Is MALCOLM S GERALD & ASSOCIATES, INC. active?

No — MALCOLM S GERALD & ASSOCIATES, INC. is no longer active. The South Dakota registry lists it as revoked, as of the 2026-06-07 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is MALCOLM S GERALD & ASSOCIATES, INC. registered?

MALCOLM S GERALD & ASSOCIATES, INC. is registered in South Dakota under company number FB024659, first registered on December 18, 2000.

What type of company is MALCOLM S GERALD & ASSOCIATES, INC.?

MALCOLM S GERALD & ASSOCIATES, INC. is registered as a corporation with the South Dakota Secretary of State.

Where is MALCOLM S GERALD & ASSOCIATES, INC. registered to do business?

Beyond its South Dakota registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 37 other state registers, including 34 foreign qualifications in Alabama, Arkansas, Arizona, California, Colorado, District of Columbia, Georgia, Hawaii, Iowa, Idaho and 22 more. Each is listed in the filings section above.

How many employees does MALCOLM S GERALD & ASSOCIATES, INC. have?

MALCOLM S GERALD & ASSOCIATES, INC. has an estimated 58 employees as of plan year 2017 — a modeled figure derived from the retirement-plan participant counts in its DOL Form 5500 filings, not an official headcount.

Does MALCOLM S GERALD & ASSOCIATES, INC. offer a 401(k) plan?

Yes — Form 5500 filings with the Department of Labor show MALCOLM S GERALD & ASSOCIATES, INC. sponsors a 401(k) retirement plan, with reported plan assets of $1.5M. Filings span 1999–2017. Details are in the Form 5500 section above.

Does MALCOLM S GERALD & ASSOCIATES, INC. have UCC liens?

No UCC financing statements name MALCOLM S GERALD & ASSOCIATES, INC. as debtor in the indexed state registries.

In which states is MALCOLM S GERALD & ASSOCIATES, INC. registered with the Secretary of State?

MALCOLM S GERALD & ASSOCIATES, INC. appears in 36 state business registers: South Dakota, Alabama, Arkansas, Arizona, California, Colorado, District of Columbia, Georgia, Hawaii, Iowa, Idaho, Illinois and 24 more. South Dakota is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is MALCOLM S GERALD & ASSOCIATES, INC. a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to MALCOLM S GERALD & ASSOCIATES, INC. in the indexed federal datasets.

Does MALCOLM S GERALD & ASSOCIATES, INC. hold any licenses?

14 license and credential records are matched to MALCOLM S GERALD & ASSOCIATES, INC. (1 state, 13 local). Each license, its type and issuing authority is listed in the Licenses section above.

What is the EIN of MALCOLM S GERALD & ASSOCIATES, INC.?

The Employer Identification Number (EIN) on record for MALCOLM S GERALD & ASSOCIATES, INC. is 36-2928426.

What public records are linked to MALCOLM S GERALD & ASSOCIATES, INC.?

24 public records are linked to MALCOLM S GERALD & ASSOCIATES, INC.: 1 in Filings, 14 in Licenses & authorities, 9 in 401(k) — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-07).

MALCOLM S GERALD & ASSOCIATES, INC. — South Dakota Corporation No. FB024659: Revoked, 1 filing

MALCOLM S GERALD & ASSOCIATES, INC. is a South Dakota corporation, registered on December 18, 2000. It is based at 111 W WASHINGTON, STE 450, CHICAGO, IL, 60602. The company has since been marked revoked on the South Dakota register and is registered under company number FB024659. Public records for the company include 1 SoS registration, 14 licenses and 9 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	MALCOLM S GERALD & ASSOCIATES, INC.
Principal address	111 W WASHINGTON, STE 450CHICAGO60602ILUnited States
Registration state	South Dakota
Status	Revoked
Formed in	Illinois (foreign registration)
Home company	MALCOLM S GERALD & ASSOCIATES, INC. · Dissolved
Registered	18 December 2000 (over 25 years ago)
Dissolved	2019-04-18
Entity type	Corporation
Standing	not compliant
Company number	FB024659
EIN	36-2928426
Employees (modeled)

Registered agent	INCORP SERVICES, INC

Source registry	South Dakota Secretary of State · updated 15 June 2026

Public records	1 SoS registration

Est. revenue (modeled)	$5.8M2017

State	Business name	Filed	Registered agent	Officers	Status
South DakotaTHIS	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-18	INCORP SERVICES, INC	—	Revoked
Filing ID FB024659 Jurisdiction Foreign · CorporationFormed in Illinois Principal address 111 W WASHINGTON, STE 450, CHICAGO, IL, 60602 Registered agent INCORP SERVICES, INC400 N MAIN AVE, STE 206, SIOUX FALLS, SD, 57104-5979 Officers Not reported
Alabama	Malcolm S. Gerald & Associates, Inc.	2009-03-12	PUBLIC RECORDS SERVICES	—	Active

Arkansas	MALCOLM S. GERALD & ASSOCIATES, INC.	2000-11-30	INCORP SERVICES, INC	SEE FILEOfficerDAVID STEINOfficer	Withdrawn

Arizona	MALCOLM S. GERALD & ASSOCIATES, INC.	2000-12-01	INCORP SERVICES INC	DAVID JOHN STEINDirectorAnthony NuzzoOfficer	Inactive

California	MALCOLM S. GERALD & ASSOCIATES, INC.	2015-02-17	INCORP SERVICES, INC	ANTHONY NUZZO JROfficer	Revoked

Colorado	MALCOLM S GERALD & ASSOCIATES, INC.	2001-01-05	InCorp Services, Inc	—	Withdrawn

District of Columbia	MALCOLM S GERALD & ASSOCIATES INC.	2001-01-02	INCORP SERVICES, INC	SteinOwner	Revoked

Georgia	Malcolm S Gerald & Associates, Inc.	2018-06-07	Incorp Services, Inc	Anthony NuzzoOfficer	Revoked

Hawaii	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-11	MALCOLM S GERALD & ASSOCIATES, INC	STEIN,DAVIDDirectorNUZZO,ANTHONY JROfficer	Withdrawn

Iowa	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-04	INCORP SERVICES, INC	ANTHONY NUZZO JROfficerDavid SteinOfficer	Inactive

Idaho	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-04	INCORP SERVICES, INC	DAVID JOHN STEINOfficer	Revoked

Illinois	MALCOLM S GERALD & ASSOCIATES, INC.	1974-08-05	DAVID STEIN	—	Dissolved

Indiana	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-19	AGENT REVOKED	DAVID JOHN STEINOfficerANTHONY NUZZO JROfficer	Withdrawn

Kansas	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-14	INCORP SERVICES, INC	—	Withdrawn

Kentucky	MALCOLM S. GERALD & ASSOCIATES, INC.	2000-12-07	KY SECRETARY OF STATE	Anthony NuzzoDirector, OfficerDavid SteinDirector, Officer	Inactive

Louisiana	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-08	INCORP SERVICES, INC	DAVID JOHN STEINOfficer, DirectorAnthony NuzzoOfficer, Director	Inactive

Louisiana	MALCOLM S GERALD & ASSOCIATES, INC.	2007-10-30	—	—	Active

Maryland	MALCOLM S. GERALD & ASSOCIATES, INC	2000-11-30	INCORP SERVICES, INC	—	Suspended

Maine	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-13	INCORP SERVICES, INC	—	Withdrawn

Michigan	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-08	INCORP SERVICES, INC	—	Dissolved

Missouri	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-13	(Secretary of State)	David SteinOfficer, Director	Dissolved

Montana	MALCOLM S. GERALD & ASSOCIATES, INC.	2015-01-28	INCORP SERVICES, INC	David SteinDirector, OfficerAnthony NuzzoDirector, Officer	Revoked

North Carolina	Malcolm S. Gerald & Associates, Inc.	2000-12-06	Secretary of State	Anthony Nuzzo JrOfficerDavid SteinOfficer	Withdrawn

North Dakota	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-13	ND Secretary of State (N.D.C.C. § 10-01.1-13)	—	Dissolved

Nebraska	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-05	INCORP SERVICES, INC	DAVID STEINOfficer, DirectorGERALD STEINDirector2 more	Inactive

New Mexico	MALCOLM S GERALD & ASSOCIATES, INC.	2007-11-26	JEFFREY JOHNSON	Anthony NuzzoDirector, OfficerDavid SteinOfficer, Director1 more	Revoked

Nevada	MALCOLM S. GERALD & ASSOCIATES, INC.	2001-06-01	INCORP SERVICES, INC.*	ANTHONY NUZZOOfficer, DirectorDAVID J STEINOfficer	Revoked

New York	MALCOLM S. GERALD & ASSOCIATES, INC	2000-12-06	INCORP SERVICES, INC	DAVID STEINOfficer	Active

Ohio	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-18	INCORP SERVICES INC	—	Dissolved

Oklahoma	MALCOLM S GERALD & ASSOCIATES, INC.	2017-01-16	INCORP SERVICES, INC	—	Inactive

Rhode Island	MALCOLM S. GERALD & ASSOCIATES, INC.	2001-01-08	INCORP SERVICES, INC	—	Revoked

Utah	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-26	INCORP SERVICES, INC	DAVID JOHN STEINDirector, OfficerANTHONY NUZZODirector, Officer	Inactive

Utah	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-08	INCORP SERVICES, INC	—	Expired

Virginia	MALCOLM S. GERALD & ASSOCIATES, INC.	2015-04-22	INCORP SERVICES INC	GERALD STEINOfficerDAVID STEINOfficer	Inactive

Washington	MALCOLM S GERALD & ASSOCIATES, INC.	2018-02-02	INCORP SERVICES, INC	ANTHONY NUZZODirectorDAVID STEINDirector	Dissolved

Wisconsin	MALCOLM S. GERALD & ASSOCIATES, INC.	2000-12-05	INCORP SERVICES, INC	—	Revoked

West Virginia	MALCOLM S GERALD & ASSOCIATES, INC.	2000-12-20	InCorp Services, Inc	DAVID STEINDirector, OfficerANTHONY NUZZO JRDirector, Officer	Pending

Wyoming	Malcolm S. Gerald & Associates, Inc.	2000-12-13	InCorp Services, Inc	Penny GaiterOfficerJeanie StaehrOfficer3 more	Revoked

State	License / ID	Type	Issued	Status
Illinois	017000009	COLLECTION AGENCY	2018-07-09	NOT RENEWED
business Y business name MALCOLM S GERALD & ASSOCIATES INC businessdba — city CHICAGO county COOK description LICENSED COLLECTION AGENCY effective date 07/09/2018 ever disciplined N expiration date 09/30/2021 first name — last name — lastmodifieddate 03/18/2022 license number 017000009 license status NOT RENEWED license type COLLECTION AGENCY middle — original issue date 01/01/1998 prefix — state IL suffix — title — zip 60602 Source: IL professional licenses · document dtx-licenses/2ba564ffefd3a7a1587a1f29
—	39261	Limited Business License	2018-04-24	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2018-02-15T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2018-04-24T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2021-07-15T00:00:00.000 id 39261-20180416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2018-04-23T00:00:00.000 license code 1010 license description Limited Business License license id 2579375 license number 39261 license start date 2018-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2018-04-23T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/b17f75419c89e9db6264eb24
—	39261	Limited Business License	2016-04-18	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2016-02-15T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2016-04-18T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2018-04-15T00:00:00.000 id 39261-20160416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2016-04-15T00:00:00.000 license code 1010 license description Limited Business License license id 2447309 license number 39261 license start date 2016-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2016-04-15T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/e58781ca9f5120dd8b7b17b5
—	39261	Limited Business License	2014-04-14	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2014-02-15T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2014-04-14T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2016-04-15T00:00:00.000 id 39261-20140416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2014-04-11T00:00:00.000 license code 1010 license description Limited Business License license id 2309330 license number 39261 license start date 2014-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2014-04-11T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/9f1d36cfd359be9a28747573
—	39261	Limited Business License	2012-03-22	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2012-02-17T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2012-03-22T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2014-04-15T00:00:00.000 id 39261-20120416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2012-03-06T00:00:00.000 license code 1010 license description Limited Business License license id 2138721 license number 39261 license start date 2012-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2012-03-06T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/299420aa436613d34a178c8f
—	39261	Limited Business License	2010-06-07	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2010-02-11T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2010-06-07T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2012-04-15T00:00:00.000 id 39261-20100416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2010-05-11T00:00:00.000 license code 1010 license description Limited Business License license id 2018029 license number 39261 license start date 2010-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2010-05-11T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/8e62f736b686ec3dece6ab4b
—	39261	Limited Business License	2008-11-25	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2008-02-19T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2008-11-25T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2010-04-15T00:00:00.000 id 39261-20080416 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2008-11-24T00:00:00.000 license code 1010 license description Limited Business License license id 1889184 license number 39261 license start date 2008-04-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2008-11-24T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/2a9693df1c4de9a6f8a67852
—	39261	Limited Business License	2007-05-31	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2007-03-23T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2007-05-31T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2008-04-15T00:00:00.000 id 39261-20070516 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2007-05-30T00:00:00.000 license code 1010 license description Limited Business License license id 1805126 license number 39261 license start date 2007-05-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2007-05-30T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/038df3baab8032f535f5b5a6
—	39261	Limited Business License	2006-04-13	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2006-03-27T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2006-04-13T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2007-05-15T00:00:00.000 id 39261-20060516 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2006-04-12T00:00:00.000 license code 1010 license description Limited Business License license id 1683097 license number 39261 license start date 2006-05-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2006-04-12T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/575d0cbff895c9e2d926c7d1
—	39261	Limited Business License	2005-04-08	AAI
account number 1937 address 332 S MICHIGAN AVE 600 application requirements complete 2005-04-06T00:00:00.000 application type RENEW city CHICAGO community area 32 community area name LOOP conditional approval N date issued 2005-04-08T00:00:00.000 doing business as name MALCOLM S GERALD & ASSOCIATES, INC. expiration date 2006-05-15T00:00:00.000 id 39261-20050516 latitude 41.877480177 legal name MALCOLM S GERALD & ASSOCIATES, INC. license approved for issuance 2005-04-06T00:00:00.000 license code 1010 license description Limited Business License license id 1592786 license number 39261 license start date 2005-05-16T00:00:00.000 license status AAI location latitude: 41.87748017697733 · longitude: -87.62444658849093 longitude -87.6244465885 neighborhood LOOP payment date 2005-04-06T00:00:00.000 police district 1 precinct 49 site number 1 state IL ward 34 ward precinct 34-49 zip code 60604 Source: chicago business licenses · document dtx-licenses/1328b812c108210b5da9ed2f

State

License / ID

Type

Issued

Status

Illinois

017000009

COLLECTION AGENCY

2018-07-09

NOT RENEWED

business

business name

MALCOLM S GERALD & ASSOCIATES INC

businessdba

—

city

CHICAGO

county

COOK

description

LICENSED COLLECTION AGENCY

effective date

07/09/2018

ever disciplined

expiration date

09/30/2021

first name

—

last name

—

lastmodifieddate

03/18/2022

license number

017000009

license status

NOT RENEWED

license type

COLLECTION AGENCY

middle

—

original issue date

01/01/1998

prefix

—

state

suffix

—

title

—

zip

60602

Source: IL professional licenses · document dtx-licenses/2ba564ffefd3a7a1587a1f29

—

39261

Limited Business License

2018-04-24

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2018-02-15T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2018-04-24T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2021-07-15T00:00:00.000

39261-20180416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2018-04-23T00:00:00.000

license code

1010

license description

Limited Business License

license id

2579375

license number

39261

license start date

2018-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2018-04-23T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/b17f75419c89e9db6264eb24

—

39261

Limited Business License

2016-04-18

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2016-02-15T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2016-04-18T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2018-04-15T00:00:00.000

39261-20160416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2016-04-15T00:00:00.000

license code

1010

license description

Limited Business License

license id

2447309

license number

39261

license start date

2016-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2016-04-15T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/e58781ca9f5120dd8b7b17b5

—

39261

Limited Business License

2014-04-14

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2014-02-15T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2014-04-14T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2016-04-15T00:00:00.000

39261-20140416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2014-04-11T00:00:00.000

license code

1010

license description

Limited Business License

license id

2309330

license number

39261

license start date

2014-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2014-04-11T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/9f1d36cfd359be9a28747573

—

39261

Limited Business License

2012-03-22

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2012-02-17T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2012-03-22T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2014-04-15T00:00:00.000

39261-20120416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2012-03-06T00:00:00.000

license code

1010

license description

Limited Business License

license id

2138721

license number

39261

license start date

2012-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2012-03-06T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/299420aa436613d34a178c8f

—

39261

Limited Business License

2010-06-07

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2010-02-11T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2010-06-07T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2012-04-15T00:00:00.000

39261-20100416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2010-05-11T00:00:00.000

license code

1010

license description

Limited Business License

license id

2018029

license number

39261

license start date

2010-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2010-05-11T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/8e62f736b686ec3dece6ab4b

—

39261

Limited Business License

2008-11-25

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2008-02-19T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2008-11-25T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2010-04-15T00:00:00.000

39261-20080416

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2008-11-24T00:00:00.000

license code

1010

license description

Limited Business License

license id

1889184

license number

39261

license start date

2008-04-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2008-11-24T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/2a9693df1c4de9a6f8a67852

—

39261

Limited Business License

2007-05-31

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2007-03-23T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2007-05-31T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2008-04-15T00:00:00.000

39261-20070516

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2007-05-30T00:00:00.000

license code

1010

license description

Limited Business License

license id

1805126

license number

39261

license start date

2007-05-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2007-05-30T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/038df3baab8032f535f5b5a6

—

39261

Limited Business License

2006-04-13

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2006-03-27T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2006-04-13T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2007-05-15T00:00:00.000

39261-20060516

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2006-04-12T00:00:00.000

license code

1010

license description

Limited Business License

license id

1683097

license number

39261

license start date

2006-05-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2006-04-12T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/575d0cbff895c9e2d926c7d1

—

39261

Limited Business License

2005-04-08

AAI

account number

1937

address

332 S MICHIGAN AVE 600

application requirements complete

2005-04-06T00:00:00.000

application type

RENEW

city

CHICAGO

community area

community area name

LOOP

conditional approval

date issued

2005-04-08T00:00:00.000

doing business as name

MALCOLM S GERALD & ASSOCIATES, INC.

expiration date

2006-05-15T00:00:00.000

39261-20050516

latitude

41.877480177

legal name

MALCOLM S GERALD & ASSOCIATES, INC.

license approved for issuance

2005-04-06T00:00:00.000

license code

1010

license description

Limited Business License

license id

1592786

license number

39261

license start date

2005-05-16T00:00:00.000

license status

AAI

location

latitude: 41.87748017697733 · longitude: -87.62444658849093

longitude

-87.6244465885

neighborhood

LOOP

payment date

2005-04-06T00:00:00.000

police district

precinct

site number

state

ward

ward precinct

34-49

zip code

60604

Source: chicago business licenses · document dtx-licenses/1328b812c108210b5da9ed2f

Employees (modeled)	≈58 · plan year 2017
Est. annual revenue (modeled)	$5.8M
Retirement plan assets	$1.5M
Benefit plans	401(k) plan on file
Filing history	17 plan years filed, 1999–2017
Sponsor EIN	36-2928426

Employees (modeled)

≈58 · plan year 2017

Est. annual revenue (modeled)

$5.8M

Retirement plan assets

$1.5M

Benefit plans

401(k) plan on file

Filing history

17 plan years filed, 1999–2017

Sponsor EIN

36-2928426

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2017	≈58	54 (52 active)	$1.5M	$5.8M	401(k)
active participants 52 ein 362928426 employees est 58 employer contrib usd 4684 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2018-04-05 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 55834 payroll est usd 797629 plan assets usd 1466364 plan count 1 revenue est headcount usd 9967723 revenue est payroll usd 3349973 revenue est usd 5778547 signer name DAVID STEIN state IL total participants 54 year 2017 Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 36-2928426
2016	≈63	96 (57 active)	$1.4M	$6.7M	401(k)
active participants 57 ein 362928426 employees est 63 employer contrib usd 5809 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2017-10-11 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 69622 payroll est usd 994600 plan assets usd 1380566 plan count 1 revenue est headcount usd 10827010 revenue est payroll usd 4177236 revenue est usd 6725100 signer name DAVID STEIN state IL total participants 96 year 2016 Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 36-2928426
2015	≈80	98 (72 active)	$1.3M	$8.4M	401(k)
active participants 72 ein 362928426 employees est 80 employer contrib usd 7982 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2016-09-07 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 86095 payroll est usd 1229929 plan assets usd 1327560 plan count 1 revenue est headcount usd 13748584 revenue est payroll usd 5165597 revenue est usd 8427315 signer name DAVID STEIN state IL total participants 98 year 2015 Source: DOL Form 5500 series (EBSA) · plan year 2015 · EIN 36-2928426
2014	≈74	99 (67 active)	$1.3M	$7.8M	401(k)
active participants 67 ein 362928426 employees est 74 employer contrib usd 9470 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2015-08-19 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 80587 payroll est usd 1151243 plan assets usd 1264025 plan count 1 revenue est headcount usd 12717440 revenue est payroll usd 4835123 revenue est usd 7841581 signer name DAVID STEIN state IL total participants 99 year 2014 Source: DOL Form 5500 series (EBSA) · plan year 2014 · EIN 36-2928426
2013	≈119	107	$1.2M	$9.1M	401(k)
ein 362928426 employees est 119 employer contrib usd 6889 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2014-10-14 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 67790 payroll est usd 968429 plan assets usd 1204161 plan count 1 revenue est headcount usd 20451019 revenue est payroll usd 4067319 revenue est usd 9120352 signer name DAVID STEIN state IL total participants 107 year 2013 Source: DOL Form 5500 series (EBSA) · plan year 2013 · EIN 36-2928426
2012	≈113	102	$1M	$9.8M	401(k)
ein 362928426 employees est 113 employer contrib usd 6849 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2013-10-08 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 82756 payroll est usd 1182229 plan assets usd 1037105 plan count 1 revenue est headcount usd 19419875 revenue est payroll usd 4965261 revenue est usd 9819610 signer name DAVID STEIN state IL total participants 102 year 2012 Source: DOL Form 5500 series (EBSA) · plan year 2012 · EIN 36-2928426
2011	≈114	103	$912,703	$9.3M	401(k)
admin name MALCOLM S. GERALD & ASSOCIATES, INC ein 362928426 employees est 114 employer contrib usd 6225 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2012-10-09 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 73836 payroll est usd 1054800 plan assets usd 912703 plan count 1 revenue est headcount usd 19591732 revenue est payroll usd 4430071 revenue est usd 9316263 signer name DAVID STEIN state IL total participants 103 year 2011 Source: DOL Form 5500 series (EBSA) · plan year 2011 · EIN 36-2928426
2010	≈117	105	$837,362	$9M	401(k)
admin name MALCOLM S. GERALD & ASSOCIATES, INC ein 362928426 employees est 117 employer contrib usd 5998 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2011-10-13 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 67787 payroll est usd 968386 plan assets usd 837362 plan count 1 revenue est headcount usd 20107304 revenue est payroll usd 4067139 revenue est usd 9043185 signer name DAVID STEIN state IL total participants 105 year 2010 Source: DOL Form 5500 series (EBSA) · plan year 2010 · EIN 36-2928426
2009	≈93	84	$712,705	$8.1M	401(k)
admin name MALCOLM S. GERALD & ASSOCIATES, INC ein 362928426 employees est 93 employer contrib usd 13668 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2010-09-27 naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC. participant contrib usd 68395 payroll est usd 977071 plan assets usd 712705 plan count 1 revenue est headcount usd 15982729 revenue est payroll usd 4103618 revenue est usd 8098581 signer name DAVID STEIN state IL total participants 84 year 2009 Source: DOL Form 5500 series (EBSA) · plan year 2009 · EIN 36-2928426
2008	≈79	65 (71 active)	$538,799	$8.6M	401(k)
active participants 71 admin name SAME ein 362928426 employees est 79 employer contrib usd 0 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 812990 naics rpe level 812990 naics rpe usd 171857.3 name MALCOLM S. GERALD & ASSOCIATES, INC participant contrib usd 91046 payroll est usd 1300657 plan assets usd 538799 plan count 1 revenue est headcount usd 13576727 revenue est payroll usd 5462651 revenue est usd 8611906 state IL total participants 65 year 2008 Source: DOL Form 5500 series (EBSA) · plan year 2008 · EIN 36-2928426

Plan year

Employees (est.)

Participants

Plan assets

Revenue (est.)

401(k)

2017

≈58

54 (52 active)

$1.5M

$5.8M

401(k)

active participants

ein

362928426

employees est

employer contrib usd

4684

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2018-04-05

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

55834

payroll est usd

797629

plan assets usd

1466364

plan count

revenue est headcount usd

9967723

revenue est payroll usd

3349973

revenue est usd

5778547

signer name

DAVID STEIN

state

total participants

year

2017

Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 36-2928426

2016

≈63

96 (57 active)

$1.4M

$6.7M

401(k)

active participants

ein

362928426

employees est

employer contrib usd

5809

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2017-10-11

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

69622

payroll est usd

994600

plan assets usd

1380566

plan count

revenue est headcount usd

10827010

revenue est payroll usd

4177236

revenue est usd

6725100

signer name

DAVID STEIN

state

total participants

year

2016

Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 36-2928426

2015

≈80

98 (72 active)

$1.3M

$8.4M

401(k)

active participants

ein

362928426

employees est

employer contrib usd

7982

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2016-09-07

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

86095

payroll est usd

1229929

plan assets usd

1327560

plan count

revenue est headcount usd

13748584

revenue est payroll usd

5165597

revenue est usd

8427315

signer name

DAVID STEIN

state

total participants

year

2015

Source: DOL Form 5500 series (EBSA) · plan year 2015 · EIN 36-2928426

2014

≈74

99 (67 active)

$1.3M

$7.8M

401(k)

active participants

ein

362928426

employees est

employer contrib usd

9470

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

active

headcount suspect

false

is operating employer

true

last received

2015-08-19

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

80587

payroll est usd

1151243

plan assets usd

1264025

plan count

revenue est headcount usd

12717440

revenue est payroll usd

4835123

revenue est usd

7841581

signer name

DAVID STEIN

state

total participants

year

2014

Source: DOL Form 5500 series (EBSA) · plan year 2014 · EIN 36-2928426

2013

≈119

107

$1.2M

$9.1M

401(k)

ein

362928426

employees est

119

employer contrib usd

6889

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

total

headcount suspect

false

is operating employer

true

last received

2014-10-14

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

67790

payroll est usd

968429

plan assets usd

1204161

plan count

revenue est headcount usd

20451019

revenue est payroll usd

4067319

revenue est usd

9120352

signer name

DAVID STEIN

state

total participants

107

year

2013

Source: DOL Form 5500 series (EBSA) · plan year 2013 · EIN 36-2928426

2012

≈113

102

$1M

$9.8M

401(k)

ein

362928426

employees est

113

employer contrib usd

6849

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

total

headcount suspect

false

is operating employer

true

last received

2013-10-08

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

82756

payroll est usd

1182229

plan assets usd

1037105

plan count

revenue est headcount usd

19419875

revenue est payroll usd

4965261

revenue est usd

9819610

signer name

DAVID STEIN

state

total participants

102

year

2012

Source: DOL Form 5500 series (EBSA) · plan year 2012 · EIN 36-2928426

2011

≈114

103

$912,703

$9.3M

401(k)

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

ein

362928426

employees est

114

employer contrib usd

6225

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

total

headcount suspect

false

is operating employer

true

last received

2012-10-09

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

73836

payroll est usd

1054800

plan assets usd

912703

plan count

revenue est headcount usd

19591732

revenue est payroll usd

4430071

revenue est usd

9316263

signer name

DAVID STEIN

state

total participants

103

year

2011

Source: DOL Form 5500 series (EBSA) · plan year 2011 · EIN 36-2928426

2010

≈117

105

$837,362

$9M

401(k)

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

ein

362928426

employees est

117

employer contrib usd

5998

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

total

headcount suspect

false

is operating employer

true

last received

2011-10-13

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

67787

payroll est usd

968386

plan assets usd

837362

plan count

revenue est headcount usd

20107304

revenue est payroll usd

4067139

revenue est usd

9043185

signer name

DAVID STEIN

state

total participants

105

year

2010

Source: DOL Form 5500 series (EBSA) · plan year 2010 · EIN 36-2928426

2009

≈93

$712,705

$8.1M

401(k)

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

ein

362928426

employees est

employer contrib usd

13668

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

total

headcount suspect

false

is operating employer

true

last received

2010-09-27

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC.

participant contrib usd

68395

payroll est usd

977071

plan assets usd

712705

plan count

revenue est headcount usd

15982729

revenue est payroll usd

4103618

revenue est usd

8098581

signer name

DAVID STEIN

state

total participants

year

2009

Source: DOL Form 5500 series (EBSA) · plan year 2009 · EIN 36-2928426

2008

≈79

65 (71 active)

$538,799

$8.6M

401(k)

active participants

admin name

SAME

ein

362928426

employees est

employer contrib usd

estimate method

v1-uncalibrated-2026-08-17

final filings

first filings

has 401k

true

has pension plan

true

has welfare plan

false

headcount basis

active

headcount suspect

false

is operating employer

true

naics

812990

naics rpe level

812990

naics rpe usd

171857.3

name

MALCOLM S. GERALD & ASSOCIATES, INC

participant contrib usd

91046

payroll est usd

1300657

plan assets usd

538799

plan count

revenue est headcount usd

13576727

revenue est payroll usd

5462651

revenue est usd

8611906

state

total participants

year

2008

Source: DOL Form 5500 series (EBSA) · plan year 2008 · EIN 36-2928426

Plan	Plan year	Participants	EIN
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20111013141947P040151904081007 admin ein 362928426 admin name MALCOLM S. GERALD & ASSOCIATES, INC business code 812990 date received 2011-10-13 filing status FILING_RECEIVED filing year 2010 form type 5500_SF pension benefit code 2E2J2K3D plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 002 plan year begin date 2010-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 60604 tax period 2010-12-31 total assets boy 712705 total assets eoy 837362 total participants boy 105 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20171011144252P040218325409001 admin ein — admin name — business code 812990 date received 2017-10-11 filing status FILING_RECEIVED filing year 2016 form type 5500_SF is 401k plan — pension benefit code 2E2J2K3D2F2G2T plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 001 plan year begin date 2016-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 606044318 tax period 2016-12-31 total assets boy 1327560 total assets eoy 1380566 total participants boy 96 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20131008103932P030024959507002 admin ein — admin name — business code 812990 date received 2013-10-08 filing status FILING_RECEIVED filing year 2012 form type 5500_SF pension benefit code 2E2J2K3D plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 002 plan year begin date 2012-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 60604 tax period 2012-12-31 total assets boy 912703 total assets eoy 1037105 total participants boy 102 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20160907120622P030024297217001 admin ein — admin name — business code 812990 date received 2016-09-07 filing status FILING_RECEIVED filing year 2015 form type 5500_SF is 401k plan — pension benefit code 2E2J2K3D2F2G2T plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 001 plan year begin date 2015-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 606044318 tax period 2015-12-31 total assets boy 1264025 total assets eoy 1327560 total participants boy 98 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20150819123546P030015076695001 admin ein — admin name — business code 812990 date received 2015-08-19 filing status FILING_RECEIVED filing year 2014 form type 5500_SF pension benefit code 2E2J2K3D2F2G2T plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 002 plan year begin date 2014-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 606044318 tax period 2014-12-31 total assets boy 1204161 total assets eoy 1264025 total participants boy 99 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PLAN	—	—	—
ack id 20100927142030P030006849314004 admin ein 362928426 admin name MALCOLM S. GERALD & ASSOCIATES, INC business code 812990 date received 2010-09-27 filing status FILING_RECEIVED filing year 2009 form type 5500_SF pension benefit code 2E2J2K3D plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PLAN plan number 002 plan year begin date 2009-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 60604 tax period 2009-12-31 total assets boy 538799 total assets eoy 712705 total participants boy 84 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20141014132059P040050085233001 admin ein — admin name — business code 812990 date received 2014-10-14 filing status FILING_RECEIVED filing year 2013 form type 5500_SF pension benefit code 2E2J2K3D2F2G2T plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 002 plan year begin date 2013-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 606044318 tax period 2013-12-31 total assets boy 1037105 total assets eoy 1204161 total participants boy 107 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20180405085601P040000029240001 admin ein — admin name — business code 812990 date received 2018-04-05 filing status FILING_RECEIVED filing year 2017 form type 5500_SF is 401k plan — pension benefit code 2E2J2K3D2F2G2T plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 001 plan year begin date 2017-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 606044318 tax period 2017-12-31 total assets boy 1380566 total assets eoy 1466364 total participants boy 54 welfare benefit code — Source: DOL form 5500 · document dol-5500/
MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST	—	—	—
ack id 20121009100220P030009208418004 admin ein 362928426 admin name MALCOLM S. GERALD & ASSOCIATES, INC business code 812990 date received 2012-10-09 filing status FILING_RECEIVED filing year 2011 form type 5500_SF pension benefit code 2E2J2K3D plan effective date 1998-06-30 plan name MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST plan number 002 plan year begin date 2011-01-01 sponsor address1 332 S. MICHIGAN AVE., STE. 600 sponsor address2 — sponsor city CHICAGO sponsor dba name — sponsor ein 362928426 sponsor name MALCOLM S. GERALD & ASSOCIATES, INC. sponsor phone 3129226500 sponsor state IL sponsor zip 60604 tax period 2011-12-31 total assets boy 837362 total assets eoy 912703 total participants boy 103 welfare benefit code — Source: DOL form 5500 · document dol-5500/

Plan

Plan year

Participants

EIN

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20111013141947P040151904081007

admin ein

362928426

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

business code

812990

date received

2011-10-13

filing status

FILING_RECEIVED

filing year

2010

form type

5500_SF

pension benefit code

2E2J2K3D

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

002

plan year begin date

2010-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

60604

tax period

2010-12-31

total assets boy

712705

total assets eoy

837362

total participants boy

105

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20171011144252P040218325409001

admin ein

—

admin name

—

business code

812990

date received

2017-10-11

filing status

FILING_RECEIVED

filing year

2016

form type

5500_SF

is 401k plan

—

pension benefit code

2E2J2K3D2F2G2T

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

001

plan year begin date

2016-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

606044318

tax period

2016-12-31

total assets boy

1327560

total assets eoy

1380566

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20131008103932P030024959507002

admin ein

—

admin name

—

business code

812990

date received

2013-10-08

filing status

FILING_RECEIVED

filing year

2012

form type

5500_SF

pension benefit code

2E2J2K3D

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

002

plan year begin date

2012-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

60604

tax period

2012-12-31

total assets boy

912703

total assets eoy

1037105

total participants boy

102

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20160907120622P030024297217001

admin ein

—

admin name

—

business code

812990

date received

2016-09-07

filing status

FILING_RECEIVED

filing year

2015

form type

5500_SF

is 401k plan

—

pension benefit code

2E2J2K3D2F2G2T

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

001

plan year begin date

2015-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

606044318

tax period

2015-12-31

total assets boy

1264025

total assets eoy

1327560

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20150819123546P030015076695001

admin ein

—

admin name

—

business code

812990

date received

2015-08-19

filing status

FILING_RECEIVED

filing year

2014

form type

5500_SF

pension benefit code

2E2J2K3D2F2G2T

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

002

plan year begin date

2014-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

606044318

tax period

2014-12-31

total assets boy

1204161

total assets eoy

1264025

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PLAN

—

ack id

20100927142030P030006849314004

admin ein

362928426

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

business code

812990

date received

2010-09-27

filing status

FILING_RECEIVED

filing year

2009

form type

5500_SF

pension benefit code

2E2J2K3D

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PLAN

plan number

002

plan year begin date

2009-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

60604

tax period

2009-12-31

total assets boy

538799

total assets eoy

712705

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20141014132059P040050085233001

admin ein

—

admin name

—

business code

812990

date received

2014-10-14

filing status

FILING_RECEIVED

filing year

2013

form type

5500_SF

pension benefit code

2E2J2K3D2F2G2T

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

002

plan year begin date

2013-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

606044318

tax period

2013-12-31

total assets boy

1037105

total assets eoy

1204161

total participants boy

107

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20180405085601P040000029240001

admin ein

—

admin name

—

business code

812990

date received

2018-04-05

filing status

FILING_RECEIVED

filing year

2017

form type

5500_SF

is 401k plan

—

pension benefit code

2E2J2K3D2F2G2T

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

001

plan year begin date

2017-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

606044318

tax period

2017-12-31

total assets boy

1380566

total assets eoy

1466364

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

—

ack id

20121009100220P030009208418004

admin ein

362928426

admin name

MALCOLM S. GERALD & ASSOCIATES, INC

business code

812990

date received

2012-10-09

filing status

FILING_RECEIVED

filing year

2011

form type

5500_SF

pension benefit code

2E2J2K3D

plan effective date

1998-06-30

plan name

MALCOLM S. GERALD & ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN AND TRUST

plan number

002

plan year begin date

2011-01-01

sponsor address1

332 S. MICHIGAN AVE., STE. 600

sponsor address2

—

sponsor city

CHICAGO

sponsor dba name

—

sponsor ein

362928426

sponsor name

MALCOLM S. GERALD & ASSOCIATES, INC.

sponsor phone

3129226500

sponsor state

sponsor zip

60604

tax period

2011-12-31

total assets boy

837362

total assets eoy

912703

total participants boy

103

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

MALCOLM S GERALD & ASSOCIATES, INC.

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