STERNE AGEE & LEACH, INC. is a South Dakota corporation, registered on September 27, 2006. It is based at 800 SHADES CREEK PARKWAY, STE 550, BIRMINGHAM, AL, 35209-4598. The company has since been marked inactive on the South Dakota register, is registered under company number FB030996 and carries EIN 630463600. Its E-Verify enrollment reports a workforce of 1,000 to 2,499 employees, hiring at 1 site in Alabama. Public records for the company include 1 SoS registration and 1 E-Verify record. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | STERNE AGEE & LEACH, INC. |
|---|---|
| Principal address | 800 SHADES CREEK PARKWAY, STE 550BIRMINGHAM35209-4598ALUnited States |
| Registration state | South Dakota |
| Status | Inactive |
| Formed in | Delaware (foreign registration) |
| Home company | STERNE, AGEE & LEACH, INC. |
| Registered | 27 September 2006 (almost 20 years ago) |
| Entity type | Corporation |
| Standing | not compliant |
| Company number | FB030996 |
| EIN | 630463600 |
| LEI | 549300B0SBRC3H0BII50 |
| Employees (modeled) | ≈1,660 employees2015 |
|---|
| Workforce size | 1,000 to 2,499 employees · updated 20 October 2020 |
|---|
| Hiring sites | 1 site in Alabama |
|---|
| Registered agent | C T CORPORATION SYSTEM |
|---|
| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
|---|
| Public records | 1 SoS registration |
|---|
The name “Sterne, Agee & Leach Inc.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
Direct email, phone, website, address and the contact person are unlocked with a Pro subscription. Create an account to reveal them.
| Est. revenue (modeled) | $102.4M2015 |
|---|
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | STERNE AGEE & LEACH, INC. | 2006-09-27 | C T CORPORATION SYSTEM | — | Inactive | |
Filing ID FB030996 Jurisdiction Foreign · CorporationFormed in Delaware Principal address 800 SHADES CREEK PARKWAY, STE 550, BIRMINGHAM, AL, 35209-4598 Registered agent C T CORPORATION SYSTEM319 S COTEAU ST, PIERRE, SD, 57501-3187 Officers Not reported | ||||||
| Alaska | Sterne Agee & Leach, Inc. | 2006-08-24 | — | ROBERT J. CORNEDirectorROBERT F. LAMKINDirector | Inactive | |
| Alabama | Sterne, Agee & Leach, Inc. | 1964-09-30 | NATIONAL REGISTERED AGENTS INC | — | Withdrawn | |
| Arkansas | STERNE, AGEE & LEACH, INC. | 1995-10-05 | NATIONAL REGISTERED AGENTS INC OF AR | CHERYL WITTOfficerANDREW CHAMBLESSOfficer2 more | Withdrawn | |
| California | STERNE, AGEE & LEACH, INC. | 2004-05-21 | NATIONAL REGISTERED AGENTS, INC | CONNER FRED WAGSTAFF IIIOfficerCHARLES M. LYONOfficer1 more | Dissolved | |
| Connecticut | STERNE, AGEE & LEACH, INC. | 2007-11-30 | Secretary of State | CHARLES M. LYONOfficerCONNER FRED WAGSTAFF IIIOfficer2 more | Withdrawn | |
| District of Columbia | STERNE, AGEE & LEACH Inc. | 2006-10-20 | NATIONAL REGISTERED AGENTS INC | — | Withdrawn | |
| Delaware | STERNE, AGEE & LEACH, INC. | 1964-09-18 | NATIONAL REGISTERED AGENTS, INC. | — | Unknown | |
| Florida | STERNE, AGEE & LEACH, INC. | 2003-06-05 | NRAI SERVICES, INC | RON TROUTOfficer, DirectorSEAN O'CONNORDirector, Officer4 more | Inactive | |
| Georgia | STERNE, AGEE & LEACH, INC. | 1991-01-24 | LEE SMITH | JAMES S HOLBROOKOfficerS ASHTON STUCKEYOfficer1 more | Dissolved | |
| Georgia | STERNE, AGEE & LEACH, INC. | 2001-07-12 | National Registered Agents, Inc | CONNER FRED WAGSTAFF, IIIOfficerCHARLES M LYONOfficer1 more | Withdrawn | |
| Hawaii | STERNE, AGEE & LEACH, INC. | 2007-10-31 | STERNE, AGEE & LEACH, INC | O'CONNOR, SEAN MDirectorWAGSTAFF, III, CONNER FREDOfficer2 more | Withdrawn | |
| Illinois | STERNE, AGEE & LEACH, INC. | 2006-06-13 | NATIONAL REGISTERED AGENTS, INC | — | Withdrawn | |
| Kentucky | STERNE, AGEE & LEACH, INC. | 2005-01-12 | KY SECRETARY OF STATE | CHARLES M LYONOfficer, DirectorTRICIA HARRODDirector7 more | Inactive | |
| Louisiana | STERNE, AGEE & LEACH, INC. | 1996-02-13 | DAVID BOLTE | Sean M O'ConnorDirectorCHARLES M LYONOfficer, Director2 more | Withdrawn | |
| Massachusetts | STERNE, AGEE & LEACH, INC. | 2006-08-08 | NATIONAL REGISTERED AGENTS, INC | Sean M O'ConnorDirectorDAVID A. BOLTEOfficer2 more | Inactive | |
| Maryland | STERNE, AGEE & LEACH, INC | 2007-02-26 | NATIONAL REGISTERED AGENTS, INC. OF MD | — | Suspended | |
| Maine | STERNE, AGEE & LEACH, INC. | 2007-12-21 | 1075 JORDAN CREEK PKWY, STE 300 | — | Withdrawn | |
| Minnesota | Sterne, Agee & Leach, Inc. | 1999-06-28 | National Registered Agents, Inc | %David A BolteOfficerCHARLES M LYONOfficer | Inactive | |
| Missouri | Sterne Agee & Leach, Inc. | 2006-09-18 | NATIONAL REGISTERED AGENTS, INC | CONNER FRED WAGSTAFF, III (CFO)OfficerWILLIAM J DUNAWAYDirector8 more | Merged | |
| Mississippi | STERNE, AGEE & LEACH, INC. | 1996-03-08 | NATIONAL REGISTERED AGENTS INC | TRICIA HARRODDirectorCHARLES M. LYONOfficer, Director6 more | Withdrawn | |
| Montana | STERNE, AGEE & LEACH, INC | 2011-04-25 | — | WILLIAM J DUNAWAYDirectorCHARLES M LYONOfficer, Director2 more | Withdrawn | |
| North Carolina | Sterne, Agee & Leach, Inc. | 2001-03-13 | Secretary of State | WAGSTAFF, III, CONNER FREDOfficerLYON, CHARLES MOfficer1 more | Withdrawn | |
| North Dakota | STERNE, AGEE & LEACH, INC. | 2004-04-20 | ND Secretary of State (N.D.C.C. § 10-01.1-13) | — | Dissolved | |
| Nebraska | STERNE, AGEE & LEACH, INC. | 2000-06-19 | NATIONAL REGISTERED AGENTS, INC | ROBERT C CORNEDirector, OfficerROBERT J CORNEOfficer, Director21 more | Inactive | |
| New York | STERNE, AGEE & LEACH, INC. | 2001-04-17 | NATIONAL REGISTERED AGENTS, INC | CHARLES M. LYONOfficer | Inactive | |
| Oregon | STERNE, AGEE & LEACH, INC. | 2004-03-15 | NATIONAL REGISTERED AGENTS, INC | CHARLES M LYON CEOOfficerRON TROUT CCOOfficer | Inactive | |
| Pennsylvania | Sterne, Agee & Leach Inc. | 2006-05-05 | — | JAMES S HOLBROOKJROfficerWILLIAM K HOLBROOKOfficer2 more | Canceled | |
| Rhode Island | STERNE AGEE & LEACH, INC. | 2012-08-06 | NATIONAL REGISTERED AGENTS, INC | — | Withdrawn | |
| South Carolina | STERNE, AGEE & LEACH, INC. | 1996-02-12 | NATIONAL REGISTERED AGENTS, INC | — | Inactive | |
| Tennessee | STERNE, AGEE & LEACH, INC. | 2004-04-07 | NATIONAL REGISTERED AGENTS, INC | — | Withdrawn | |
| Texas | Sterne, Agee & Leach, Inc. | 2003-07-28 | National Registered Agents, Inc | ROBERT C CORNEDirector, OfficerDAMON B JOYNEROfficer3 more | Dissolved | |
| Utah | STERNE, AGEE & LEACH, INC. | 2005-05-23 | PRINCIPAL OFFICE (FOR SERVICE OF PROCESS) | DAVID A BOLTEOfficerWILLIAM J DUNAWAYDirector2 more | Inactive | |
| Virginia | STERNE, AGEE & LEACH, INC. | 2003-05-19 | NATIONAL REGISTERED AGENTS INC | RON TROUTOfficerDAVID A BOLTEOfficer3 more | Inactive | |
| Washington | STERNE, AGEE & LEACH, INC. | 2009-04-14 | NATIONAL REGISTERED AGENTS, INC | WILLIAM DUNAWAYDirectorDAVID A BOLTEDirector2 more | Withdrawn | |
Companies and people linked to STERNE AGEE & LEACH, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | Workforce | Hiring sites | Enrolled | Industry | Status | |
|---|---|---|---|---|---|---|
| Alabama | 1,000 to 2,499 | 1 | 10/27/2009 | FINANCE AND INSURANCE (52) | Terminated | |
Employee-benefit plan filings by STERNE AGEE & LEACH, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈1,660 · plan year 2015 |
|---|---|
| Est. annual revenue (modeled) | $102.4M |
| Benefit plans | 401(k) plan on file · plan terminated |
| Filing history | 17 plan years filed, 1999–2015 |
| Sponsor EIN | 63-0463600 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2015 | ≈1,660 | 1,495 | — | $102.4M | 401(k) | |
| 2014 | ≈693 | 1,319 (624 active) | $60.8M | $312.4M | 401(k) | |
| 2013 | ≈1,190 | 1,441 (1,069 active) | $83.4M | $456.8M | 401(k) | |
| 2012 | ≈1,180 | 1,100 (1,061 active) | $77.4M | $453.3M | 401(k) | |
| 2011 | ≈1,210 | 987 (1,085 active) | $65.8M | $438.3M | 401(k) | |
| 2010 | ≈1,050 | 1,072 (947 active) | $53.1M | $399M | 401(k) | |
| 2009 | ≈961 | 975 (865 active) | $47.6M | $347.1M | 401(k) | |
| 2008 | ≈964 | 562 (868 active) | — | $590.5M | Welfare | |
| 2007 | ≈652 | 744 (587 active) | $32.1M | $310.1M | 401(k) | |
| 2006 | ≈596 | 733 (536 active) | $33.8M | $256.6M | 401(k) | |
Federal court records load when you reach this section.
Companies adjacent to STERNE AGEE & LEACH, INC. in the South Dakota Secretary of State register, in alphabetical order.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-16. Document getpalm-companies/1306-3286-5117.