number I-200-18176-766631 case status CERTIFIED change employer 1 continued employment 0 decision date 2018-06-29T00:00:00 employer address1 29 SAWYER ROAD employer city WALTHAM employer country UNITED STATES OF AMERICA employer dba COMMONWEALTH FINANCIAL NETWORK employer name COMMONWEALTH EQUITY SERVICES, LLC employer phone 7815299191 employer postal code 02453 employer state MA employment begin date 2018-07-02T00:00:00 employment end date 2021-07-01T00:00:00 fiscal year 2018 full time position Y h1b dependent N job title PRINCIPAL SHAREPOINT DEVELOPER naics code 523930 new employment 0 original cert date — prevailing wage 107890 pw unit of pay Year pw wage level Level III received date 2018-06-25T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY2018_EOY total worker positions 1 visa class H-1B wage rate from 125000 wage rate to 0 wage unit of pay Year willful violator N worksite city WALTHAM worksite county MIDDLESEX worksite postal code 02453 worksite state MA Source: DOL h1b disclosure · document dol-h1b/I-200-18176-766631

E-Verify

1 record

Source: USCIS everify employers·verified at source

State	Workforce	Hiring sites	Enrolled	Industry	Status
Massachusetts	500 to 999	1	2/25/2020	FINANCE AND INSURANCE (52)	Open

401(k)

27 records

Source: DOL Form 5500 series (EBSA)·verified at source

Employee-benefit plan filings by Commonwealth Equity Services, LLC with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.

Employees (modeled)	≈1,480 · plan year 2025
Est. annual revenue (modeled)	$905.9M
Benefit plans	401(k) plan on file
Filing history	27 plan years filed, 1999–2025
Sponsor EIN	04-2675571

$51M

1999

$69.1M

2000

$72.7M

2001

$78.4M

2002

$71.7M

2003

$74.7M

2004

$111.4M

2005

$140M

2006

$160.3M

2007

$175M

2008

$194.3M

2009

$202.6M

2010

$230M

2011

$246.9M

2012

$258.6M

2013

$303.1M

2014

$347.5M

2015

$360.4M

2016

$399.7M

2017

$439.1M

2018

$431.5M

2019

$467.9M

2020

$535.6M

2021

$628.4M

2022

$766.6M

2023

$743.5M

2024

$905.9M

2025

Modeled annual revenue for Commonwealth Equity Services, LLC by plan year, estimated from Form 5500 participant counts.

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2025	≈1,480	1,399 (1,331 active)	—	$905.9M	Welfare
active participants 1331 ein 042675571 employees est 1479 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan false has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2026-01-22 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH EQUITY SERVICES, LLC plan count 1 revenue est headcount usd 905939117 revenue est usd 905939117 state MA total participants 1399 year 2025 Source: DOL Form 5500 series (EBSA) · plan year 2025 · EIN 04-2675571
2024	≈1,520	1,614 (1,370 active)	$238.3M	$743.5M	401(k)
active participants 1370 ein 042675571 employees est 1522 employer contrib usd 6155897 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2025-10-08 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 15531887 payroll est usd 221884100 plan assets usd 238254863 plan count 2 revenue est headcount usd 932278118 revenue est payroll usd 592955906 revenue est usd 743505088 signer name STACIE SHERIDAN state MA total participants 1614 year 2024 Source: DOL Form 5500 series (EBSA) · plan year 2024 · EIN 04-2675571
2023	≈1,760	1,360 (1,581 active)	$195.6M	$766.6M	401(k)
active participants 1581 ein 042675571 employees est 1757 employer contrib usd 5756481 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2025-09-29 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 14302856 payroll est usd 204326514 plan assets usd 195626020 plan count 2 revenue est headcount usd 1076223819 revenue est payroll usd 546035581 revenue est usd 766587567 signer name STACIE SHERIDAN state MA total participants 1360 year 2023 Source: DOL Form 5500 series (EBSA) · plan year 2023 · EIN 04-2675571
2022	≈1,490	1,237 (1,339 active)	$145.3M	$628.4M	401(k)
active participants 1339 ein 042675571 employees est 1488 employer contrib usd 4509316 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2023-10-30 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 11348021 payroll est usd 162114586 plan assets usd 145333868 plan count 2 revenue est headcount usd 911451931 revenue est payroll usd 433229785 revenue est usd 628385331 signer name CAROLINE QUEEN state MA total participants 1237 year 2022 Source: DOL Form 5500 series (EBSA) · plan year 2022 · EIN 04-2675571
2021	≈1,350	1,107 (1,217 active)	$163.5M	$535.6M	401(k)
active participants 1217 admin name COMMONWEALTH EQUITY SERVICES, LLC ein 042675571 employees est 1352 employer contrib usd 3586781 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2022-10-13 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 9074046 payroll est usd 129629229 plan assets usd 163490328 plan count 2 revenue est headcount usd 828147185 revenue est payroll usd 346416966 revenue est usd 535615753 signer name KIMBERLY QUINN state MA total participants 1107 year 2021 Source: DOL Form 5500 series (EBSA) · plan year 2021 · EIN 04-2675571
2020	≈1,220	1,021 (1,100 active)	$130.8M	$467.9M	401(k)
active participants 1100 admin name COMMONWEALTH EQUITY SERVICES, LLC ein 042675571 employees est 1222 employer contrib usd 3239839 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2021-10-15 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 7661676 payroll est usd 109452514 plan assets usd 130752808 plan count 2 revenue est headcount usd 748517648 revenue est payroll usd 292497366 revenue est usd 467909650 signer name KIMBERLY QUINN state MA total participants 1021 year 2020 Source: DOL Form 5500 series (EBSA) · plan year 2020 · EIN 04-2675571
2019	≈1,000	1,123 (904 active)	$105.9M	$431.5M	401(k)
active participants 904 admin name COMMONWEALTH EQUITY SERVICES, LLC ein 042675571 employees est 1004 employer contrib usd 3273500 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2021-07-14 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 7929027 payroll est usd 113271814 plan assets usd 105908961 plan count 2 revenue est headcount usd 614985040 revenue est payroll usd 302703940 revenue est usd 431460768 signer name KIMBERLY QUINN state MA total participants 1123 year 2019 Source: DOL Form 5500 series (EBSA) · plan year 2019 · EIN 04-2675571
2018	≈1,010	1,040 (911 active)	$107.7M	$439.1M	401(k)
active participants 911 admin name COMMONWEALTH EQUITY SERVICES, LLC ein 042675571 employees est 1012 employer contrib usd 3436863 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2019-10-09 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 8147041 payroll est usd 116386300 plan assets usd 107652816 plan count 2 revenue est headcount usd 619885319 revenue est payroll usd 311026991 revenue est usd 439091181 signer name KIMBERLY QUINN state MA total participants 1040 year 2018 Source: DOL Form 5500 series (EBSA) · plan year 2018 · EIN 04-2675571
2017	≈947	977 (852 active)	$106.8M	$399.7M	401(k)
active participants 852 admin name COMMONWEALTH EQUITY SERVICES, LLC ein 042675571 employees est 947 employer contrib usd 2987146 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2018-08-14 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 7214847 payroll est usd 103069243 plan assets usd 106817070 plan count 2 revenue est headcount usd 580070550 revenue est payroll usd 275438917 revenue est usd 399717405 signer name KIMBERLY QUINN state MA total participants 977 year 2017 Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 04-2675571
2016	≈886	928 (797 active)	$83M	$360.4M	401(k)
active participants 797 admin name COMMONWEALTH EQUITY SERVICES, LLP ein 042675571 employees est 886 employer contrib usd 2661245 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2017-07-26 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name COMMONWEALTH FINANCIAL NETWORK participant contrib usd 6268374 payroll est usd 89548200 plan assets usd 82964378 plan count 2 revenue est headcount usd 542705921 revenue est payroll usd 239305719 revenue est usd 360378455 signer name KIMBERLY QUINN state MA total participants 928 year 2016 Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 04-2675571

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