Is PARK AVENUE SECURITIES LLC active?

Yes — the Mississippi registry lists PARK AVENUE SECURITIES LLC as active, as of the 2026-07-29 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is PARK AVENUE SECURITIES LLC registered?

PARK AVENUE SECURITIES LLC is registered in Mississippi under company number 669195, first registered on April 5, 1999.

What type of company is PARK AVENUE SECURITIES LLC?

PARK AVENUE SECURITIES LLC is registered as an LLC with the Mississippi Secretary of State.

Where is PARK AVENUE SECURITIES LLC registered to do business?

Beyond its Mississippi registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 51 other state registers, including 49 foreign qualifications in Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia and 37 more. Each is listed in the filings section above.

Does PARK AVENUE SECURITIES LLC have UCC liens?

No UCC financing statements name PARK AVENUE SECURITIES LLC as debtor in the indexed state registries.

In which states is PARK AVENUE SECURITIES LLC registered with the Secretary of State?

PARK AVENUE SECURITIES LLC appears in 50 state business registers: Mississippi, Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Delaware, Florida, Georgia and 38 more. Mississippi is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is PARK AVENUE SECURITIES LLC a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to PARK AVENUE SECURITIES LLC in the indexed federal datasets.

Does PARK AVENUE SECURITIES LLC hold any licenses?

3 license and credential records are matched to PARK AVENUE SECURITIES LLC. Each license, its type and issuing authority is listed in the Licenses section above.

What is the EIN of PARK AVENUE SECURITIES LLC?

The Employer Identification Number (EIN) on record for PARK AVENUE SECURITIES LLC is 134023176.

What public records are linked to PARK AVENUE SECURITIES LLC?

4 public records are linked to PARK AVENUE SECURITIES LLC: 1 in Filings, 3 in Licenses & authorities — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-07-29).

PARK AVENUE SECURITIES LLC — Mississippi LLC No. 669195: Active, 1 filing

PARK AVENUE SECURITIES LLC is a Mississippi LLC, registered on April 5, 1999. It is based at 109 Executive Drive, Suite 3, Madison, MS, 39110, USA. The company is currently listed as active on the Mississippi register, is registered under company number 669195 and carries EIN 134023176. Its officers and directors on record include Carl Desrochers, Marianne Caswell, Leyla Lesina, among 4 on file. It operates in investment banking and securities intermediation (NAICS 523150). Public records for the company include 1 SoS registration and 3 licenses. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	PARK AVENUE SECURITIES LLC
Doing business as	Park Avenue Wealth Management
Principal address	109 Executive Drive, Suite 3Madison39110MSUnited States
Registration state	Mississippi
Status	Active
Formed in	Delaware (foreign registration)
Home company	PARK AVENUE SECURITIES LLC
Registered	5 April 1999 (over 27 years ago)
Officers & directors	Carl Desrochers, managerMarianne Caswell

Entity type	LLC

Standing	compliant

Company number	669195

EIN	134023176

LEI	529900NU8UO9XXX9QO20

Industry	Investment Banking and Securities Intermediation · NAICS 523150

Registered agent	CORPORATION SERVICE COMPANY

Source registry	Mississippi Secretary of State · updated 15 June 2026

Public records	1 SoS registration

State	Business name	Filed	Registered agent	Officers	Status
MississippiTHIS	PARK AVENUE SECURITIES LLC	1999-04-05	CORPORATION SERVICE COMPANY	Carl DesrochersManagerMarianne CaswellManager2 more	Active
Filing ID 669195 Jurisdiction Foreign · LLCFormed in Delaware Principal address 109 Executive Drive, Suite 3, Madison, MS, 39110, USA Registered agent CORPORATION SERVICE COMPANY109 Executive Drive, Suite 3, Madison, MS, 39110 Officers Carl DesrochersManager Marianne CaswellManager Leyla LesinaManager Michael PerryManager
—	PARK AVENUE SECURITIES LLC	2018-04-30	—	Harris OlinerOfficerChristopher DyrhaugDirector2 more	Active

Alaska	PARK AVENUE SECURITIES LLC	1999-04-02	Corporation Service Company	LEYLA LESINAManagerCARL DESROCHERSManager3 more	Active
Filing ID 66306F Jurisdiction Foreign · LLCFormed in Delaware Principal address C/O THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, 10 HUDSON YARDS, NEW YORK, NY, 10001 Registered agent Corporation Service Company8585 OLD DAIRY RD STE 208, JUNEAU, AK, 99801 Officers LEYLA LESINAManager CARL DESROCHERSManager MICHAEL FERIKManager MARIANNE CASWELLManager THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC.Member Open profile
Alabama	Park Avenue Securities LLC	1999-03-29	CORPORATION SERVICE COMPANY INC	—	Active

Arkansas	PARK AVENUE SECURITIES LLC	2002-12-26	CORPORATION SERVICE COMPANY	LEYLA A LESINAManagerSUSAN M TRAINOR-ETTSOfficer3 more	Active

Arizona	PARK AVENUE SECURITIES LLC	1999-03-30	CORPORATION SERVICE COMPANY	—	Active

California	PARK AVENUE SECURITIES LLC	1999-04-05	CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE	Kevin MolloyManager, OfficerMarianne CaswellManager, Officer3 more	Active
Filing ID 199909810089 Jurisdiction Foreign · LLCFormed in Delaware Principal address 10 HUDSON YARDS, C/O THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, NEW YORK, NY, 10001, United States Registered agent CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE2710 GATEWAY OAKS DR STE 150N, SACRAMENTO, CA, 95833 Officers Kevin MolloyManager, Officer Marianne CaswellManager, Officer Leyla LesinaManager Michael FerikManager Carl DesrochersManager Open profile
Colorado	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	—	Active

Connecticut	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	MICHAEL FERIKOfficerMARIANNE CASWELLOfficer5 more	Active

District of Columbia	PARK AVENUE SECURITIES LLC	1999-11-04	CORPORATION SERVICE COMPANY	Marianne CaswellOwnerLeyla LesinaOwner2 more	Active

Delaware	PARK AVENUE SECURITIES LLC	1998-08-20	CORPORATION SERVICE COMPANY	—	Unknown

Florida	PARK AVENUE SECURITIES LLC	1999-04-15	CORPORATION SERVICE COMPANY	Shawn McGrathOfficer, DirectorCarl DesrochersManager7 more	Active
Filing ID M99000000557 Jurisdiction Foreign · LLCFormed in Delaware Principal address 10 Hudson Yards, c/o The Guardian Life Insurance Company of, New York, NY, 10001 Registered agent CORPORATION SERVICE COMPANY1201 HAYS STREET, TALLAHASSEE, FL, 32301-2525 Officers Shawn McGrathOfficer, Director Carl DesrochersManager Michael FerikManager Tyla ReynoldsMember Harris OlinerOfficer Marianne CaswellOfficer, Manager Kevin MolloyOfficer Leyla LesinaManager Michael PerryManager Open profile
Georgia	PARK AVENUE SECURITIES LLC	1999-08-19	Corporation Service Company	—	Active

Hawaii	PARK AVENUE SECURITIES LLC	1999-10-05	CORPORATION SERVICE COMPANY	LESINA, LEYLAManagerDESROCHERS, CARLManager2 more	Active

Iowa	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	—	Active

Idaho	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	Carl DesrochersManagerShawn McGrathMember5 more	Active

Illinois	PARK AVENUE SECURITIES LLC	2000-06-05	ILLINOIS CORPORATION SERVICE COMPANY	LESINA, LEYLAManagerCASWELL, MARIANNEManager2 more	Active

Indiana	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	—	Active

Kansas	PARK AVENUE SECURITIES LLC	2000-05-01	CORPORATION SERVICE COMPANY	—	Active

Kentucky	PARK AVENUE SECURITIES LLC	1999-08-19	KY SECRETARY OF STATE	WILLIAM C WARRENManagerFRANK J JONESManager3 more	Inactive

Kentucky	PARK AVENUE SECURITIES LLC	2002-12-06	Corporation Service Company	MARIANNE CASWELLManagerLEYLA LESINAManager3 more	Active

Louisiana	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	MARIANNE CASWELLManagerLEYLA LESINAManager2 more	Active

Massachusetts	PARK AVENUE SECURITIES LLC	2004-07-22	CORPORATION SERVICE COMPANY	Michael PerryManagerCarl DesrochersManager1 more	Active

Maryland	PARK AVENUE SECURITIES LLC	1999-03-30	CSC-LAWYERS INCORPORATING SERVICE COMPANY	—	Active

Maine	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	—	Active

Michigan	PARK AVENUE SECURITIES LLC	1999-08-19	CSC-LAWYERS INCORPORATING SERVICE (COMPANY)	—	Active

Minnesota	Park Avenue Securities LLC	1999-08-24	Corporation Service Company	MARIANNE CASWELLManager	Active

Missouri	PARK AVENUE SECURITIES LLC	1999-04-15	CSC-LAWYERS INCORPORATING SERVICE COMPANY	—	Active

Montana	PARK AVENUE SECURITIES LLC	1999-08-19	CORPORATION SERVICE COMPANY	Michael PerryManagerMarianne CaswellManager2 more	Active

North Carolina	PARK AVENUE SECURITIES LLC	1999-04-13	CSC - Delaware	Perry, MichaelManagerLesina, LeylaManager2 more	Active

North Dakota	PARK AVENUE SECURITIES LLC	1999-04-09	CORPORATION SERVICE COMPANY	—	Active

Nebraska	PARK AVENUE SECURITIES LLC	1999-04-01	CSC-LAWYERS INCORPORATING SERVICE COMPANY	—	Active

New Hampshire	PARK AVENUE SECURITIES LLC	2001-02-16	CORPORATION SERVICE COMPANY	Carl DesrochersManagerHarris OlinerOfficer3 more	Active

New Mexico	PARK AVENUE SECURITIES LLC	2001-08-27	CORPORATION SERVICE COMPANY	PETER HUTCHINGSManagerJOSEPH SARGENTManager1 more	Active

Nevada	PARK AVENUE SECURITIES LLC	1999-07-13	CORPORATION SERVICE COMPANY*	Carl DesrochersManagerMichael PerryManager1 more	Active

New York	PARK AVENUE SECURITIES LLC	1999-03-23	CORPORATION SERVICE COMPANY	—	Active

Ohio	PARK AVENUE SECURITIES LLC	1999-03-30	CORPORATION SERVICE COMPANY	—	Active

Oklahoma	PARK AVENUE SECURITIES LLC	2000-06-19	CORPORATION SERVICE COMPANY	—	Active

Oregon	PARK AVENUE SECURITIES LLC	1999-04-05	CORPORATION SERVICE COMPANY	CARL DESROCHERSManagerMARIANNE CASWELLManager2 more	Active

Pennsylvania	PARK AVENUE SECURITIES LLC	1998-10-13	—	Marianne CaswellDirectorLeyla LesinaDirector2 more	Active

Rhode Island	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	CARL DESROCHERSManagerMICHAEL FERIKManager2 more	Active

South Carolina	PARK AVENUE SECURITIES, LLC	1999-10-06	CORPORATION SERVICE COMPANY	—	Active

South Dakota	PARK AVENUE SECURITIES LLC	2000-03-10	CORPORATION SERVICE COMPANY	—	Active

Tennessee	PARK AVENUE SECURITIES LLC	1999-04-05	CORPORATION SERVICE COMPANY	—	Active

Texas	PARK AVENUE SECURITIES LLC	1999-03-29	Corporation Service Company dba CSC - Lawyers Incorporating Service Company	ROSE BURACHIOOfficerHARRIS OLINEROfficer1 more	Active

Utah	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	MARIANNE CASWELLManager, MemberKEVIN MOLLOYManager4 more	Active
Filing ID 2063530-0161 Jurisdiction Foreign · LLCFormed in Delaware Principal address 10 Hudson Yards, c/o The Guardian Life Insurance Company of America, New York, NY, 10001 Registered agent CORPORATION SERVICE COMPANY15 WEST SOUTH TEMPLE, SUITE 600, Salt Lake City, UT, 84101 Officers MARIANNE CASWELLManager, Member KEVIN MOLLOYManager LEYLA LESINAManager MICHAEL FERIKManager HARRIS OLINERMember CARL DESROCHERSManager Open profile
Virginia	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	—	Active

Vermont	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	Marianne CaswellManagerMichael PerryManager2 more	Active

Washington	PARK AVENUE SECURITIES LLC	1999-04-21	CORPORATION SERVICE COMPANY	LEYLA LESINADirectorMARIANNE CASWELLDirector2 more	Active

Wisconsin	PARK AVENUE SECURITIES LLC	1999-03-30	CORPORATION SERVICE COMPANY	—	Active

West Virginia	PARK AVENUE SECURITIES LLC	1999-04-01	CORPORATION SERVICE COMPANY	CARL DESROCHERSManagerMICHAEL PERRYManager	Active

Wyoming	Park Avenue Securities LLC	1999-04-01	Corporation Service Company	—	Active

State

Business name

Filed

Registered agent

Officers

Status

MississippiTHIS

PARK AVENUE SECURITIES LLC

1999-04-05

CORPORATION SERVICE COMPANY

Carl DesrochersManagerMarianne CaswellManager2 more

Active

Filing ID

669195

Jurisdiction

Foreign · LLCFormed in Delaware

Principal address

109 Executive Drive, Suite 3, Madison, MS, 39110, USA

Registered agent

CORPORATION SERVICE COMPANY109 Executive Drive, Suite 3, Madison, MS, 39110

Officers

Carl DesrochersManager

Marianne CaswellManager

Leyla LesinaManager

Michael PerryManager

—

State	License / ID	Type	Issued	Status
Alaska	2235527	—	2026-05-04	Active
business name PARK AVENUE WEALTH MANAGEMENT expire date 12/31/2029 has telemedicine No issue date 5/4/2026 license number 2235527 mailing city NEW YORK mailing country UNITED STATES mailing line1 10 HUDSON YARDS mailing state NY mailing zip 10001 owners PARK AVENUE SECURITIES LLC physical city NEW YORK physical country UNITED STATES physical line1 10 HUDSON YARDS physical state NY physical zip 10001 status Active Source: AK cbpl business licenses · document dtx-licenses/f3760d9265f2f40541c91f40
Delaware	2026704514	—	—	Unknown
address 1 10 HUDSON YARDS business name PARK AVENUE SECURITIES LLC category TRADE NAME ONLY REGISTRANT city NEW YORK country UNITED STATES current license valid from 2026-03-17T00:00:00.000 current license valid to 2026-12-31T00:00:00.000 geocoded location latitude: 40.75243 · longitude: -74.00083 · human address: city: NEW YORK · state: NY · zip: 100012157 license number 2026704514 state NY trade name PARK AVENUE WEALTH MANAGEMENT zip 100012157 Source: DE business licenses · document dtx-licenses/014064411b26cce5d716d18f
Florida	L096617	—	—	VALID
business address 1 10 HUDSON YARDS business city NEW YORK business phone 8886001700 business state NY business zip 10001 email address ACL@GLIC.COM full name PARK AVENUE SECURITIES LLC license issue date 5/26/2016 12:00:00 AM license number L096617 license status VALID license type class AGENCY LICENSE license type class code 2105 licensee kind business mailing address 1 6255 STERNERS WAY mailing city BETHLEHEM mailing state PA mailing zip 18017 npn 3198463 residency type Non-Resident source file AllValidLicensesBusiness.csv Source: FL DFS insurance licensees · document dtx-licenses/23df37d472493bd380930ced

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