SPECTRUM FINANCIAL SERVICES, INC. is a South Dakota corporation, registered on July 2, 1991. It is based at 9290 W DODGE RD, STE 203, OMAHA, NE, 68114-3320. The company is currently listed as active on the South Dakota register, is registered under company number FB014657 and carries EIN 311173487. Its E-Verify enrollment reports a workforce of 20 to 99 employees, hiring at 1 site in Virginia. Public records for the company include 1 SoS registration, 1 federal contract, 1 loan record, 1 E-Verify record and 7 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | SPECTRUM FINANCIAL SERVICES, INC. |
|---|---|
| Principal address | 9290 W DODGE RD, STE 203OMAHA68114-3320NEUnited States |
| Registration state | South Dakota |
| Status | Active |
| Formed in | Iowa (foreign registration) |
| Home company | LEGACY FINANCIAL GROUP, L.L.C. · Active |
| Registered | 2 July 1991 (about 35 years ago) |
| Entity type | Corporation |
| Standing | compliant |
| Company number | FB014657 |
| EIN | 311173487 |
| Employees (modeled) | ≈9 employees2009 |
| Workforce size | 20 to 99 employees · updated 30 July 2015 |
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| Hiring sites | 1 site in Virginia |
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| Registered agent | Douglas Tribble |
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| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
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| Public records | 1 SoS registration |
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| Est. revenue (modeled) | $3.5M2009 |
|---|---|
| Federal contractor | Yes · 1 federal recipient record (SAM) |
| SBA loans | $35K · approved amounts |
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | SPECTRUM FINANCIAL SERVICES, INC. | 1991-07-02 | Douglas Tribble | — | Active | |
Filing ID FB014657 Jurisdiction Foreign · CorporationFormed in Iowa Principal address 9290 W DODGE RD, STE 203, OMAHA, NE, 68114-3320 Registered agent Douglas Tribble200 E 10TH STREET, SUITE 100, SIOUX FALLS, SD, 57104 Officers Not reported | ||||||
| Iowa | LEGACY FINANCIAL GROUP, L.L.C. | 2002-05-08 | MICHAEL J CUNNINGHAM | — | Active | |
| Iowa | SPECTRUM FINANCIAL SERVICES, INC. | 1991-01-18 | LARRY CARROLL | BRIAN T SHOEMAKER, VICE PRESIDENT/SEC/TREASOfficerDANIEL J. BRABEC, VICE PRESIDENTOfficer9 more | Inactive | |
| Kansas | SPECTRUM FINANCIAL SERVICES, INC. | 1997-03-03 | THE CORPORATION COMPANY, INC | — | Suspended | |
| Missouri | SPECTRUM FINANCIAL SERVICES, INC. | 1994-10-31 | (Secretary of State) | — | Dissolved | |
| Montana | SPECTRUM FINANCIAL SERVICES, INC. | 2009-04-06 | J RICHARD ORIZOTTI | STEVEN W SELINEDirectorDANIEL A HAMANNDirector7 more | Active | |
| Nebraska | SPECTRUM FINANCIAL SERVICES INC. | 2018-03-26 | DANIEL HAMANN | BRIAN T SHOEMAKEROfficerDANIEL A HAMANNDirector11 more | Active | |
| Nebraska | SPECTRUM FINANCIAL SERVICES, INC. | 1993-01-14 | DANIEL HAMANN | STEVE W SELINEDirectorTHOMAS O MCANDREWSOfficer15 more | Inactive | |
| Wyoming | Spectrum Financial Services, Inc. | 1993-09-16 | C T Corporation System | James R ClarkOfficerVp-James R Clark , Director-Deryl F Hamann, Daniel A Hamann, Daniel J BrabecDirector2 more | Revoked | |
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| Amount | Approved | Lender | Jobs | Status | |
|---|---|---|---|---|---|
| $35,000 | 2007-04-05 | Bank of America, National Association | — | P I F | |
| State | Workforce | Hiring sites | Enrolled | Industry | Status | |
|---|---|---|---|---|---|---|
| Virginia | 20 to 99 | 1 | 8/13/2010 | ADMINISTRATIVE AND SUPPORT AND WASTE MANAGEMENT AND REMEDIATION SERVICES (56) | Open | |
Employee-benefit plan filings by SPECTRUM FINANCIAL SERVICES, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈9 · plan year 2009 |
|---|---|
| Est. annual revenue (modeled) | $3.5M |
| Retirement plan assets | $1M |
| Benefit plans | 401(k) plan on file |
| Filing history | 10 plan years filed, 2000–2009 |
| Sponsor EIN | 31-1173487 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2009 | ≈9 | 8 | $1M | $3.5M | 401(k) | |
| 2008 | ≈6 | 7 (5 active) | $822,578 | $2.8M | 401(k) | |
| 2007 | ≈8 | 7 (7 active) | $723,560 | $4.6M | 401(k) | |
| 2006 | ≈7 | 5 (6 active) | $653,597 | $3M | 401(k) | |
| 2005 | ≈4 | 5 (4 active) | $528,971 | $2.2M | 401(k) | |
| 2004 | ≈4 | 6 (4 active) | $460,483 | $1.9M | 401(k) | |
| 2003 | ≈6 | 8 (5 active) | $463,435 | $2.8M | 401(k) | |
| 2002 | ≈7 | 8 (6 active) | $313,224 | $2.5M | 401(k) | |
| 2001 | ≈9 | 9 (8 active) | $244,609 | $2.5M | 401(k) | |
| 2000 | ≈9 | 9 (8 active) | $137,143 | $3.3M | 401(k) | |
Matched Form 5500 filing records:
| Plan | Plan year | Participants | EIN | |
|---|---|---|---|---|
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES PROFIT SHARING PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
| SPECTRUM FINANCIAL SERVICES 401(K) PLAN | — | — | — | |
Federal court records load when you reach this section.
Companies adjacent to SPECTRUM FINANCIAL SERVICES, INC. in the South Dakota Secretary of State register, in alphabetical order.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-17. Document getpalm-companies/3007-1523-8859.