ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. is a South Dakota corporation, registered on September 4, 1984. It is based at 1600 STOUT STREET STE. 920, DENVER, CO, 80202-3140. The company has since been marked revoked on the South Dakota register and is registered under company number FB009756. Public records for the company include 1 SoS registration. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. |
|---|---|
| Principal address | 1600 STOUT STREET STE. 920DENVER80202-3140COUnited States |
| Registration state | South Dakota |
| Status | Revoked |
| Formed in | Colorado (foreign registration) |
| Home company | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. · Dissolved |
| Registered | 4 September 1984 (almost 42 years ago) |
| Entity type | Corporation |
| Standing | not compliant |
| Company number | FB009756 |
| EIN | 84-0820671 |
| Employees (modeled) | ≈8 employees2001 |
| Registered agent |
|---|
| C T CORPORATION SYSTEM |
| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
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| Public records | 1 SoS registration |
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| Est. revenue (modeled) | $4.9M2001 |
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1984-09-04 | C T CORPORATION SYSTEM | — | Revoked | |
Filing ID FB009756 Jurisdiction Foreign · CorporationFormed in Colorado Principal address 1600 STOUT STREET STE. 920, DENVER, CO, 80202-3140 Registered agent C T CORPORATION SYSTEM319 S COTEAU ST, PIERRE, SD, 57501-3187 Officers Not reported | ||||||
| Colorado | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1980-06-25 | — | — | Dissolved | |
| Florida | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1985-11-08 | BOWLING, GLENN | GEORGE T BLANKENHEIMOfficer, DirectorZALES, MICHAEL JDirector4 more | Inactive | |
| Maryland | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC | 1982-10-25 | THE CORPORATION TRUST, INCORPORATED | — | Active | |
| Michigan | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1993-03-02 | NEAL HOLLAND | — | Dissolved | |
| New Mexico | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1990-06-28 | C T CORPORATION SYSTEM | BLANKENHEIM GEORGE TOfficerHORNING S. JAMESOfficer1 more | Revoked | |
| Utah | ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. | 1990-06-27 | CT CORPORATION SYSTEM | STEPHEN JAMES HORNINGDirector, OfficerRALPH D. VAN TREURENDirector, Officer2 more | Inactive | |
| Wyoming | Rocky Mountain Securities & Investments, Inc. | 1981-06-22 | C T Corporation System | S. James HorningOfficerS. James Horning, James Dascalos, R. David J Zales, Neil A CoxDirector1 more | Revoked | |
Companies and people linked to ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
Employee-benefit plan filings by ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈8 · plan year 2001 |
|---|---|
| Est. annual revenue (modeled) | $4.9M |
| Retirement plan assets | $46,555 |
| Benefit plans | No 401(k) on file |
| Filing history | 3 plan years filed, 1999–2001 |
| Sponsor EIN | 84-0820671 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2001 | ≈8 | 8 (7 active) | $46,555 | $4.9M | Pension | |
| 2000 | ≈9 | 8 (8 active) | $69,907 | $5.5M | Pension | |
| 1999 | ≈9 | — | $104,000 | $6.2M | Pension | |
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Companies adjacent to ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC. in the South Dakota Secretary of State register, in alphabetical order.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-17. Document getpalm-companies/0501-1172-9609.