J.P. MORGAN SECURITIES LLC is a South Dakota LLC, registered on September 15, 2010. It is based at 270 PARK AVENUE, NEW YORK, NY, 10017. The company is currently listed as active on the South Dakota register, is registered under company number FL005306 and carries EIN 134110995. Public records for the company include 1 SoS registration, 49 UCC liens, 1 license and 1 federal contract. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | J.P. MORGAN SECURITIES LLC |
|---|---|
| Principal address | 270 PARK AVENUENEW YORK10017NYUnited States |
| Registration state | South Dakota |
| Status | Active |
| Formed in | Delaware (foreign registration) |
| Home company | J.P. MORGAN SECURITIES LLC |
| Registered | 15 September 2010 (almost 16 years ago) |
| Entity type | LLC |
| Standing | compliant |
| Company number | FL005306 |
| EIN | 134110995 |
| LEI | ZBUT11V806EZRVTWT807 |
| Registered agent |
| C T CORPORATION SYSTEM |
| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
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| Public records | 1 SoS registration · 49 UCC liens on file |
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The name “J.P. Morgan Securities LLC” matches an entry on a sanctions list in the OpenSanctions data (us_sec_harmed_investors, us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Federal contracts | $17K · 11 awards |
|---|
| Total obligated | $17K |
|---|---|
| Awards | 11 |
| Top agency | Department of Homeland Security |
| Action date | Agency | Obligated | |
|---|---|---|---|
| 2014-02-27 | Department of Homeland Security | $0 | |
| 2014-02-11 | Department of Homeland Security | $0 | |
| 2014-02-06 | Department of Homeland Security | $330 | |
| 2013-11-29 | Department of Homeland Security | $10K | |
| 2013-10-23 | Department of Homeland Security | $0 | |
| 2013-09-23 | Department of Homeland Security | $-608 | |
| 2013-09-17 | Department of Homeland Security | $608 | |
| 2013-01-08 | Department of Homeland Security | $-32.96 | |
| 2012-12-26 | Department of Homeland Security | $32.96 | |
| 2012-10-11 | Department of Homeland Security | $-185.78 | |
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | J.P. MORGAN SECURITIES LLC | 2010-09-15 | C T CORPORATION SYSTEM | — | Active | |
Filing ID FL005306 Jurisdiction Foreign · LLCFormed in Delaware Principal address 270 PARK AVENUE, NEW YORK, NY, 10017 Registered agent C T CORPORATION SYSTEM319 S COTEAU ST, PIERRE, SD, 57501-3187 Officers Not reported | ||||||
| — | J.P.MORGAN SECURITIES LLC | 1991-08-26 | — | MARCELA CASTROOfficerCARLOS M HERNANDEZOfficer2 more | Active | |
| Alaska | J.P. Morgan Securities LLC | 2010-09-24 | C T Corporation System | Paul VienickManagerBrian J BisesiManager12 more | Active | |
| Arkansas | J.P. MORGAN SECURITIES LLC | 2010-09-10 | C T CORPORATION SYSTEM | RACHID ALAOUI ABDALLAOUIManagerCHRISTINE BANNERMANOfficer5 more | Active | |
| Arizona | J.P. MORGAN SECURITIES INC. | 1992-04-02 | C T CORPORATION SYSTEM | LISA J FITZGERALDOfficerANTHONY HORANOfficer2 more | Inactive | |
| Arizona | J.P. MORGAN SECURITIES LLC | 2010-09-14 | C T CORPORATION SYSTEM | Eric D. TepperManagerRachid Alaoui AbdallaouManager7 more | Active | |
| California | J.P. MORGAN SECURITIES LLC | 2010-09-09 | C T CORPORATION SYSTEM | Matthew D. SableManagerCHRISTOPHER L HARVEYOfficer13 more | Active | |
| Connecticut | J.P. MORGAN SECURITIES LLC | 2010-10-05 | C T CORPORATION SYSTEM | Carrie McCrumOfficerFernando RivasOfficer13 more | Active | |
| District of Columbia | J.P. MORGAN SECURITIES LLC | 2010-09-15 | C T CORPORATION SYSTEM | Tepper, Eric DOfficerBisesi, Brian JOfficer7 more | Active | |
| Delaware | J.P. MORGAN SECURITIES LLC | 1985-08-12 | THE CORPORATION TRUST COMPANY | — | Unknown | |
| Florida | J.P. MORGAN SECURITIES INC. | 1985-09-03 | — | MARK S WERNEROfficer, Manager, DirectorWilliam S DemchakManager, Officer, Director4 more | Inactive | |
| Florida | J.P. MORGAN SECURITIES INC. | 1988-09-14 | — | GREGORY J JOHNSONDirector, Manager, OfficerJAMES C BERRYOfficer3 more | Inactive | |
| Florida | J.P. MORGAN SECURITIES LLC | 2010-09-15 | C T CORPORATION SYSTEM | ERIC J STEINOfficerAMANDA D WINKELMANOfficer12 more | Active | |
| Hawaii | J.P. MORGAN SECURITIES LLC | 2010-10-05 | C T CORPORATION SYSTEM | FOLEY, KEVIN JManagerBISESI, BRIAN JManager6 more | Active | |
| Idaho | J.P. MORGAN SECURITIES LLC | 2010-09-10 | C T CORPORATION SYSTEM | Adam F EnglanderDirector, ManagerClaudia JuryManager9 more | Active | |
| Illinois | J.P. MORGAN SECURITIES LLC | 2010-10-06 | C T CORPORATION SYSTEM | RACHID ALAOUI ABDALLAOUManagerPAUL VIENICKManager7 more | Active | |
| Kentucky | J.P. MORGAN SECURITIES LLC | 2011-10-26 | C T CORPORATION SYSTEM | Colleen A. MeadeOfficer | Active | |
| Louisiana | J.P. MORGAN SECURITIES LLC | 2008-09-08 | C T CORPORATION SYSTEM | Carrie McCrumManagerBrian J BisesiManager6 more | Active | |
| Massachusetts | J. P. MORGAN SECURITIES LLC | 2010-09-01 | CT CORPORATION SYSTEM | ADAM F. ENGLANDERManagerKEVIN J. FOLEYManager6 more | Active | |
| Mississippi | J.P. Morgan Securities LLC | 2010-09-23 | C T CORPORATION SYSTEM | Rachid Alaoui AbdallaouiManagerKevin J FoleyManager6 more | Active | |
| Montana | J.P. MORGAN SECURITIES LLC | 2011-01-13 | C T CORPORATION SYSTEM | Brian J BisesiManagerPaul VienickManager6 more | Active | |
| Montana | J.P. MORGAN SECURITIES INC. | 1992-03-25 | C T CORPORATION SYSTEM | JOHN STEINHARDTDirectorPAUL W BRANDOWOfficer, Director5 more | Withdrawn | |
| North Carolina | J.P. Morgan Securities LLC | 2010-09-16 | CT Corporation System | Abdallaoui, Rachid AlaouiManagerFoley, Kevin JManager7 more | Active | |
| New Hampshire | J.P. Morgan Securities LLC | 2010-09-16 | C T Corporation System | Rachid Alaoui AbdallaouiManagerPaul VienickManager6 more | Active | |
| Nevada | J.P. MORGAN SECURITIES LLC | 2010-09-22 | C T CORPORATION SYSTEM** | Rachid Alaoui AbdallaouiManagerCarrie McCrumManager6 more | Active | |
| Ohio | J.P. MORGAN SECURITIES LLC | 1995-11-17 | CT CORPORATION SYSTEM | — | Active | |
| Oklahoma | J.P. MORGAN SECURITIES LLC | 2010-09-14 | C T CORPORATION SYSTEM | — | Active | |
| Oregon | J.P. MORGAN SECURITIES LLC | 2010-09-14 | C T CORPORATION SYSTEM | KEVIN J FOLEYManagerCARRIE MCCRUMManager6 more | Active | |
| Pennsylvania | J.P. Morgan Securities LLC | 2010-09-29 | — | Carrie McCrumDirectorRachid Alaoui AbdallaouiDirector6 more | Active | |
| Rhode Island | J.P. MORGAN SECURITIES LLC | 2012-04-11 | CT CORPORATION SYSTEM | JOHN E. SIMMONSManagerWILLIAM PHILIP SIEGManager7 more | Active | |
| Texas | J.P. Morgan Securities LLC | 2010-09-15 | C T Corporation System | Eric D. TepperManagerAdam F EnglanderManager7 more | Active | |
| Utah | J.P. MORGAN SECURITIES LLC | 1991-01-09 | CT CORPORATION SYSTEM | CARLOS M HERNANDEZManagerMICHAEL MINIKESManager1 more | Inactive | |
| Utah | J.P. MORGAN SECURITIES LLC | 1991-01-09 | CT CORPORATION SYSTEM | CARLOS M HERNANDEZManagerJEFFREY C BERNSTEINManager1 more | Expired | |
| Utah | J.P. MORGAN SECURITIES LLC | 2011-06-29 | C T CORPORATION SYSTEM | J.P. Morgan Broker-Dealer Holdings IncMemberPAUL VIENICKManager22 more | Active | |
| Utah | J.P. MORGAN SECURITIES INC. | 2003-05-22 | CT CORPORATION SYSTEM | PAUL W BRANDOWOfficer, DirectorJAMES C P BERRYOfficer3 more | Inactive | |
| Utah | J.P. MORGAN SECURITIES INC. | 2006-05-02 | CT CORPORATION SYSTEM | CARLOS M HERNANDEZOfficerFELICE DI IORIODirector4 more | Inactive | |
| Vermont | J.P. MORGAN SECURITIES LLC | 2010-09-10 | C T CORPORATION SYSTEM | Paul VienickManagerAdam F EnglanderManager6 more | Active | |
| Washington | J.P. MORGAN SECURITIES LLC | 2002-08-19 | C T CORPORATION SYSTEM | BRIAN J BISESIDirectorADAM F ENGLANDERDirector7 more | Active | |
| West Virginia | J.P. MORGAN SECURITIES LLC | 2008-09-12 | C T CORPORATION SYSTEM | ERIC D. TEPPERManagerRACHID ALAOUI ABDALLAOUIManager | Active | |
Companies and people linked to J.P. MORGAN SECURITIES LLC in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Delaware | 2010604689 | — | — | Unknown | |
Federal court records load when you reach this section.
Companies adjacent to J.P. MORGAN SECURITIES LLC in the South Dakota Secretary of State register, in alphabetical order.
285 companies are registered at 270 PARK AVENUE, NEW YORK — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-08. Document getpalm-companies/9947-6671-9169.