SUNAMERICA SECURITIES, INC. is a North Dakota corporation, registered on August 25, 1992. It is based at 2800 N CENTRAL AVE STE 2100, PHOENIX, AZ, 85004-1098, United States. The company has since been marked dissolved on the North Dakota register, is registered under company number 0000040586 and carries EIN 860273618. Public records for the company include 1 SoS registration and 1 license. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | SUNAMERICA SECURITIES, INC. |
|---|---|
| Principal address | 2800 N CENTRAL AVE STE 2100PHOENIX85004-1098AZUnited States |
| Mailing address | 2800 N CENTRAL AVE STE 2100, PHOENIX, AZ, 85004-1098, US |
| Registration state | North Dakota |
| Status | Dissolved |
| Formed in | Delaware (foreign registration) |
| Home company | SUNAMERICA SECURITIES, INC. |
| Registered | 25 August 1992 (about 34 years ago) |
| Dissolved | 2006-03-09 |
| Entity type | Corporation |
| Company number | 0000040586 |
| EIN | 860273618 |
| Employees (modeled) |
|---|
| ≈2 employees2008 |
| Registered agent | ND Secretary of State (N.D.C.C. § 10-01.1-13) |
|---|
| Source registry | North Dakota Secretary of State · updated 15 June 2026 |
|---|
| Public records | 1 SoS registration |
|---|
The name “SunAmerica Securities Inc.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $1.5M2008 |
|---|
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| North DakotaTHIS | SUNAMERICA SECURITIES, INC. | 1992-08-25 | ND Secretary of State (N.D.C.C. § 10-01.1-13) | — | Dissolved | |
Filing ID 0000040586 Jurisdiction Foreign · CorporationFormed in Delaware Principal address 2800 N CENTRAL AVE STE 2100, PHOENIX, AZ, 85004-1098, United States Registered agent ND Secretary of State (N.D.C.C. § 10-01.1-13)600 E BOULEVARD AVE DEPT 108, BISMARCK, ND, 58505-0500 Officers Not reported | ||||||
| Arkansas | SUNAMERICA SECURITIES, INC. | 1992-08-25 | PRENTICE-HALL CORPORATION SYSTEM | GEORGE J. VAEREWYCKOfficerSEE FILEOfficer2 more | Revoked | |
| Arizona | SUNAMERICA SECURITIES, INC. | 1997-06-16 | CORPORATION SERVICE COMPANY | RANDALL W EPRIGHTOfficerJAMES R CANNONOfficer, Director4 more | Inactive | |
| Arizona | SUNAMERICA SECURITIES, INC. | 1992-05-13 | VINCENT J ASARO | — | Inactive | |
| California | SUNAMERICA SECURITIES, INC. | 2004-07-30 | CORPORATION SERVICE COMPANY | JAMES R CANNONOfficer | Dissolved | |
| Colorado | SUNAMERICA SECURITIES, INC. | 1995-11-03 | PRENTICE-HALL CORPORATION SYSTEM, I | — | Withdrawn | |
| Delaware | SUNAMERICA SECURITIES, INC. | 1973-03-06 | THE PRENTICE-HALL CORPORATION SYSTEM, INC. | — | Unknown | |
| Florida | SUNAMERICA SECURITIES, INC. | 1987-11-19 | — | STEVEN ROTHSTAINDirectorLISA KUBICAOfficer3 more | Inactive | |
| Hawaii | SUNAMERICA SECURITIES, INC. | 2004-07-06 | SUNAMERICA SECURITIES, INC | JOINER,SUSANNAOfficerCAVANAUGH,MARYDirector17 more | Withdrawn | |
| Kansas | SUNAMERICA SECURITIES, INC. | 1987-11-04 | THE PRENTICE-HALL CORPORATION SYSTEM, KANSAS, INC | — | Suspended | |
| Kentucky | SUNAMERICA SECURITIES, INC. | 1993-08-13 | KY SECRETARY OF STATE | VINCENT J ASARODirector, OfficerKEVIN J HARTDirector6 more | Inactive | |
| Massachusetts | SUNAMERICA SECURITIES, INC. | 2000-08-29 | CORPORATION SERVICE COMPANY | GEORGE J. VAEREWYCKOfficerVINCENT J. ASAROOfficer | Inactive | |
| Maryland | SUNAMERICA SECURITIES, INC. | 1992-08-25 | THE PRENTICE-HALL CORPORATION | — | Suspended | |
| Minnesota | SunAmerica Securities Inc. | 1992-11-09 | Prentice-Hall Corp System Inc | — | Inactive | |
| Minnesota | SUNAMERICA SECURITIES, INC. | 1987-11-16 | Prentice-Hall Corp System Inc | — | Inactive | |
| Missouri | SUNAMERICA SECURITIES, INC. | 1987-11-17 | (Secretary of State) | — | Canceled | |
| Mississippi | SUNAMERICA SECURITIES, INC. | 1997-11-18 | CORPORATION SERVICE COMPANY | Mary CavanaughDirectorJames R CannonOfficer, Director13 more | Canceled | |
| Montana | SUNAMERICA SECURITIES, INC. | 1992-08-26 | THE PRENTICE HALL CORPORATION SYSTEM INC | MIKE MCREYNOLDSOfficerBRIDGET M GAUGHANOfficer, Director12 more | Revoked | |
| North Carolina | Sunamerica Securities, Inc. | 1993-08-18 | Secretary of State | — | Withdrawn | |
| New Mexico | SUNAMERICA SECURITIES, INC. | 1993-07-08 | SECRETARY OF STATE | — | Withdrawn | |
| Nevada | SUNAMERICA SECURITIES, INC. | 1992-10-23 | CORPORATION SERVICE COMPANY* | STEPHEN ROTHSTEINOfficerJAMES R CANNONDirector, Officer1 more | Withdrawn | |
| Ohio | SUNAMERICA SECURITIES, INC. | 2000-02-19 | SUNAMERICAN SECURITIES, INC | — | Canceled | |
| South Carolina | SUNAMERICA SECURITIES, INC. | 1992-08-25 | PRENTICE HALL CORP | — | Inactive | |
| South Dakota | SUNAMERICA SECURITIES, INC. | 1992-08-26 | INC. PRENTICE HALL CORPORATION SYSTEM | — | Inactive | |
| Texas | SUNAMERICA SECURITIES, INC. | 1989-12-28 | Serve Secretary of State for mailing to | BRIDGET GAUGHANOfficerDAVID FISCHEROfficer14 more | Withdrawn | |
| Utah | SUNAMERICA SECURITIES, INC. | 1987-11-05 | No agent, refer to UCA §16-17-301 | GEORGE J VAEREWYCKOfficerSUSAN L HARRISOfficer4 more | Expired | |
| Washington | SUNAMERICA SECURITIES, INC. | 1999-06-18 | THE PRENTICE-HALL CORPORATION SYSTEM, INC | JAMES CANNONDirectorSTEVEN ROTHSTEINDirector12 more | Dissolved | |
| Wyoming | Sunamerica Securities, Inc. | 1989-04-28 | Shelley Francis | Bridget M. GaughanOfficerJames R. CannonOfficer3 more | Withdrawn | |
Companies and people linked to SUNAMERICA SECURITIES, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| California | — | — | — | Unknown | |
Employee-benefit plan filings by SUNAMERICA SECURITIES, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈2 · plan year 2008 |
|---|---|
| Est. annual revenue (modeled) | $1.5M |
| Benefit plans | No 401(k) on file |
| Filing history | 10 plan years filed, 1999–2008 |
| Sponsor EIN | 86-0273618 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2008 | ≈2 | 2 | — | $1.5M | Pension | |
| 2007 | ≈1 | 2 (1 active) | $391,050 | $1.5M | Pension | |
| 2006 | ≈2 | 3 (2 active) | $345,048 | $2.1M | Pension | |
| 2005 | ≈2 | 2 (2 active) | $274,631 | $2.1M | Pension | |
| 2004 | ≈1 | 2 (1 active) | $219,829 | $1.1M | Pension | |
| 2003 | ≈1 | 2 (1 active) | $203,749 | $1.4M | Pension | |
| 2002 | ≈2 | 2 (2 active) | $126,218 | $1.2M | Pension | |
| 2001 | ≈2 | 2 (2 active) | $144,521 | $1.8M | Pension | |
| 2000 | ≈2 | 2 (2 active) | $138,301 | $1.8M | Pension | |
| 1999 | ≈2 | 2 (2 active) | $130,311 | $1.8M | Pension | |
Federal court records load when you reach this section.
Companies adjacent to SUNAMERICA SECURITIES, INC. in the North Dakota Secretary of State register, in alphabetical order.
2 companies are registered at 2800 N CENTRAL AVE STE 2100, PHOENIX — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/5421-9188-8482.