CETERA INVESTMENT SERVICES LLC is a North Dakota LLC, registered on December 29, 2012. It is based at 400 FIRST STREET SOUTH STE 300, SAINT CLOUD, MN, 56301, United States. The company is currently listed as active on the North Dakota register, is registered under company number 0000123700 and carries EIN 411483314. Public records for the company include 1 SoS registration and 2 licenses. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | CETERA INVESTMENT SERVICES LLC |
|---|---|
| Principal address | 400 FIRST STREET SOUTH STE 300SAINT CLOUD56301MNUnited States |
| Mailing address | 400 1ST ST S STE 300, SAINT CLOUD, MN, 56301-3661, US |
| Registration state | North Dakota |
| Status | Active |
| Formed in | Delaware (foreign registration) |
| Home company | CETERA INVESTMENT SERVICES LLC |
| Registered | 29 December 2012 (over 13 years ago) |
| Entity type | LLC |
| Standing | compliant |
| Company number | 0000123700 |
| EIN | 411483314 |
| LEI |
|---|
| 254900HBKNJ13M56N432 |
| Registered agent | CORPORATION SERVICE COMPANY |
|---|
| Source registry | North Dakota Secretary of State · updated 15 June 2026 |
|---|
| Public records | 1 SoS registration |
|---|
The name “CETERA INVESTMENT SERVICES LLC.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| North DakotaTHIS | CETERA INVESTMENT SERVICES LLC | 2012-12-29 | CORPORATION SERVICE COMPANY | — | Active | |
Filing ID 0000123700 Jurisdiction Foreign · LLCFormed in Delaware Principal address 400 FIRST STREET SOUTH STE 300, SAINT CLOUD, MN, 56301, United States Registered agent CORPORATION SERVICE COMPANY418 N 2ND ST, BISMARCK, ND, 58501 Officers Not reported | ||||||
| — | CETERA INVESTMENT SERVICES LLC | 2021-05-14 | — | Thomas B. TaylorManagerLeAnn R. RummelManager1 more | Active | |
| Alaska | Cetera Investment Services LLC | 2012-12-11 | Corporation Service Company | JOSEPH NEARYManagerThomas GooleyManager4 more | Active | |
| Alabama | Cetera Investment Services LLC | 2012-12-12 | CORPORATION SERVICE COMPANY INC | — | Active | |
| Arkansas | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | LEANN R RUMMELManagerJOSEPH D NEARYManager3 more | Active | |
| Arizona | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | LEANN RUMMELManagerTHOMAS TAYLORManager1 more | Active | |
| California | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | JOSEPH D NEARYManagerTHOMAS B TAYLORManager5 more | Active | |
| Colorado | Cetera Investment Services LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Connecticut | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | DAVID VAN HAVERMAATOfficerTODD C. MACKAYOfficer4 more | Active | |
| District of Columbia | CETERA INVESTMENT SERVICES LLC | 1984-03-23 | CORPORATION SERVICE COMPANY | CHAFFIN, GARY LOfficerRUMMEL, LEANN ROfficer2 more | Active | |
| Delaware | CETERA INVESTMENT SERVICES LLC | 2012-11-16 | CORPORATION SERVICE COMPANY | — | Unknown | |
| Florida | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | JOSEPH NEARYOfficerGARY L CHAFFINMember10 more | Active | |
| Georgia | CETERA INVESTMENT SERVICES, LLC | 2012-12-12 | Corporation Service Company | — | Active | |
| Hawaii | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | RUMMEL, LEANN RManagerNEARY, JOSEPH DManager1 more | Active | |
| Iowa | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | — | Active | |
| Idaho | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | Joseph D NearyManagerThomas B TaylorManager2 more | Active | |
| Illinois | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | ILLINOIS CORPORATION SERVICE COMPANY | RUMMEL, LEANN RManagerNEARY, JOSEPH DManager1 more | Active | |
| Indiana | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Kansas | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Kentucky | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | Corporation Service Company | — | Active | |
| Louisiana | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | LeAnn RummelManagerJOSEPH NEARYManager1 more | Active | |
| Massachusetts | CETERA INVESTMENT SERVICES LLC | 2012-12-11 | CORPORATION SERVICE COMPANY | SERGE BUDEVICHOfficerTODD C MACKAYManager2 more | Active | |
| Maryland | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CSC-LAWYERS INCORPORATING SERVICE COMPANY | — | Active | |
| Maine | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Michigan | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CSC-LAWYERS INCORPORATING SERVICE (COMPANY) | — | Active | |
| Minnesota | Cetera Investment Services LLC | 2012-12-03 | Corporation Service Company | LEANN R RUMMELManager | Active | |
| Missouri | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CSC-LAWYERS INCORPORATING SERVICE COMPANY | — | Active | |
| Mississippi | Cetera Investment Services LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | JOSEPH D NEARYManagerLeAnn R. RummelManager2 more | Active | |
| Montana | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | LeAnn R. RummelManagerJoseph D. NearyManager1 more | Active | |
| North Carolina | Cetera Investment Services LLC | 2012-12-12 | CSC - Delaware | Neary, Joseph DManagerMackay, Todd CManager2 more | Active | |
| Nebraska | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CSC-LAWYERS INCORPORATING SERVICE COMPANY | — | Inactive | |
| Nebraska | CETERA INVESTMENT SERVICES LLC | 2021-08-18 | — | — | Active | |
| New Hampshire | Cetera Investment Services LLC | 2013-01-10 | CORPORATION SERVICE COMPANY | LeAnn R. RummelManagerJoseph D. NearyManager1 more | Active | |
| New Mexico | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | CATHERINE M BONNEAUManagerVALERIE G BROWNManager1 more | Active | |
| Nevada | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY* | LEANN R RUMMELManagerTodd C MackayManager1 more | Active | |
| New York | CETERA INVESTMENT SERVICES LLC | 2013-01-18 | CORPORATION SERVICE COMPANY | — | Active | |
| Ohio | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Oklahoma | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Oregon | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | LEANN RUMMELManagerTODD C MACKAYManager1 more | Active | |
| Pennsylvania | Cetera Investment Services LLC | 2012-12-12 | — | LeAnn R. RummelDirectorTodd MackayDirector1 more | Active | |
| Rhode Island | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | JOSEPH NEARYManagerTHOMAS TAYLORManager1 more | Active | |
| South Carolina | CETERA INVESTMENT SERVICES LLC | 2012-12-17 | CORPORATION SERVICE COMPANY | — | Active | |
| South Dakota | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Tennessee | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Texas | Cetera Investment Services LLC | 2012-12-12 | Corporation Service Company d/b/a CSC-Lawyers Incorporating Service Company | SEAN P CASEYOfficerBRIAN J HALEYOfficer16 more | Active | |
| Utah | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | THOMAS B. TAYLORManagerLEANN RUMMELManager5 more | Active | |
| Virginia | Cetera Investment Services LLC | 2012-12-13 | CORPORATION SERVICE COMPANY | — | Active | |
| Vermont | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | TODD C. MACKAYManagerJOSEPH D. NEARYManager1 more | Active | |
| Washington | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | LEANN R. RUMMELDirectorTHOMAS B. TAYLORDirector1 more | Active | |
| Wisconsin | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | — | Active | |
| West Virginia | CETERA INVESTMENT SERVICES LLC | 2012-12-12 | CORPORATION SERVICE COMPANY | LEANN R. RUMMELManagerJOSEPH D. NEARYManager | Active | |
| Wyoming | Cetera Investment Services LLC | 2012-12-14 | Corporation Service Company | — | Active | |
Companies and people linked to CETERA INVESTMENT SERVICES LLC in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | L048011 | — | — | VALID | |
| Washington | 500090442 | — | — | Unknown | |
Federal court records load when you reach this section.
Companies adjacent to CETERA INVESTMENT SERVICES LLC in the North Dakota Secretary of State register, in alphabetical order.
1 company is registered at 400 FIRST STREET SOUTH STE 300, SAINT CLOUD — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-14. Document getpalm-companies/8329-6506-4217.