Is APEX CLEARING CORPORATION active?

No — APEX CLEARING CORPORATION is no longer active. The South Dakota registry lists it as inactive, as of the 2026-07-29 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is APEX CLEARING CORPORATION registered?

APEX CLEARING CORPORATION is registered in South Dakota under company number FB036621, first registered on March 13, 2013.

What type of company is APEX CLEARING CORPORATION?

APEX CLEARING CORPORATION is registered as a corporation with the South Dakota Secretary of State.

How many employees does APEX CLEARING CORPORATION have?

APEX CLEARING CORPORATION has an estimated 832 employees as of plan year 2024 — a modeled figure derived from the retirement-plan participant counts in its DOL Form 5500 filings, not an official headcount.

Does APEX CLEARING CORPORATION offer a 401(k) plan?

Yes — Form 5500 filings with the Department of Labor show APEX CLEARING CORPORATION sponsors a 401(k) retirement plan. Filings span 1999–2024. Details are in the Form 5500 section above.

Does APEX CLEARING CORPORATION sponsor H-1B visas?

11 Labor Condition Applications (LCAs) filed by APEX CLEARING CORPORATION appear in the DOL H-1B disclosure data, spanning FY 2012 to FY 2021. Each case, job title and offered wage is listed in the H-1B section above.

Does APEX CLEARING CORPORATION have UCC liens?

No UCC financing statements name APEX CLEARING CORPORATION as debtor in the indexed state registries.

In which states is APEX CLEARING CORPORATION registered with the Secretary of State?

APEX CLEARING CORPORATION appears in 2 state business registers: South Dakota, New York. South Dakota is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is APEX CLEARING CORPORATION a federal contractor?

APEX CLEARING CORPORATION appears in 1 federal recipient record (SAM.gov), indicating registration to receive federal awards. Obligation totals are not available for these records.

Does APEX CLEARING CORPORATION hold any licenses?

No occupational or professional license records are matched to APEX CLEARING CORPORATION in the indexed federal, state and municipal license registries.

What is the EIN of APEX CLEARING CORPORATION?

The Employer Identification Number (EIN) on record for APEX CLEARING CORPORATION is 132967453.

What public records are linked to APEX CLEARING CORPORATION?

24 public records are linked to APEX CLEARING CORPORATION: 1 in Filings, 2 in Permits, 11 in H-1B, 10 in 401(k) — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-07-29).

APEX CLEARING CORPORATION — South Dakota Corporation No. FB036621: Inactive, 1 filing

APEX CLEARING CORPORATION is a South Dakota corporation, registered on March 13, 2013. It is based at 1700 PACIFIC AVE STE 1400, DALLAS, TX, 75201-4607. The company has since been marked inactive on the South Dakota register, is registered under company number FB036621 and carries EIN 132967453. Public records for the company include 1 SoS registration, 2 permits, 1 federal contract, 11 H-1B filings and 10 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	APEX CLEARING CORPORATION
Principal address	1700 PACIFIC AVE STE 1400DALLAS75201-4607TXUnited States
Registration state	South Dakota
Status	Inactive
Formed in	New York (foreign registration)
Home company	APEX CLEARING CORPORATION · Active
Registered	13 March 2013 (over 13 years ago)
Entity type	Corporation
Standing	not compliant
Company number	FB036621
EIN	132967453
LEI	5493000418CITRF5BO80
Employees (modeled)

H-1B filings	11 LCA filings, FY 2012–2021

Registered agent	C T CORPORATION SYSTEM

Source registry	South Dakota Secretary of State · updated 15 June 2026

Public records	1 SoS registration

Est. revenue (modeled)	$441.8M2024
Federal contractor	Yes · 1 federal recipient record (SAM)

State	Business name	Filed	Registered agent	Officers	Status
South DakotaTHIS	APEX CLEARING CORPORATION	2013-03-13	C T CORPORATION SYSTEM	—	Inactive
Filing ID FB036621 Jurisdiction Foreign · CorporationFormed in New York Principal address 1700 PACIFIC AVE STE 1400, DALLAS, TX, 75201-4607 Registered agent C T CORPORATION SYSTEM319 S COTEAU ST, PIERRE, SD, 57501-3187 Officers Not reported
New York	APEX CLEARING CORPORATION	1978-12-22	CORPORATION SERVICE COMPANY	WILLIAM CAPUZZIOfficer	Active

State	Permit	Issued	Type	Location	Status
Texas	11329674532	2018-07-03	—	N SAINT PAUL ST STE 1300	Unknown
address number 350 address text N SAINT PAUL ST STE 1300 city taid 2057011 county taid — first sale date 2018-03-31T00:00:00.000 juris city DALLAS loc city DALLAS loc county 57 loc juris Y loc name APEX CLEARING CORPORATION loc number 1 loc state TX loc zip 75201 loc zip4 4229 mass transit auth1 taid 3057994 mass transit auth2 taid — naics 522320 org type CF permit date 2018-07-03T00:00:00.000 special purp dist1 taid — special purp dist2 taid — special purp dist3 taid — special purp dist4 taid — tp address 350 N SAINT PAUL ST STE 1300 tp city DALLAS tp county 57 tp name APEX CLEARING CORPORATION tp number 11329674532 tp state TX tp zip 75201 tp zip4 4229 unique taid — Source: TX sales tax permitted locations · document dtx-permits/1b40fcfa7e839e69f27ed4ff
Texas	11329674532	2018-07-03	—	350 N SAINT PAUL ST STE 1300	Unknown
outlet address 350 N SAINT PAUL ST STE 1300 outlet city DALLAS outlet county code 057 outlet first sales date 2018-03-31T00:00:00.000 outlet inside outside city limits indicator Y outlet naics code 522320 outlet name APEX CLEARING CORPORATION outlet number 1 outlet permit issue date 2018-07-03T00:00:00.000 outlet state TX outlet zip code 75201 taxpayer address 350 N SAINT PAUL ST STE 1300 taxpayer city DALLAS taxpayer county code 057 taxpayer name APEX CLEARING CORPORATION taxpayer number 11329674532 taxpayer organization type CF taxpayer state TX taxpayer zip code 75201 Source: TX sales tax permits · document dtx-permits/e1bed8ec8ff7d5a7989e5972

Case	Filed	Job title	Wage	Worksite	Status
I-200-21266-603623	2021-09-23	Associate Software Engineer	$72,883/yr	Chicago	Certified
amended petition 0 attorney agent city Schaumburg attorney agent state IL attorney first name Fazila attorney last name Vaid case number I-200-21266-603623 case status Certified change employer 0 continued employment 0 decision date 2021-09-30T00:00:00 employer address1 350 N. St. Paul St. employer address2 Ste 1300 employer city Dallas employer country UNITED STATES OF AMERICA employer dba — employer name Apex Clearing Corporation employer phone +12147651540 employer postal code 75201 employer state TX employment begin date 2021-10-01T00:00:00 employment end date 2024-09-30T00:00:00 fiscal year 2021 full time position Y h1b dependent No job title Associate Software Engineer lawfirm name Masuda, Funai, Eifert & Mitchell, Ltd. naics code 522320 new employment 1 original cert date — prevailing wage 72883 pw unit of pay Year pw wage level I received date 2021-09-23T00:00:00 soc code 15-1132.00 soc title Software Developers, Applications source file LCA_Disclosure_Data_FY2021_Q4 total worker positions 1 visa class H-1B wage rate from 72883 wage rate to 90000 wage unit of pay Year willful violator No worksite address1 141 W. Jackson Blvd worksite city Chicago worksite county COOK worksite postal code 60604 worksite state IL Source: DOL h1b disclosure · document dol-h1b/I-200-21266-603623
I-200-21246-565340	2021-09-03	Associate Software Engineer	$72,883/yr	Chicago	Certified
amended petition 0 attorney agent city Schaumburg attorney agent state IL attorney first name Fazila attorney last name Vaid case number I-200-21246-565340 case status Certified change employer 0 continued employment 0 decision date 2021-09-13T00:00:00 employer address1 350 N. St. Paul St. employer address2 Ste 1300 employer city Dallas employer country UNITED STATES OF AMERICA employer dba — employer name Apex Clearing Corporation employer phone +12147651540 employer postal code 75201 employer state TX employment begin date 2021-10-01T00:00:00 employment end date 2024-09-30T00:00:00 fiscal year 2021 full time position Y h1b dependent No job title Associate Software Engineer lawfirm name Masuda, Funai, Eifert & Mitchell, Ltd. naics code 522320 new employment 1 original cert date — prevailing wage 72883 pw unit of pay Year pw wage level I received date 2021-09-03T00:00:00 soc code 15-1133.00 soc title Software Developers, Systems Software source file LCA_Disclosure_Data_FY2021_Q4 total worker positions 1 visa class H-1B wage rate from 72883 wage rate to 90000 wage unit of pay Year willful violator No worksite address1 141 W. Jackson Blvd worksite city Chicago worksite county COOK worksite postal code 60604 worksite state IL Source: DOL h1b disclosure · document dol-h1b/I-200-21246-565340
I-200-18120-819893	2018-05-24	SOFTWARE ENGINEER	$73,507/yr	DALLAS	CERTIFIED
amended petition 0 attorney agent city WASHINGTON attorney agent name BURRITT, JASON attorney agent state DC case number I-200-18120-819893 case status CERTIFIED change employer 0 continued employment 1 decision date 2018-05-31T00:00:00 employer address1 350 N. ST. PAUL STREET #1300 employer city DALLAS employer country UNITED STATES OF AMERICA employer dba N/A employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 2018-09-13T00:00:00 employment end date 2021-09-12T00:00:00 fiscal year 2018 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 new employment 0 original cert date — prevailing wage 73507 pw unit of pay Year pw wage level Level I received date 2018-05-24T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY2018_EOY total worker positions 1 visa class H-1B wage rate from 73507 wage rate to 90646 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-18120-819893
I-200-18025-334055	2018-01-26	SOFTWARE ENGINEER	$90,646/yr	DALLAS	CERTIFIED
amended petition 0 attorney agent city WASHINGTON attorney agent name BURRITT, JASON attorney agent state DC case number I-200-18025-334055 case status CERTIFIED change employer 1 continued employment 0 decision date 2018-02-01T00:00:00 employer address1 350 N. ST. PAUL STREET employer city DALLAS employer country UNITED STATES OF AMERICA employer dba APEX CLEARING employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 2018-02-05T00:00:00 employment end date 2021-02-04T00:00:00 fiscal year 2018 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 new employment 0 original cert date — prevailing wage 90646 pw unit of pay Year pw wage level Level II received date 2018-01-26T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY2018_EOY total worker positions 1 visa class H-1B wage rate from 90646 wage rate to 95000 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-18025-334055
I-200-17057-956106	2017-03-19	SOFTWARE ENGINEER	$68,827/yr	DALLAS	CERTIFIED
amended petition 0 attorney agent city WASHINGTON attorney agent name BURRITT, JASON attorney agent state DC case number I-200-17057-956106 case status CERTIFIED change employer 0 continued employment 0 decision date 2017-03-23T00:00:00 employer address1 350 N. ST. PAUL STREET employer city DALLAS employer country UNITED STATES OF AMERICA employer dba APEX CLEARING employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 2017-08-28T00:00:00 employment end date 2020-08-27T00:00:00 fiscal year 2017 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 new employment 1 original cert date — prevailing wage 68827 pw unit of pay Year pw wage level Level I received date 2017-03-19T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY17 total worker positions 1 visa class H-1B wage rate from 68827 wage rate to 85197 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-17057-956106
I-200-16073-177829	2016-03-18	SOFTWARE ENGINEER	$65,042/yr	DALLAS	CERTIFIED
attorney agent city WASHINGTON attorney agent name BURRITT, JASON attorney agent state DC case number I-200-16073-177829 case status CERTIFIED decision date 2016-03-24T00:00:00 employer address1 350 N ST. PAUL STREET employer city DALLAS employer country UNITED STATES OF AMERICA employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 2016-09-12T00:00:00 employment end date 2019-09-11T00:00:00 fiscal year 2016 full time position — h1b dependent N job title SOFTWARE ENGINEER naics code 522320 original cert date — prevailing wage 65042 pw unit of pay Year received date 2016-03-18T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY16 total worker positions 1 visa class H-1B wage rate from 65042 wage rate to 81952 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-16073-177829
I-200-16065-614271	2016-03-16	SOFTWARE ENGINEER	$87,402/yr	PORTLAND	CERTIFIED
attorney agent city WASHINGTON attorney agent name BURRITT, JASON attorney agent state DC case number I-200-16065-614271 case status CERTIFIED decision date 2016-03-22T00:00:00 employer address1 350 N. ST. PAUL STREET #1300 employer city DALLAS employer country UNITED STATES OF AMERICA employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 2016-09-04T00:00:00 employment end date 2019-09-03T00:00:00 fiscal year 2016 full time position — h1b dependent N job title SOFTWARE ENGINEER naics code 522320 original cert date — prevailing wage 87402 pw unit of pay Year received date 2016-03-16T00:00:00 soc code 15-1121 soc title COMPUTER SYSTEMS ANALYSTS source file H-1B_Disclosure_Data_FY16 total worker positions 1 visa class H-1B wage rate from 87402 wage rate to 90000 wage unit of pay Year willful violator N worksite city PORTLAND worksite county MULTNOMAH worksite postal code 97214 worksite state OR Source: DOL h1b disclosure · document dol-h1b/I-200-16065-614271
I-200-15061-589662	2015-03-23	SOFTWARE ENGINEER	72530.00 - 85072.00/yr	DALLAS	CERTIFIED
attorney agent city WASHINGTON attorney agent name JASON BURRITT attorney agent state DC case number I-200-15061-589662 case status CERTIFIED decision date 2015-03-27T00:00:00 employer address1 350 N. ST. PAUL STREET #1300 employer address2 N/A employer city DALLAS employer country UNITED STATES OF AMERICA employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 09/01/2015 employment end date 08/31/2018 fiscal year 2015 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 prevailing wage 72530.00 pw unit of pay Year pw wage level Level I received date 2015-03-23T00:00:00 soc code 15-1133 soc title SOFTWARE DEVELOPERS, SYSTEMS SOFTWARE source file H-1B_Disclosure_Data_FY15_Q4 total worker positions 1 visa class H-1B wage rate from 72530.00 - 85072.00 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-15061-589662
I-200-15073-645322	2015-03-23	SOFTWARE ENGINEER	64418.00 - 90000.00/yr	DALLAS	CERTIFIED
attorney agent city WASHINGTON attorney agent name JASON BURRITT attorney agent state DC case number I-200-15073-645322 case status CERTIFIED decision date 2015-03-27T00:00:00 employer address1 350 N. ST. PAUL STREET #1300 employer address2 N/A employer city DALLAS employer country UNITED STATES OF AMERICA employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 09/13/2015 employment end date 09/12/2018 fiscal year 2015 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 prevailing wage 64418.00 pw unit of pay Year pw wage level Level I received date 2015-03-23T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY15_Q4 total worker positions 1 visa class H-1B wage rate from 64418.00 - 90000.00 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-15073-645322
I-200-15062-229263	2015-03-23	SOFTWARE ENGINEER	72530.00 - 85072.00/yr	DALLAS	CERTIFIED
attorney agent city WASHINGTON attorney agent name JASON BURRITT attorney agent state DC case number I-200-15062-229263 case status CERTIFIED decision date 2015-03-27T00:00:00 employer address1 350 N. ST. PAUL STREET #1300 employer address2 N/A employer city DALLAS employer country UNITED STATES OF AMERICA employer name APEX CLEARING CORPORATION employer phone 8882686220 employer postal code 75201 employer state TX employment begin date 09/02/2015 employment end date 09/01/2018 fiscal year 2015 full time position Y h1b dependent N job title SOFTWARE ENGINEER naics code 522320 prevailing wage 72530.00 pw unit of pay Year pw wage level Level I received date 2015-03-23T00:00:00 soc code 15-1133 soc title SOFTWARE DEVELOPERS, SYSTEMS SOFTWARE source file H-1B_Disclosure_Data_FY15_Q4 total worker positions 1 visa class H-1B wage rate from 72530.00 - 85072.00 wage unit of pay Year willful violator N worksite city DALLAS worksite county DALLAS worksite postal code 75201 worksite state TX Source: DOL h1b disclosure · document dol-h1b/I-200-15062-229263

Case

Filed

Job title

Wage

Worksite

Status

I-200-21266-603623

2021-09-23

Associate Software Engineer

$72,883/yr

Chicago

Certified

amended petition

attorney agent city

Schaumburg

attorney agent state

attorney first name

Fazila

attorney last name

Vaid

case number

I-200-21266-603623

case status

Certified

change employer

continued employment

decision date

2021-09-30T00:00:00

employer address1

350 N. St. Paul St.

employer address2

Ste 1300

employer city

Dallas

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

Apex Clearing Corporation

employer phone

+12147651540

employer postal code

75201

employer state

employment begin date

2021-10-01T00:00:00

employment end date

2024-09-30T00:00:00

fiscal year

2021

full time position

h1b dependent

job title

Associate Software Engineer

lawfirm name

Masuda, Funai, Eifert & Mitchell, Ltd.

naics code

522320

new employment

original cert date

—

prevailing wage

72883

pw unit of pay

Year

pw wage level

received date

2021-09-23T00:00:00

soc code

15-1132.00

soc title

Software Developers, Applications

source file

LCA_Disclosure_Data_FY2021_Q4

total worker positions

visa class

H-1B

wage rate from

72883

wage rate to

90000

wage unit of pay

Year

willful violator

worksite address1

141 W. Jackson Blvd

worksite city

Chicago

worksite county

COOK

worksite postal code

60604

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-21266-603623

I-200-21246-565340

2021-09-03

Associate Software Engineer

$72,883/yr

Chicago

Certified

amended petition

attorney agent city

Schaumburg

attorney agent state

attorney first name

Fazila

attorney last name

Vaid

case number

I-200-21246-565340

case status

Certified

change employer

continued employment

decision date

2021-09-13T00:00:00

employer address1

350 N. St. Paul St.

employer address2

Ste 1300

employer city

Dallas

employer country

UNITED STATES OF AMERICA

employer dba

—

employer name

Apex Clearing Corporation

employer phone

+12147651540

employer postal code

75201

employer state

employment begin date

2021-10-01T00:00:00

employment end date

2024-09-30T00:00:00

fiscal year

2021

full time position

h1b dependent

job title

Associate Software Engineer

lawfirm name

Masuda, Funai, Eifert & Mitchell, Ltd.

naics code

522320

new employment

original cert date

—

prevailing wage

72883

pw unit of pay

Year

pw wage level

received date

2021-09-03T00:00:00

soc code

15-1133.00

soc title

Software Developers, Systems Software

source file

LCA_Disclosure_Data_FY2021_Q4

total worker positions

visa class

H-1B

wage rate from

72883

wage rate to

90000

wage unit of pay

Year

willful violator

worksite address1

141 W. Jackson Blvd

worksite city

Chicago

worksite county

COOK

worksite postal code

60604

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-21246-565340

I-200-18120-819893

2018-05-24

SOFTWARE ENGINEER

$73,507/yr

DALLAS

CERTIFIED

amended petition

attorney agent city

WASHINGTON

attorney agent name

BURRITT, JASON

attorney agent state

case number

I-200-18120-819893

case status

CERTIFIED

change employer

continued employment

decision date

2018-05-31T00:00:00

employer address1

350 N. ST. PAUL STREET #1300

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer dba

N/A

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

2018-09-13T00:00:00

employment end date

2021-09-12T00:00:00

fiscal year

2018

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

new employment

original cert date

—

prevailing wage

73507

pw unit of pay

Year

pw wage level

Level I

received date

2018-05-24T00:00:00

soc code

15-1132

soc title

SOFTWARE DEVELOPERS, APPLICATIONS

source file

H-1B_Disclosure_Data_FY2018_EOY

total worker positions

visa class

H-1B

wage rate from

73507

wage rate to

90646

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-18120-819893

I-200-18025-334055

2018-01-26

SOFTWARE ENGINEER

$90,646/yr

DALLAS

CERTIFIED

amended petition

attorney agent city

WASHINGTON

attorney agent name

BURRITT, JASON

attorney agent state

case number

I-200-18025-334055

case status

CERTIFIED

change employer

continued employment

decision date

2018-02-01T00:00:00

employer address1

350 N. ST. PAUL STREET

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer dba

APEX CLEARING

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

2018-02-05T00:00:00

employment end date

2021-02-04T00:00:00

fiscal year

2018

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

new employment

original cert date

—

prevailing wage

90646

pw unit of pay

Year

pw wage level

Level II

received date

2018-01-26T00:00:00

soc code

15-1132

soc title

SOFTWARE DEVELOPERS, APPLICATIONS

source file

H-1B_Disclosure_Data_FY2018_EOY

total worker positions

visa class

H-1B

wage rate from

90646

wage rate to

95000

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-18025-334055

I-200-17057-956106

2017-03-19

SOFTWARE ENGINEER

$68,827/yr

DALLAS

CERTIFIED

amended petition

attorney agent city

WASHINGTON

attorney agent name

BURRITT, JASON

attorney agent state

case number

I-200-17057-956106

case status

CERTIFIED

change employer

continued employment

decision date

2017-03-23T00:00:00

employer address1

350 N. ST. PAUL STREET

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer dba

APEX CLEARING

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

2017-08-28T00:00:00

employment end date

2020-08-27T00:00:00

fiscal year

2017

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

new employment

original cert date

—

prevailing wage

68827

pw unit of pay

Year

pw wage level

Level I

received date

2017-03-19T00:00:00

soc code

15-1132

soc title

SOFTWARE DEVELOPERS, APPLICATIONS

source file

H-1B_Disclosure_Data_FY17

total worker positions

visa class

H-1B

wage rate from

68827

wage rate to

85197

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-17057-956106

I-200-16073-177829

2016-03-18

SOFTWARE ENGINEER

$65,042/yr

DALLAS

CERTIFIED

attorney agent city

WASHINGTON

attorney agent name

BURRITT, JASON

attorney agent state

case number

I-200-16073-177829

case status

CERTIFIED

decision date

2016-03-24T00:00:00

employer address1

350 N ST. PAUL STREET

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

2016-09-12T00:00:00

employment end date

2019-09-11T00:00:00

fiscal year

2016

full time position

—

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

original cert date

—

prevailing wage

65042

pw unit of pay

Year

received date

2016-03-18T00:00:00

soc code

15-1132

soc title

SOFTWARE DEVELOPERS, APPLICATIONS

source file

H-1B_Disclosure_Data_FY16

total worker positions

visa class

H-1B

wage rate from

65042

wage rate to

81952

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-16073-177829

I-200-16065-614271

2016-03-16

SOFTWARE ENGINEER

$87,402/yr

PORTLAND

CERTIFIED

attorney agent city

WASHINGTON

attorney agent name

BURRITT, JASON

attorney agent state

case number

I-200-16065-614271

case status

CERTIFIED

decision date

2016-03-22T00:00:00

employer address1

350 N. ST. PAUL STREET #1300

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

2016-09-04T00:00:00

employment end date

2019-09-03T00:00:00

fiscal year

2016

full time position

—

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

original cert date

—

prevailing wage

87402

pw unit of pay

Year

received date

2016-03-16T00:00:00

soc code

15-1121

soc title

COMPUTER SYSTEMS ANALYSTS

source file

H-1B_Disclosure_Data_FY16

total worker positions

visa class

H-1B

wage rate from

87402

wage rate to

90000

wage unit of pay

Year

willful violator

worksite city

PORTLAND

worksite county

MULTNOMAH

worksite postal code

97214

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-16065-614271

I-200-15061-589662

2015-03-23

SOFTWARE ENGINEER

72530.00 - 85072.00/yr

DALLAS

CERTIFIED

attorney agent city

WASHINGTON

attorney agent name

JASON BURRITT

attorney agent state

case number

I-200-15061-589662

case status

CERTIFIED

decision date

2015-03-27T00:00:00

employer address1

350 N. ST. PAUL STREET #1300

employer address2

N/A

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

09/01/2015

employment end date

08/31/2018

fiscal year

2015

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

prevailing wage

72530.00

pw unit of pay

Year

pw wage level

Level I

received date

2015-03-23T00:00:00

soc code

15-1133

soc title

SOFTWARE DEVELOPERS, SYSTEMS SOFTWARE

source file

H-1B_Disclosure_Data_FY15_Q4

total worker positions

visa class

H-1B

wage rate from

72530.00 - 85072.00

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-15061-589662

I-200-15073-645322

2015-03-23

SOFTWARE ENGINEER

64418.00 - 90000.00/yr

DALLAS

CERTIFIED

attorney agent city

WASHINGTON

attorney agent name

JASON BURRITT

attorney agent state

case number

I-200-15073-645322

case status

CERTIFIED

decision date

2015-03-27T00:00:00

employer address1

350 N. ST. PAUL STREET #1300

employer address2

N/A

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

09/13/2015

employment end date

09/12/2018

fiscal year

2015

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

prevailing wage

64418.00

pw unit of pay

Year

pw wage level

Level I

received date

2015-03-23T00:00:00

soc code

15-1132

soc title

SOFTWARE DEVELOPERS, APPLICATIONS

source file

H-1B_Disclosure_Data_FY15_Q4

total worker positions

visa class

H-1B

wage rate from

64418.00 - 90000.00

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-15073-645322

I-200-15062-229263

2015-03-23

SOFTWARE ENGINEER

72530.00 - 85072.00/yr

DALLAS

CERTIFIED

attorney agent city

WASHINGTON

attorney agent name

JASON BURRITT

attorney agent state

case number

I-200-15062-229263

case status

CERTIFIED

decision date

2015-03-27T00:00:00

employer address1

350 N. ST. PAUL STREET #1300

employer address2

N/A

employer city

DALLAS

employer country

UNITED STATES OF AMERICA

employer name

APEX CLEARING CORPORATION

employer phone

8882686220

employer postal code

75201

employer state

employment begin date

09/02/2015

employment end date

09/01/2018

fiscal year

2015

full time position

h1b dependent

job title

SOFTWARE ENGINEER

naics code

522320

prevailing wage

72530.00

pw unit of pay

Year

pw wage level

Level I

received date

2015-03-23T00:00:00

soc code

15-1133

soc title

SOFTWARE DEVELOPERS, SYSTEMS SOFTWARE

source file

H-1B_Disclosure_Data_FY15_Q4

total worker positions

visa class

H-1B

wage rate from

72530.00 - 85072.00

wage unit of pay

Year

willful violator

worksite city

DALLAS

worksite county

DALLAS

worksite postal code

75201

worksite state

Source: DOL h1b disclosure · document dol-h1b/I-200-15062-229263

Employees (modeled)	≈832 · plan year 2024
Est. annual revenue (modeled)	$441.8M
Benefit plans	401(k) plan on file
Filing history	15 plan years filed, 1999–2024
Sponsor EIN	13-2967453

Employees (modeled)

≈832 · plan year 2024

Est. annual revenue (modeled)

$441.8M

Benefit plans

401(k) plan on file

Filing history

15 plan years filed, 1999–2024

Sponsor EIN

13-2967453

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2024	≈832	685 (749 active)	—	$441.8M	Welfare
active participants 749 ein 132967453 employees est 832 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan false has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2025-10-01 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX FINTECH SERVICES, LLC plan count 1 revenue est headcount usd 441795910 revenue est usd 441795910 state IL total participants 685 year 2024 Source: DOL Form 5500 series (EBSA) · plan year 2024 · EIN 13-2967453
2023	≈753	654 (678 active)	—	$399.8M	Welfare
active participants 678 ein 132967453 employees est 753 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan false has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2024-10-14 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX FINTECH SERVICES, LLC plan count 1 revenue est headcount usd 399846539 revenue est usd 399846539 state IL total participants 654 year 2023 Source: DOL Form 5500 series (EBSA) · plan year 2023 · EIN 13-2967453
2022	≈708	542 (637 active)	—	$376M	Welfare
active participants 637 ein 132967453 employees est 708 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 1 has 401k false has pension plan false has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2023-10-05 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX FINTECH SERVICES, LLC plan count 1 revenue est headcount usd 375951328 revenue est usd 375951328 state IL total participants 542 year 2022 Source: DOL Form 5500 series (EBSA) · plan year 2022 · EIN 13-2967453
2021	≈497	440 (447 active)	$47.9M	$284.8M	401(k)
active participants 447 ein 132967453 employees est 497 employer contrib usd 1043939 estimate method v1-uncalibrated-2026-08-17 final filings 1 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2022-12-01 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 4532008 payroll est usd 64742971 plan assets usd 47914778 plan count 2 revenue est headcount usd 263909336 revenue est payroll usd 307275612 revenue est usd 284768156 signer name WILLIAM BRENNAN state TX total participants 440 year 2021 Source: DOL Form 5500 series (EBSA) · plan year 2021 · EIN 13-2967453
2020	≈421	327 (379 active)	$39M	$225M	401(k)
active participants 379 ein 132967453 employees est 421 employer contrib usd 576990 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2021-11-04 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 3340712 payroll est usd 47724457 plan assets usd 38980996 plan count 2 revenue est headcount usd 223552979 revenue est payroll usd 226504305 revenue est usd 225023803 signer name OLGA KHOTIMSKY state TX total participants 327 year 2020 Source: DOL Form 5500 series (EBSA) · plan year 2020 · EIN 13-2967453
2019	≈347	282 (312 active)	$28.4M	$166.7M	401(k)
active participants 312 ein 132967453 employees est 347 employer contrib usd 574372 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2020-10-15 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 2225505 payroll est usd 31792929 plan assets usd 28384843 plan count 2 revenue est headcount usd 184258631 revenue est payroll usd 150891925 revenue est usd 166742735 signer name LISA HENDERSON state TX total participants 282 year 2019 Source: DOL Form 5500 series (EBSA) · plan year 2019 · EIN 13-2967453
2018	≈256	239 (230 active)	$20.5M	$131.8M	401(k)
active participants 230 ein 132967453 employees est 256 employer contrib usd 444297 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2019-10-15 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 1885164 payroll est usd 26930914 plan assets usd 20515090 plan count 2 revenue est headcount usd 135937203 revenue est payroll usd 127816394 revenue est usd 131814275 signer name RALUCA MARRIN state TX total participants 239 year 2018 Source: DOL Form 5500 series (EBSA) · plan year 2018 · EIN 13-2967453
2017	≈222	222 (200 active)	$21.3M	$111.9M	401(k)
active participants 200 ein 132967453 employees est 222 employer contrib usd 402247 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2018-10-12 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 1565524 payroll est usd 22364629 plan assets usd 21345006 plan count 2 revenue est headcount usd 117883043 revenue est payroll usd 106144417 revenue est usd 111859854 signer name RALUCA MARRIN state TX total participants 222 year 2017 Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 13-2967453
2016	≈210	198 (189 active)	$18.4M	$101.5M	401(k)
active participants 189 ein 132967453 employees est 210 employer contrib usd 379377 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2017-10-11 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 1363479 payroll est usd 19478271 plan assets usd 18407788 plan count 2 revenue est headcount usd 111510987 revenue est payroll usd 92445522 revenue est usd 101531726 signer name SARAH DAHL-KLEMENT state TX total participants 198 year 2016 Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 13-2967453
2015	≈193	186 (174 active)	$14.1M	$87.2M	401(k)
active participants 174 ein 132967453 employees est 193 employer contrib usd 204625 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2016-10-12 naics 522300 naics rpe level 5223 naics rpe usd 531004.7 name APEX CLEARING CORPORATION participant contrib usd 1095508 payroll est usd 15650114 plan assets usd 14054064 plan count 2 revenue est headcount usd 102483907 revenue est payroll usd 74276765 revenue est usd 87247768 signer name RALPH D'AUGE state TX total participants 186 year 2015 Source: DOL Form 5500 series (EBSA) · plan year 2015 · EIN 13-2967453

Plan year

Employees (est.)

Participants

Plan assets

Revenue (est.)

401(k)

2024

≈832

685 (749 active)

—

$441.8M

Welfare

active participants

749

ein

132967453

employees est

832

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

false

has pension plan

false

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2025-10-01

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX FINTECH SERVICES, LLC

plan count

revenue est headcount usd

441795910

revenue est usd

441795910

state

total participants

685

year

2024

Source: DOL Form 5500 series (EBSA) · plan year 2024 · EIN 13-2967453

2023

≈753

654 (678 active)

—

$399.8M

Welfare

active participants

678

ein

132967453

employees est

753

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

false

has pension plan

false

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2024-10-14

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX FINTECH SERVICES, LLC

plan count

revenue est headcount usd

399846539

revenue est usd

399846539

state

total participants

654

year

2023

Source: DOL Form 5500 series (EBSA) · plan year 2023 · EIN 13-2967453

2022

≈708

542 (637 active)

—

$376M

Welfare

active participants

637

ein

132967453

employees est

708

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

false

has pension plan

false

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2023-10-05

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX FINTECH SERVICES, LLC

plan count

revenue est headcount usd

375951328

revenue est usd

375951328

state

total participants

542

year

2022

Source: DOL Form 5500 series (EBSA) · plan year 2022 · EIN 13-2967453

2021

≈497

440 (447 active)

$47.9M

$284.8M

401(k)

active participants

447

ein

132967453

employees est

497

employer contrib usd

1043939

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2022-12-01

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

4532008

payroll est usd

64742971

plan assets usd

47914778

plan count

revenue est headcount usd

263909336

revenue est payroll usd

307275612

revenue est usd

284768156

signer name

WILLIAM BRENNAN

state

total participants

440

year

2021

Source: DOL Form 5500 series (EBSA) · plan year 2021 · EIN 13-2967453

2020

≈421

327 (379 active)

$39M

$225M

401(k)

active participants

379

ein

132967453

employees est

421

employer contrib usd

576990

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2021-11-04

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

3340712

payroll est usd

47724457

plan assets usd

38980996

plan count

revenue est headcount usd

223552979

revenue est payroll usd

226504305

revenue est usd

225023803

signer name

OLGA KHOTIMSKY

state

total participants

327

year

2020

Source: DOL Form 5500 series (EBSA) · plan year 2020 · EIN 13-2967453

2019

≈347

282 (312 active)

$28.4M

$166.7M

401(k)

active participants

312

ein

132967453

employees est

347

employer contrib usd

574372

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2020-10-15

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

2225505

payroll est usd

31792929

plan assets usd

28384843

plan count

revenue est headcount usd

184258631

revenue est payroll usd

150891925

revenue est usd

166742735

signer name

LISA HENDERSON

state

total participants

282

year

2019

Source: DOL Form 5500 series (EBSA) · plan year 2019 · EIN 13-2967453

2018

≈256

239 (230 active)

$20.5M

$131.8M

401(k)

active participants

230

ein

132967453

employees est

256

employer contrib usd

444297

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2019-10-15

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

1885164

payroll est usd

26930914

plan assets usd

20515090

plan count

revenue est headcount usd

135937203

revenue est payroll usd

127816394

revenue est usd

131814275

signer name

RALUCA MARRIN

state

total participants

239

year

2018

Source: DOL Form 5500 series (EBSA) · plan year 2018 · EIN 13-2967453

2017

≈222

222 (200 active)

$21.3M

$111.9M

401(k)

active participants

200

ein

132967453

employees est

222

employer contrib usd

402247

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2018-10-12

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

1565524

payroll est usd

22364629

plan assets usd

21345006

plan count

revenue est headcount usd

117883043

revenue est payroll usd

106144417

revenue est usd

111859854

signer name

RALUCA MARRIN

state

total participants

222

year

2017

Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 13-2967453

2016

≈210

198 (189 active)

$18.4M

$101.5M

401(k)

active participants

189

ein

132967453

employees est

210

employer contrib usd

379377

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2017-10-11

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

1363479

payroll est usd

19478271

plan assets usd

18407788

plan count

revenue est headcount usd

111510987

revenue est payroll usd

92445522

revenue est usd

101531726

signer name

SARAH DAHL-KLEMENT

state

total participants

198

year

2016

Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 13-2967453

2015

≈193

186 (174 active)

$14.1M

$87.2M

401(k)

active participants

174

ein

132967453

employees est

193

employer contrib usd

204625

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

true

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2016-10-12

naics

522300

naics rpe level

5223

naics rpe usd

531004.7

name

APEX CLEARING CORPORATION

participant contrib usd

1095508

payroll est usd

15650114

plan assets usd

14054064

plan count

revenue est headcount usd

102483907

revenue est payroll usd

74276765

revenue est usd

87247768

signer name

RALPH D'AUGE

state

total participants

186

year

2015

Source: DOL Form 5500 series (EBSA) · plan year 2015 · EIN 13-2967453

Plan	Plan year	Participants	EIN
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20191015081039P030081983159001 active participants 229 admin ein — admin name — business code 522300 date received 2019-10-15 filing status FILING_RECEIVED filing year 2018 form type 5500 pension benefit code 2F2G2J2K2T2E3D3H plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2018-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2018-12-31 total participants boy 239 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20171011112940P040195078935001 active participants 189 admin ein — admin name — business code 522300 date received 2017-10-11 filing status FILING_RECEIVED filing year 2016 form type 5500 pension benefit code 2E2F2G2J2K2T3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2016-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2016-12-31 total participants boy 198 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20151014165055P030045341303001 active participants 152 admin ein — admin name — business code 522300 date received 2015-10-14 filing status FILING_RECEIVED filing year 2014 form type 5500 pension benefit code 2F2G2J2K2T3D2E plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2014-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2014-12-31 total participants boy 188 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20201015094554NAL0004625251001 active participants 276 admin ein — admin name — business code 522300 date received 2020-10-15 filing status FILING_RECEIVED filing year 2019 form type 5500 pension benefit code 3H2E2F2G2J2K2T3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2019-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2019-12-31 total participants boy 282 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20141014111022P040018842975001 active participants 169 admin ein — admin name — business code 522300 date received 2014-10-14 filing status FILING_RECEIVED filing year 2013 form type 5500 pension benefit code 2F2G2E2J2K2T3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2013-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2013-12-31 total participants boy 190 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20221201203141NAL0035680258001 active participants 447 admin ein — admin name — business code 522300 date received 2022-12-01 filing status FILING_RECEIVED filing year 2021 form type 5500 pension benefit code 2E2F2G2J2K2T3F3H3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2021-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2021-12-31 total participants boy 440 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20211104165713NAL0010258227001 active participants 374 admin ein — admin name — business code 522300 date received 2021-11-04 filing status FILING_RECEIVED filing year 2020 form type 5500 pension benefit code 2E2F2G2J2K2T3D3F3H plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2020-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2020-12-31 total participants boy 327 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20131015142817P040040058979001 active participants 168 admin ein 132967453 admin name APEX CLEARING CORPORATION business code 522300 date received 2013-10-15 filing status FILING_RECEIVED filing year 2012 form type 5500 pension benefit code 2E2F2G2J2K2T3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2012-10-01 sponsor address1 1700 PACIFIC AVE. sponsor address2 SUITE 1400 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2012-12-31 total participants boy 192 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20181012095834P040268750321001 active participants 199 admin ein — admin name — business code 522300 date received 2018-10-12 filing status FILING_RECEIVED filing year 2017 form type 5500 pension benefit code 2F2G2J2K2T3D2E plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2017-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2017-12-31 total participants boy 222 welfare benefit code — Source: DOL form 5500 · document dol-5500/
APEX CLEARING CORPORATION 401(K) PLAN	—	—	—
ack id 20161012172822P030024058817001 active participants 174 admin ein — admin name — business code 522300 date received 2016-10-12 filing status FILING_RECEIVED filing year 2015 form type 5500 pension benefit code 2E2F2G2J2K2T3D plan effective date 2012-10-01 plan name APEX CLEARING CORPORATION 401(K) PLAN plan number 001 plan year begin date 2015-01-01 sponsor address1 350 N ST PAUL STREET sponsor address2 SUITE 350 sponsor city DALLAS sponsor dba name — sponsor ein 132967453 sponsor name APEX CLEARING CORPORATION sponsor phone 8882686220 sponsor state TX sponsor zip 75201 tax period 2015-12-31 total participants boy 186 welfare benefit code — Source: DOL form 5500 · document dol-5500/

Plan

Plan year

Participants

EIN

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20191015081039P030081983159001

active participants

229

admin ein

—

admin name

—

business code

522300

date received

2019-10-15

filing status

FILING_RECEIVED

filing year

2018

form type

5500

pension benefit code

2F2G2J2K2T2E3D3H

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2018-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2018-12-31

total participants boy

239

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20171011112940P040195078935001

active participants

189

admin ein

—

admin name

—

business code

522300

date received

2017-10-11

filing status

FILING_RECEIVED

filing year

2016

form type

5500

pension benefit code

2E2F2G2J2K2T3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2016-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2016-12-31

total participants boy

198

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20151014165055P030045341303001

active participants

152

admin ein

—

admin name

—

business code

522300

date received

2015-10-14

filing status

FILING_RECEIVED

filing year

2014

form type

5500

pension benefit code

2F2G2J2K2T3D2E

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2014-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2014-12-31

total participants boy

188

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20201015094554NAL0004625251001

active participants

276

admin ein

—

admin name

—

business code

522300

date received

2020-10-15

filing status

FILING_RECEIVED

filing year

2019

form type

5500

pension benefit code

3H2E2F2G2J2K2T3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2019-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2019-12-31

total participants boy

282

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20141014111022P040018842975001

active participants

169

admin ein

—

admin name

—

business code

522300

date received

2014-10-14

filing status

FILING_RECEIVED

filing year

2013

form type

5500

pension benefit code

2F2G2E2J2K2T3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2013-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2013-12-31

total participants boy

190

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20221201203141NAL0035680258001

active participants

447

admin ein

—

admin name

—

business code

522300

date received

2022-12-01

filing status

FILING_RECEIVED

filing year

2021

form type

5500

pension benefit code

2E2F2G2J2K2T3F3H3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2021-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2021-12-31

total participants boy

440

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20211104165713NAL0010258227001

active participants

374

admin ein

—

admin name

—

business code

522300

date received

2021-11-04

filing status

FILING_RECEIVED

filing year

2020

form type

5500

pension benefit code

2E2F2G2J2K2T3D3F3H

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2020-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2020-12-31

total participants boy

327

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20131015142817P040040058979001

active participants

168

admin ein

132967453

admin name

APEX CLEARING CORPORATION

business code

522300

date received

2013-10-15

filing status

FILING_RECEIVED

filing year

2012

form type

5500

pension benefit code

2E2F2G2J2K2T3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2012-10-01

sponsor address1

1700 PACIFIC AVE.

sponsor address2

SUITE 1400

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2012-12-31

total participants boy

192

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20181012095834P040268750321001

active participants

199

admin ein

—

admin name

—

business code

522300

date received

2018-10-12

filing status

FILING_RECEIVED

filing year

2017

form type

5500

pension benefit code

2F2G2J2K2T3D2E

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2017-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2017-12-31

total participants boy

222

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION 401(K) PLAN

—

ack id

20161012172822P030024058817001

active participants

174

admin ein

—

admin name

—

business code

522300

date received

2016-10-12

filing status

FILING_RECEIVED

filing year

2015

form type

5500

pension benefit code

2E2F2G2J2K2T3D

plan effective date

2012-10-01

plan name

APEX CLEARING CORPORATION 401(K) PLAN

plan number

001

plan year begin date

2015-01-01

sponsor address1

350 N ST PAUL STREET

sponsor address2

SUITE 350

sponsor city

DALLAS

sponsor dba name

—

sponsor ein

132967453

sponsor name

APEX CLEARING CORPORATION

sponsor phone

8882686220

sponsor state

sponsor zip

75201

tax period

2015-12-31

total participants boy

186

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

APEX CLEARING CORPORATION

Watchlist match

Contacts

Financials

Industry

Secretary of State Filings

Connections

Liens

Permits

Loans

H-1B

E-Verify

Copyrights

FEC

Customs

401(k)

SEC

Court cases

Frequently asked questions