UVEST FINANCIAL SERVICES GROUP, INC. is a South Dakota corporation, registered on August 28, 2009. It is based at 200 S COLLEGE STREET, CHARLOTTE, NC, 28202-2005. The company has since been marked inactive on the South Dakota register, is registered under company number FB033763 and carries EIN 561210987. Public records for the company include 1 SoS registration. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | UVEST FINANCIAL SERVICES GROUP, INC. |
|---|---|
| Principal address | 200 S COLLEGE STREETCHARLOTTE28202-2005NCUnited States |
| Registration state | South Dakota |
| Status | Inactive |
| Formed in | North Carolina (foreign registration) |
| Home company | Uvest Financial Services Group, Inc. · Dissolved |
| Registered | 28 August 2009 (about 17 years ago) |
| Entity type | Corporation |
| Standing | not compliant |
| Company number | FB033763 |
| EIN | 561210987 |
| Employees (modeled) | ≈353 employees2007 |
| Registered agent |
|---|
| C T CORPORATION SYSTEM |
| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
|---|
| Public records | 1 SoS registration |
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The name “UVEST FINANCIAL SERVICES GROUP INC.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $72.1M2007 |
|---|
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | UVEST FINANCIAL SERVICES GROUP, INC. | 2009-08-28 | C T CORPORATION SYSTEM | — | Inactive | |
Filing ID FB033763 Jurisdiction Foreign · CorporationFormed in North Carolina Principal address 200 S COLLEGE STREET, CHARLOTTE, NC, 28202-2005 Registered agent C T CORPORATION SYSTEM319 S COTEAU ST, PIERRE, SD, 57501-3187 Officers Not reported | ||||||
| Arkansas | UVEST FINANCIAL SERVICES GROUP, INC. | 1998-08-21 | CT CORPORATION SYSTEM | ANDREW KALBAUGHOfficerSEE FILEOfficer3 more | Withdrawn | |
| California | UVEST FINANCIAL SERVICES GROUP, INC. | 2003-06-04 | C T CORPORATION SYSTEM | ROBERT J. MOOREOfficerGWENDOLYN BAILEYOfficer2 more | Dissolved | |
| Florida | UVEST FINANCIAL SERVICES GROUP, INC. | 1984-05-17 | — | christopher mitchellOfficerRobert J MooreDirector, Officer4 more | Inactive | |
| Hawaii | UVEST FINANCIAL SERVICES GROUP, INC. | 2001-05-07 | UVEST FINANCIAL SERVICES GROUP, INC | ARNOLD,DAN HDirector, OfficerMOORE,ROBERT JDirector, Officer4 more | Withdrawn | |
| Indiana | UVEST FINANCIAL SERVICES GROUP, INC. | 2003-04-24 | CT CORPORATION SYSTEM | SARA B. DAVISOfficerWilliam DwyerDirector5 more | Withdrawn | |
| Kansas | UVEST FINANCIAL SERVICES GROUP, INC. | 2006-06-19 | C T CORPORATION SYSTEM | — | Withdrawn | |
| Kentucky | UVEST FINANCIAL SERVICES GROUP, INC. | 2009-08-05 | KY SECRETARY OF STATE | WILLIAM E DWYERDirectorSARA B DAVISOfficer4 more | Inactive | |
| Kentucky | UVEST FINANCIAL SERVICES GROUP, INC. | 1996-11-13 | KY SECRETARY OF STATE | Andy BarksdaleOfficerWilliam DwyerDirector9 more | Inactive | |
| Maryland | UVEST FINANCIAL SERVICES GROUP, INC | 1997-07-29 | THE CORPORATION TRUST INCORPORATED | — | Dissolved | |
| Missouri | UVEST FINANCIAL SERVICES GROUP, INC. | 1998-06-25 | (Secretary of State) | — | Canceled | |
| Montana | UVEST FINANCIAL SERVICES GROUP, INC | 2002-07-31 | — | J ANDREW KALBAUGHOfficer, DirectorMARK S CASADYDirector4 more | Withdrawn | |
| North Carolina | Uvest Financial Services Group, Inc. | 1978-06-19 | CT Corporation System | WOODS, GREGORY MOfficer | Dissolved | |
| North Dakota | UVEST FINANCIAL SERVICES GROUP, INC. | 2005-02-18 | ND Secretary of State (N.D.C.C. § 10-01.1-13) | — | Dissolved | |
| New Hampshire | UVEST Financial Services Group, Inc. | 2006-06-23 | C T Corporation System | — | Withdrawn | |
| New Mexico | UVEST FINANCIAL SERVICES GROUP, INC. | 2004-06-14 | C T CORPORATION SYSTEM | MARK S CASADYDirectorJ. ANDREW KALBAUGHDirector, Officer3 more | Dissolved | |
| Nevada | UVEST FINANCIAL SERVICES GROUP, INC. | 2003-02-12 | C T CORPORATION SYSTEM** | SARA B DAVISOfficerMARK S CASADYDirector5 more | Withdrawn | |
| Ohio | UVEST FINANCIAL SERVICES GROUP, INC. | 1999-08-16 | C T CORPORATION | — | Dissolved | |
| Oklahoma | UVEST FINANCIAL SERVICES GROUP, INC. | 2006-10-16 | SECRETARY OF STATE | — | Inactive | |
| Oklahoma | UVEST FINANCIAL SERVICES GROUP, INC. | 2000-10-24 | SECRETARY OF STATE | — | Inactive | |
| South Carolina | UVEST FINANCIAL SERVICES GROUP, INC. | 1992-02-03 | C T Corporation System | — | Inactive | |
| South Dakota | UVEST FINANCIAL SERVICES GROUP, INC. | 2004-03-05 | C T CORPORATION SYSTEM | — | Revoked | |
| Tennessee | UVEST FINANCIAL SERVICES GROUP, INC. | 2001-09-25 | C T CORPORATION SYSTEM | — | Revoked | |
| Virginia | UVEST Financial Services Group, Inc. | 2001-04-12 | — | J. ANDREW KALBAUGHDirector, OfficerSARA B. DAVISOfficer4 more | Inactive | |
| Wyoming | Uvest Financial Services Group, Inc. | 1997-10-08 | C T Corporation System | William DwyerDirectorDan ArnoldOfficer5 more | Revoked | |
Companies and people linked to UVEST FINANCIAL SERVICES GROUP, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
Employee-benefit plan filings by UVEST FINANCIAL SERVICES GROUP, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈353 · plan year 2007 |
|---|---|
| Est. annual revenue (modeled) | $72.1M |
| Benefit plans | 401(k) plan on file |
| Filing history | 9 plan years filed, 1999–2007 |
| Sponsor EIN | 56-1210987 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2007 | ≈353 | 318 | — | $72.1M | 401(k) | |
| 2006 | ≈300 | 261 (270 active) | $5.6M | $102.6M | 401(k) | |
| 2005 | ≈264 | 230 (238 active) | $3.7M | $84.3M | 401(k) | |
| 2004 | ≈254 | 165 (229 active) | $2.5M | $75M | 401(k) | |
| 2003 | ≈163 | 122 (147 active) | $1.6M | $49.3M | 401(k) | |
| 2002 | ≈121 | 96 (109 active) | $823,372 | $40.1M | 401(k) | |
| 2001 | ≈113 | 90 (102 active) | $671,665 | $33.5M | 401(k) | |
| 2000 | ≈89 | 90 (80 active) | $736,271 | $26.8M | 401(k) | |
| 1999 | ≈99 | 70 (89 active) | $803,281 | $24.7M | 401(k) | |
Federal court records load when you reach this section.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-16. Document getpalm-companies/9737-5789-6995.