BROKER DEALER FINANCIAL SERVICES CORP. is a South Dakota corporation, registered on October 6, 1993. It is based at 418 SIXTH AVE STE 112, DES MOINES, IA, 50309-2409. The company has since been marked revoked on the South Dakota register, is registered under company number FB016408 and carries EIN 421130227. Public records for the company include 1 SoS registration, 1 license and 11 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | BROKER DEALER FINANCIAL SERVICES CORP. |
|---|---|
| Principal address | 418 SIXTH AVE STE 112DES MOINES50309-2409IAUnited States |
| Registration state | South Dakota |
| Status | Revoked |
| Registered | 6 October 1993 (almost 33 years ago) |
| Entity type | Corporation |
| Standing | not compliant |
| Company number | FB016408 |
| EIN | 421130227 |
| LEI | 254900WWWQ4XOG28NS72 |
| Employees (modeled) | ≈53 employees2019 |
| Registered agent | JR., WILBERT VANDER WOUDE |
| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
| Public records | 1 SoS registration |
|---|
The name “Broker Dealer Financial Services Corp.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $25.6M2019 |
|---|
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | BROKER DEALER FINANCIAL SERVICES CORP. | 1993-10-06 | JR., WILBERT VANDER WOUDE | — | Revoked | |
Filing ID FB016408 Jurisdiction Domestic · Corporation Principal address 418 SIXTH AVE STE 112, DES MOINES, IA, 50309-2409 Registered agent JR., WILBERT VANDER WOUDE225 CEDAR, YANKTON, SD, 57078-4333 Officers Not reported | ||||||
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| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | R005849 | — | — | VALID | |
Employee-benefit plan filings by BROKER DEALER FINANCIAL SERVICES CORP. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈53 · plan year 2019 |
|---|---|
| Est. annual revenue (modeled) | $25.6M |
| Benefit plans | 401(k) plan on file · plan terminated |
| Filing history | 21 plan years filed, 1999–2019 |
| Sponsor EIN | 42-1130227 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2019 | ≈53 | 48 | — | $25.6M | Pension | |
| 2018 | ≈53 | 48 | $210,066 | $25.6M | 401(k) | |
| 2017 | ≈47 | 69 (42 active) | $8.2M | $16.4M | 401(k) | |
| 2016 | ≈58 | 67 (52 active) | $10.2M | $19.4M | 401(k) | |
| 2015 | ≈60 | 68 (54 active) | $9.7M | $21.5M | 401(k) | |
| 2014 | ≈64 | 59 (58 active) | $10.1M | $21.4M | 401(k) | |
| 2013 | ≈54 | 60 (49 active) | $10.2M | $18.6M | 401(k) | |
| 2012 | ≈57 | 63 (51 active) | $7.6M | $9.9M | 401(k) | |
| 2011 | ≈54 | 60 (49 active) | $7.4M | $19.2M | 401(k) | |
| 2010 | ≈62 | 54 (56 active) | $6.8M | $20.7M | 401(k) | |
Matched Form 5500 filing records:
| Plan | Plan year | Participants | EIN | |
|---|---|---|---|---|
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
| BROKER DEALER FINANCIAL SERVICES CORP. 401(K) RETIREMENT PLAN | — | — | — | |
Federal court records load when you reach this section.
Companies adjacent to BROKER DEALER FINANCIAL SERVICES CORP. in the South Dakota Secretary of State register, in alphabetical order.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/2238-9920-4582.