Is JANNEY MONTGOMERY SCOTT LLC active?

Yes — the Massachusetts registry lists JANNEY MONTGOMERY SCOTT LLC as active, as of the 2026-06-07 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is JANNEY MONTGOMERY SCOTT LLC registered?

JANNEY MONTGOMERY SCOTT LLC is registered in Massachusetts under company number DLLXC0186, first registered on September 14, 1999.

What type of company is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC is registered as an LLC with the Massachusetts Secretary of State.

Where is JANNEY MONTGOMERY SCOTT LLC registered to do business?

Beyond its Massachusetts registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 45 other state registers, including 44 foreign qualifications in Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho and 31 more. Each is listed in the filings section above.

Who are the officers and directors of JANNEY MONTGOMERY SCOTT LLC?

The Massachusetts registry lists 1 person for JANNEY MONTGOMERY SCOTT LLC: GREGORY B. MCSHEA (officer). The full list is in the officers & directors section above.

How many employees does JANNEY MONTGOMERY SCOTT LLC have?

JANNEY MONTGOMERY SCOTT LLC reports a workforce of 1,000 to 2,499 employees in its E-Verify enrollment with USCIS, hiring at 119 sites across 22 states (last updated 16 May 2023). Workforce size is self-reported by the employer at enrollment.

Does JANNEY MONTGOMERY SCOTT LLC offer a 401(k) plan?

Yes — Form 5500 filings with the Department of Labor show JANNEY MONTGOMERY SCOTT LLC sponsors a 401(k) retirement plan. Filings span 1999–2025. Details are in the Form 5500 section above.

Does JANNEY MONTGOMERY SCOTT LLC sponsor H-1B visas?

14 Labor Condition Applications (LCAs) filed by JANNEY MONTGOMERY SCOTT LLC appear in the DOL H-1B disclosure data, spanning FY 2011 to FY 2022. Each case, job title and offered wage is listed in the H-1B section above.

Does JANNEY MONTGOMERY SCOTT LLC have UCC liens?

2 UCC financing statements name JANNEY MONTGOMERY SCOTT LLC as debtor in the indexed state registries; each filing and its secured party are listed in the Liens section above.

In which states is JANNEY MONTGOMERY SCOTT LLC registered with the Secretary of State?

JANNEY MONTGOMERY SCOTT LLC appears in 43 state business registers: Massachusetts, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Delaware, Florida, Georgia, Idaho and 31 more. Massachusetts is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is JANNEY MONTGOMERY SCOTT LLC a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to JANNEY MONTGOMERY SCOTT LLC in the indexed federal datasets.

Does JANNEY MONTGOMERY SCOTT LLC hold any licenses?

6 license and credential records are matched to JANNEY MONTGOMERY SCOTT LLC (5 state, 1 local). Each license, its type and issuing authority is listed in the Licenses section above.

What is the EIN of JANNEY MONTGOMERY SCOTT LLC?

The Employer Identification Number (EIN) on record for JANNEY MONTGOMERY SCOTT LLC is 230731260.

What public records are linked to JANNEY MONTGOMERY SCOTT LLC?

42 public records are linked to JANNEY MONTGOMERY SCOTT LLC: 1 in Filings, 2 in Liens, 6 in Licenses & authorities, 14 in H-1B, 3 in E-Verify, 16 in 401(k) — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-07).

JANNEY MONTGOMERY SCOTT LLC — Massachusetts LLC No. DLLXC0186: Active, 1 filing, 2 UCC liens

JANNEY MONTGOMERY SCOTT LLC is a Massachusetts LLC, registered on September 14, 1999. It is based at 1717 ARCH STREET, PHILADELPHIA, PA, 19103, USA. The company is currently listed as active on the Massachusetts register, is registered under company number DLLXC0186 and carries EIN 230731260. Its sole officer on record is GREGORY B. MCSHEA. Its E-Verify enrollment reports a workforce of 1,000 to 2,499 employees, hiring at 119 sites across 22 states. Public records for the company include 1 SoS registration, 2 UCC liens, 6 licenses, 14 H-1B filings, 3 E-Verify records and 16 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.

Standing
Legal entity name	JANNEY MONTGOMERY SCOTT LLC
Principal address	1717 ARCH STREETPHILADELPHIA19103PAUnited States
Registration state	Massachusetts
Status	Active
Formed in	Delaware (foreign registration)
Home company	JANNEY MONTGOMERY SCOTT LLC
Registered	14 September 1999 (almost 27 years ago)
Officers & directors	GREGORY B. MCSHEA, officer
Entity type	LLC

Company number	DLLXC0186

EIN	230731260

LEI	549300QQRY1JCFQHYS08

Employees (modeled)	≈2,620 employees2025

Workforce size	1,000 to 2,499 employees · updated 16 May 2023

Hiring sites	119 sites across 22 states

H-1B filings	14 LCA filings, FY 2011–2022

Registered agent	C T CORPORATION SYSTEM

Source registry	Massachusetts Secretary of the Commonwealth · updated 10 August 2026

Public records	1 SoS registration · 2 UCC liens on file

Est. revenue (modeled)	$1.6B2025

State	Business name	Filed	Registered agent	Officers	Status
MassachusettsTHIS	JANNEY MONTGOMERY SCOTT LLC	1999-09-14	C T CORPORATION SYSTEM	GREGORY B. MCSHEAOfficer	Active
Filing ID DLLXC0186 Jurisdiction Foreign · LLCFormed in Delaware Principal address 1717 ARCH STREET, PHILADELPHIA, PA, 19103, USA Registered agent C T CORPORATION SYSTEM155 FEDERAL STREET, STE 700, BOSTON, MA, 02110 Officers GREGORY B. MCSHEAOfficer
Alabama	Janney Montgomery Scott, LLC	2002-08-29	C T CORPORATION SYSTEM	—	Active

Arkansas	JANNEY MONTGOMERY SCOTT LLC	2000-11-29	THE CORPORATION COMPANY	MARK D. KNOTTManagerSEE FILEOfficer4 more	Revoked

Arizona	JANNEY MONTGOMERY SCOTT LLC	2000-05-31	C T CORPORATION SYSTEM	—	Active

California	JANNEY MONTGOMERY SCOTT LLC	1999-09-10	C T CORPORATION SYSTEM	David RaszejaManagerDavid M. O'MalleyManager, Officer6 more	Active
Filing ID 199925710004 Jurisdiction Foreign · LLCFormed in Delaware Principal address 1717 ARCH STREET, PHILADELPHIA, PA, 19103, United States Registered agent C T CORPORATION SYSTEM28 LIBERTY STREET, NEW YORK, NY, 10005 Officers David RaszejaManager David M. O'MalleyManager, Officer Anthony MillerOfficer, Manager Karthick DalawaiManager David M O'MalleyManager EILEEN C MCDONNELLOfficer Victoria M. RobinsonManager David M. RaszejaManager Open profile
Colorado	JANNEY MONTGOMERY SCOTT LLC	1999-09-10	C T CORPORATION SYSTEM	—	Active

Connecticut	JANNEY MONTGOMERY SCOTT LLC	1999-09-10	C T CORPORATION SYSTEM	Victoria M. RobinsonOfficerDavid M. RaszejaOfficer3 more	Active

District of Columbia	JANNEY MONTGOMERY SCOTT LLC	1999-09-23	C T CORPORATION SYSTEM	JUNE PURCHASER, LLCOfficer	Active

Delaware	JANNEY MONTGOMERY SCOTT LLC	1929-05-21	THE CORPORATION TRUST COMPANY	—	Unknown

Florida	JANNEY MONTGOMERY SCOTT LLC	1999-09-16	C T CORPORATION SYSTEM	GREGORY MCSHEAOfficerAnthony MillerOfficer8 more	Active
Filing ID M99000001463 Jurisdiction Foreign · LLCFormed in Delaware Principal address 1717 Arch Street, Philadelphia, PA, 19103 Registered agent C T CORPORATION SYSTEM1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324 Officers GREGORY MCSHEAOfficer Anthony MillerOfficer David M O'MalleyOfficer Karthick DalawaiOfficer David M RaszejaOfficer Daneen DowneyOfficer David RaszejaOfficer Tony C MillerOfficer Gregory B McSheaOfficer Victoria M RobinsonOfficer Open profile
Georgia	JANNEY MONTGOMERY SCOTT LLC	2001-03-23	C T CORPORATION SYSTEM	—	Active

Idaho	JANNEY MONTGOMERY SCOTT LLC	2018-01-26	C T CORPORATION SYSTEM	—	Active

Illinois	JANNEY MONTGOMERY SCOTT LLC	2011-08-12	C T CORPORATION SYSTEM	JUNE PURCHASER LLCManager	Active

Indiana	JANNEY MONTGOMERY SCOTT LLC	1999-09-17	C T CORPORATION SYSTEM	—	Active

Kentucky	JANNEY MONTGOMERY SCOTT LLC	2000-10-26	C T CORPORATION SYSTEM	RICHARD A. THORNTON-MANAGEROfficer	Active

Louisiana	JANNEY MONTGOMERY SCOTT LLC	2024-03-01	C T CORPORATION SYSTEM	JUNE PURCHASER LLCMember	Active

Maryland	JANNEY MONTGOMERY SCOTT LLC	1999-09-16	THE CORPORATION TRUST, INCORPORATED	—	Active

Maine	JANNEY MONTGOMERY SCOTT LLC	2022-11-23	C T CORPORATION SYSTEM	—	Active

Michigan	JANNEY MONTGOMERY SCOTT LLC	2018-01-30	THE CORPORATION COMPANY	—	Active

Minnesota	JANNEY MONTGOMERY SCOTT LLC	2002-09-23	CT Corporation System Inc	Janney Montgomery Scott LLCManager	Active

Missouri	Janney Montgomery Scott LLC	2019-11-26	C T CORPORATION SYSTEM	—	Active

Montana	Janney Montgomery Scott LLC	2025-11-10	C T CORPORATION SYSTEM	JUNE PURCHASER LLCMember	Active

Montana	JANNEY MONTGOMERY SCOTT LLC	2003-04-03	C T CORPORATION SYSTEM	JUNE TOPCO, LLCManager	Active

North Carolina	Janney Montgomery Scott LLC	2001-04-26	CT Corporation System	JUNE PURCHASER, LLCMember	Active

North Dakota	JANNEY MONTGOMERY SCOTT LLC	2001-11-21	C T CORPORATION SYSTEM	—	Active

Nebraska	JANNEY MONTGOMERY SCOTT LLC	2012-07-10	C T CORPORATION SYSTEM	—	Active

New Mexico	JANNEY MONTGOMERY SCOTT LLC	2004-12-16	C T CORPORATION SYSTEM	SCHERER HOWARD BManagerTHORNTON RICHARD AManager2 more	Active

Nevada	JANNEY MONTGOMERY SCOTT LLC	2000-08-11	C T CORPORATION SYSTEM**	JUNE PURCHASER LLCMember	Active

New York	JANNEY MONTGOMERY SCOTT LLC	1999-09-16	C T CORPORATION SYSTEM	—	Active

Ohio	JANNEY MONTGOMERY SCOTT LLC	1999-10-05	CT CORPORATION SYSTEM	—	Active

Oklahoma	JANNEY MONTGOMERY SCOTT LLC	2024-04-30	C T CORPORATION SYSTEM	—	Active

Oklahoma	JANNEY MONTGOMERY SCOTT LLC	2004-12-14	SECRETARY OF STATE	—	Withdrawn

Oregon	JANNEY MONTGOMERY SCOTT LLC	2024-06-04	C T CORPORATION SYSTEM	—	Active

Pennsylvania	JANNEY MONTGOMERY SCOTT LLC	1999-09-16	—	JUNE PURCHASER LLCDirector	Active

Rhode Island	JANNEY MONTGOMERY SCOTT LLC	1999-09-16	CT CORPORATION SYSTEM	DAVID OMALLEYManagerTIMOTHY C SCHEVEManager1 more	Active

South Carolina	JANNEY MONTGOMERY SCOTT LLC	2000-04-24	C T CORPORATION SYSTEM	—	Active

South Dakota	JANNEY MONTGOMERY SCOTT LLC	2006-12-14	C T CORPORATION SYSTEM	—	Active

South Dakota	JANNEY MONTGOMERY SCOTT LLC	2003-04-07	C T CORPORATION SYSTEM	—	Revoked

Tennessee	JANNEY MONTGOMERY SCOTT LLC	2001-10-10	C T CORPORATION SYSTEM	—	Active

Texas	JANNEY MONTGOMERY SCOTT, LLC	2002-08-28	C T Corporation System	ANTHONY MILLEROfficerMARGOLIT HILLSBERGOfficer4 more	Active

Utah	JANNEY MONTGOMERY SCOTT LLC	2004-12-15	CT CORPORATION SYSTEM	ANTHONY MILLERManager, MemberJUNE PURCHASER, LLCMember6 more	Active
Filing ID 5792838-0161 Jurisdiction Foreign · LLCFormed in Delaware Principal address 1717 Arch Street, Philadelphia, PA, 19103, United States Registered agent CT CORPORATION SYSTEM1108 E SOUTH UNION AVE, Midvale, UT, 84047 Officers ANTHONY MILLERManager, Member JUNE PURCHASER, LLCMember TIMOTHY C. SCHEVEManager DAVID M O'MALLEYManager DAVID RASZEJAManager DAVID M. RASZEJAManager KARTHICK DALAWAIManager VICTORIA M. ROBINSONManager Open profile
Virginia	JANNEY MONTGOMERY SCOTT LLC	1999-09-17	C T CORPORATION SYSTEM	—	Active

Vermont	JANNEY MONTGOMERY SCOTT LLC	2003-09-12	C T CORPORATION SYSTEM	JUNE PURCHASER LLCOwner	Active

Washington	JANNEY MONTGOMERY SCOTT LLC	2004-10-05	C T CORPORATION SYSTEM	JUNE PURCHASER LLCDirectorRICHARD TORNTONOfficer	Active

West Virginia	JANNEY MONTGOMERY SCOTT LLC	2009-04-29	C T CORPORATION SYSTEM	JUNE PURCHASER, LLCMember	Active

Wyoming	Janney Montgomery Scott LLC	1999-09-13	No Agent	—	Revoked

State	License / ID	Type	Issued	Status
South Carolina	208809	General Business License - BL - General Business License	2026-04-30	Issued
address CountryTypeId: 0 · CountryTypeName: US · StreetTypeName: ST · AddressLine1: 1717 · AddressLine2: ARCH · AddressTypeName: Mailing · City: PHILADELPHIA · StateName: PA · PostalCode: 19103 · IsMain: true · FullAddress: 1717 ARCH ST PHILADELPHIA PA 19103 address display 1717 ARCH ST PHILADELPHIA PA 19103 apply date 2026-04-07T12:56:32.797 business id 8E9AAE3F-B88A-4FE7-9C70-F7F62BF6AA5D business status Active business type name — case id 913422c3-98fa-484e-ad4f-4144d154d25c case number 208809 case status Issued case status id — case type General Business License - BL - General Business License case type id — case workclass BL - General Business License case workclass id — closed date — company name JANNEY MONTGOMERY SCOTT LLC company type name Corporation complete date — dba — description — expected end date — expire date 2027-04-30T00:00:00 final date — holder company name — holder first name — holder last name — holder middle name — issue date 2026-04-30T00:00:00 last audit date — license year — main parcel 90024-02-006 module name 8 opened date 2019-05-07T00:00:00 project name — request date — schedule date — start date — tax id — Source: florence sc business licenses · document dtx-licenses/1014c0bd660447c16f319759
Delaware	2016101731	—	—	Unknown
address 2 20 MONTCHANIN RD STE 120 business name JANNEY MONTGOMERY SCOTT LLC category PROFESSIONAL AND/OR PRSL SRVCS-UNCLASSIFIED city WILMINGTON current license valid from 2017-01-01T00:00:00.000 current license valid to 2019-12-31T00:00:00.000 geocoded location latitude: 39.771382 · longitude: -75.587295 · human address: address: 20 MONTCHANIN RD STE 120 · city: WILMINGTON · state: DE · zip: 198072183 license number 2016101731 snapshot date 2018-12-31T00:00:00.000 state DE zip 198072183 Source: DE business licenses historical · document dtx-licenses/e7593844ea15df7fc3c5844d
Delaware	2016101731	—	—	Unknown
address 2 20 MONTCHANIN RD STE 120 business name JANNEY MONTGOMERY SCOTT LLC category PROFESSIONAL AND/OR PRSL SRVCS-UNCLASSIFIED city WILMINGTON current license valid from 2017-01-01T00:00:00.000 current license valid to 2019-12-31T00:00:00.000 geocoded location latitude: 39.771382 · longitude: -75.587295 · human address: address: 20 MONTCHANIN RD STE 120 · city: WILMINGTON · state: DE · zip: 198072183 license number 2016101731 snapshot date 2017-12-31T00:00:00.000 state DE zip 198072183 Source: DE business licenses historical · document dtx-licenses/137b3a47de4b8f61cdb64d43
Florida	L002291	—	—	VALID
business address 1 1717 ARCH ST 19TH FL business city PHILADELPHIA business phone 2166220515 business state PA business zip 19103 email address KHALE@JANNEY.COM full name JANNEY MONTGOMERY SCOTT, LLC license issue date 7/13/2018 12:00:00 AM license number L002291 license status VALID license type class AGENCY LICENSE license type class code 2105 licensee kind business mailing address 1 1717 ARCH ST 19TH FL mailing city PHILADELPHIA mailing state PA mailing zip 19103 npn 964142 residency type Non-Resident source file AllValidLicensesBusiness.csv Source: FL DFS insurance licensees · document dtx-licenses/70df1c24500cf22f205da12e
—	—	—	—	Unknown

Delaware	2025946652	—	—	Unknown
address 1 12001 OLD VINE BLVD UNIT 106 business name JANNEY MONTGOMERY SCOTT LLC category GENERAL SERVICES city LEWES country UNITED STATES current license valid from 2026-01-01T00:00:00.000 current license valid to 2026-12-31T00:00:00.000 geocoded location latitude: 38.74249 · longitude: -75.19182 · human address: city: LEWES · state: DE · zip: 199581690 license number 2025946652 state DE trade name JANNEY MONTGOMERY SCOTT LLC zip 199581690 Source: DE business licenses · document dtx-licenses/56c81d7fb214538c3a77e7cc

State

License / ID

Type

Issued

Status

South Carolina

208809

General Business License - BL - General Business License

2026-04-30

Issued

address

CountryTypeId: 0 · CountryTypeName: US · StreetTypeName: ST · AddressLine1: 1717 · AddressLine2: ARCH · AddressTypeName: Mailing · City: PHILADELPHIA · StateName: PA · PostalCode: 19103 · IsMain: true · FullAddress: 1717 ARCH ST PHILADELPHIA PA 19103

address display

1717 ARCH ST PHILADELPHIA PA 19103

apply date

2026-04-07T12:56:32.797

business id

8E9AAE3F-B88A-4FE7-9C70-F7F62BF6AA5D

business status

Active

business type name

—

case id

913422c3-98fa-484e-ad4f-4144d154d25c

case number

208809

case status

Issued

case status id

—

case type

General Business License - BL - General Business License

case type id

—

case workclass

BL - General Business License

case workclass id

—

closed date

—

company name

JANNEY MONTGOMERY SCOTT LLC

company type name

Corporation

complete date

—

dba

—

description

—

expected end date

—

expire date

2027-04-30T00:00:00

final date

—

holder company name

—

holder first name

—

holder last name

—

holder middle name

—

issue date

2026-04-30T00:00:00

last audit date

—

license year

—

main parcel

90024-02-006

module name

opened date

2019-05-07T00:00:00

project name

—

request date

—

schedule date

—

start date

—

tax id

—

Source: florence sc business licenses · document dtx-licenses/1014c0bd660447c16f319759

Delaware

2016101731

—

Unknown

address 2

20 MONTCHANIN RD STE 120

business name

JANNEY MONTGOMERY SCOTT LLC

Case	Filed	Job title	Wage	Worksite	Status
I-200-22213-388854	2022-08-01	Vice President, Investment Banking	$125,000/yr	Cleveland	Certified
amended petition 0 attorney agent city Philadelphia attorney agent state PA attorney first name Michele attorney last name Madera case number I-200-22213-388854 case status Certified change employer 1 continued employment 0 decision date 2022-08-08T00:00:00 employer address1 1717 Arch Street employer address2 — employer city Philadelphia employer country UNITED STATES OF AMERICA employer dba — employer name Janney Montgomery Scott, LLC employer phone 12156656136 employer postal code 19103 employer state PA employment begin date 2022-08-15T00:00:00 employment end date 2025-08-14T00:00:00 fiscal year 2022 full time position Y h1b dependent No job title Vice President, Investment Banking lawfirm name Klasko Immigration Law Partners, LLP naics code 523110 new employment 0 original cert date — prevailing wage 95909 pw unit of pay Year pw wage level IV received date 2022-08-01T00:00:00 soc code 13-2051.00 soc title Financial and Investment Analysts source file LCA_Disclosure_Data_FY2022_Q4 total worker positions 1 visa class H-1B wage rate from 125000 wage rate to 175000 wage unit of pay Year willful violator No worksite address1 1422 Euclid Ave worksite city Cleveland worksite county CUYAHOGA worksite postal code 44115 worksite state OH Source: DOL h1b disclosure · document dol-h1b/I-200-22213-388854
I-200-15236-334783	2015-08-25	VICE PRESIDENT, TAXABLE FIXED INCOME	120000.00 -/yr	NEW YORK	CERTIFIED
attorney agent city ATLANTA attorney agent name JESSICA COOK attorney agent state GA case number I-200-15236-334783 case status CERTIFIED decision date 2015-08-31T00:00:00 employer address1 1717 ARCH STREET employer address2 — employer city PHILADELPHIA employer country UNITED STATES OF AMERICA employer name JANNEY MONTGOMERY SCOTT LLC employer phone 2156654582 employer postal code 19103 employer state PA employment begin date 10/01/2015 employment end date 10/01/2018 fiscal year 2015 full time position Y h1b dependent N job title VICE PRESIDENT, TAXABLE FIXED INCOME naics code 523120 prevailing wage 108118.00 pw unit of pay Year pw wage level Level I received date 2015-08-25T00:00:00 soc code 11-3031 soc title FINANCIAL MANAGERS source file H-1B_Disclosure_Data_FY15_Q4 total worker positions 1 visa class H-1B wage rate from 120000.00 - wage unit of pay Year willful violator N worksite city NEW YORK worksite county NEW YORK worksite postal code 10022 worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-15236-334783
I-200-15209-517248	2015-07-30	SQL DEVELOPER	95000.00 -/yr	PHILADELPHIA	CERTIFIED
attorney agent city ATLANTA attorney agent name JESSICA COOK attorney agent state GA case number I-200-15209-517248 case status CERTIFIED decision date 2015-08-05T00:00:00 employer address1 1717 ARCH STREET employer address2 — employer city PHILADELPHIA employer country UNITED STATES OF AMERICA employer name JANNEY MONTGOMERY SCOTT LLC employer phone 2156654582 employer postal code 19103 employer state PA employment begin date 09/30/2015 employment end date 09/30/2018 fiscal year 2015 full time position Y h1b dependent N job title SQL DEVELOPER naics code 523120 prevailing wage 66456.00 pw unit of pay Year pw wage level Level I received date 2015-07-30T00:00:00 soc code 15-1132 soc title SOFTWARE DEVELOPERS, APPLICATIONS source file H-1B_Disclosure_Data_FY15_Q4 total worker positions 1 visa class H-1B wage rate from 95000.00 - wage unit of pay Year willful violator N worksite city PHILADELPHIA worksite county PHILADELPHIA worksite postal code 19103 worksite state PA Source: DOL h1b disclosure · document dol-h1b/I-200-15209-517248
I-200-13056-011277	2013-02-28	INVESTMENT BANKING ANALYST	$60,000/yr	PHILADELPHIA	CERTIFIED
case number I-200-13056-011277 case status CERTIFIED decision date 2013-03-06T22:00:57 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2013-08-28T00:00:00 employment end date 2016-08-27T00:00:00 fiscal year 2013 full time position Y job title INVESTMENT BANKING ANALYST naics code 523120 prevailing wage 51293.00 pw unit of pay Year received date 2013-02-28T16:30:10 soc code 13-2051 soc title Financial Analysts source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 60000 wage rate to — wage unit of pay Year worksite city PHILADELPHIA worksite state PA Source: DOL h1b disclosure · document dol-h1b/I-200-13056-011277
I-200-12283-457523	2012-10-09	ANALYST - INVESTMENT BANKING	$65,000/yr	PHILADELPHIA	CERTIFIED
case number I-200-12283-457523 case status CERTIFIED decision date 2012-10-15T22:00:19 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-10-17T00:00:00 employment end date 2015-10-16T00:00:00 fiscal year 2013 full time position Y job title ANALYST - INVESTMENT BANKING naics code 523120 prevailing wage 51293.00 pw unit of pay Year received date 2012-10-09T16:53:08 soc code 13-2051 soc title Financial Analysts source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 65000 wage rate to — wage unit of pay Year worksite city PHILADELPHIA worksite state PA Source: DOL h1b disclosure · document dol-h1b/I-200-12283-457523
I-200-12283-283376	2012-10-09	SQL DEVELOPER	$80,000/yr	PHILADELPHIA	CERTIFIED
case number I-200-12283-283376 case status CERTIFIED decision date 2012-10-15T22:00:37 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-10-17T00:00:00 employment end date 2015-09-30T00:00:00 fiscal year 2013 full time position Y job title SQL DEVELOPER naics code 523120 prevailing wage 70533.00 pw unit of pay Year received date 2012-10-09T16:52:15 soc code 15-1132 soc title Software Developers, Applications source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 80000 wage rate to — wage unit of pay Year worksite city PHILADELPHIA worksite state PA Source: DOL h1b disclosure · document dol-h1b/I-200-12283-283376
I-200-12283-503220	2012-10-09	VICE PRESIDENT, TAXABLE FIXED INCOME	$100,000/yr	NEW YORK	CERTIFIED
case number I-200-12283-503220 case status CERTIFIED decision date 2012-10-15T22:00:13 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-10-15T00:00:00 employment end date 2015-09-30T00:00:00 fiscal year 2013 full time position Y job title VICE PRESIDENT, TAXABLE FIXED INCOME naics code 523120 prevailing wage 97802 pw unit of pay Year received date 2012-10-09T10:55:15 soc code 11-3031 soc title Financial Managers source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 100000 wage rate to — wage unit of pay Year worksite city NEW YORK worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-12283-503220
I-200-12283-402937	2012-10-09	RESEARCH ASSOCIATE II - CONSUMER GROUP	$102,000/yr	NEW YORK	CERTIFIED
case number I-200-12283-402937 case status CERTIFIED decision date 2012-10-15T22:00:13 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-12-09T00:00:00 employment end date 2015-12-08T00:00:00 fiscal year 2013 full time position Y job title RESEARCH ASSOCIATE II - CONSUMER GROUP naics code 523120 prevailing wage 89710.00 pw unit of pay Year received date 2012-10-09T10:45:39 soc code 13-2011 soc title Accountants and Auditors source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 102000 wage rate to — wage unit of pay Year worksite city NEW YORK worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-12283-402937
I-200-12283-919282	2012-10-09	VICE PRESIDENT, TAXABLE FIXED INCOME	$100,000/yr	PHILADEPHIA	WITHDRAWN
case number I-200-12283-919282 case status WITHDRAWN decision date 2012-10-09T10:45:54 employer address1 1717 ARCH STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-10-16T00:00:00 employment end date 2015-09-30T00:00:00 fiscal year 2013 full time position Y job title VICE PRESIDENT, TAXABLE FIXED INCOME naics code 523120 prevailing wage 97802 pw unit of pay Year received date 2012-10-09T10:39:53 soc code 11-3031 soc title Financial Managers source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 100000 wage rate to — wage unit of pay Year worksite city PHILADEPHIA worksite state PA Source: DOL h1b disclosure · document dol-h1b/I-200-12283-919282
I-200-12278-713639	2012-10-04	RESEARCH ASSOCIATE II - CONSUMER GROUP	$102,000/yr	NEW YORK	WITHDRAWN
case number I-200-12278-713639 case status WITHDRAWN decision date 2012-10-09T10:38:50 employer address1 1801 MARKET STREET employer city PHILADELPHIA employer name JANNEY MONTGOMERY SCOTT LLC employer postal code 19103 employer state PA employment begin date 2012-12-09T00:00:00 employment end date 2015-12-08T00:00:00 fiscal year 2013 full time position Y job title RESEARCH ASSOCIATE II - CONSUMER GROUP naics code 523120 prevailing wage 89710.00 pw unit of pay Year received date 2012-10-04T14:45:20 soc code 13-2011 soc title Accountants and Auditors source file LCA_FY2013 total worker positions 1 visa class H-1B wage rate from 102000 wage rate to — wage unit of pay Year worksite city NEW YORK worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-12278-713639

State	Workforce	Hiring sites	Enrolled	Industry	Status
17 states	100 to 499	17	7/23/2012	FINANCE AND INSURANCE (52)	Terminated
account status Terminated date enrolled 7/23/2012 date terminated 04/30/2021 day of last updated date April 2, 2021 employer name Janney Montgomery Scott LLC hiring site locations CA,CT,DC,DE,FL,GA,IL,MA,MD,NC,NJ,NY,OH,PA,RI,SC,WV industry type FINANCE AND INSURANCE (52) last updated date 4/2/2021 number of hiring sites 17 number of records 1 opted into everify plus No workforce size 100 to 499 Source: USCIS everify employers · document everify/
Pennsylvania	1,000 to 2,499	1	9/29/2016	FINANCE AND INSURANCE (52)	Terminated

22 states	1,000 to 2,499	119	1/31/2019	FINANCE AND INSURANCE (52)	Open
account status Open date enrolled 1/31/2019 day of last updated date May 16, 2023 employer name Janney Montgomery Scott LLC hiring site locations CA,CT,DC,DE,FL,GA,IL,MA,MD,ME,MI,NC,NJ,NY,OH,PA,RI,SC,TN,TX,VA,WV industry type FINANCE AND INSURANCE (52) last updated date 5/16/2023 number of hiring sites 119 number of records 1 opted into everify plus No workforce size 1,000 to 2,499 Source: USCIS everify employers · document everify/

Employees (modeled)	≈2,620 · plan year 2025
Est. annual revenue (modeled)	$1.6B
Benefit plans	401(k) plan on file
Filing history	27 plan years filed, 1999–2025
Sponsor EIN	23-0731260

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2025	≈2,620	2,298 (2,358 active)	—	$1.6B	Welfare
active participants 2358 ein 230731260 employees est 2620 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan false has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2026-07-17 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC plan count 1 revenue est headcount usd 1604841438 revenue est usd 1604841438 state PA total participants 2298 year 2025 Source: DOL Form 5500 series (EBSA) · plan year 2025 · EIN 23-0731260
2024	≈2,680	2,833 (2,413 active)	$766.2M	$1.5B	401(k)
active participants 2413 ein 230731260 employees est 2681 employer contrib usd 31600979 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2025-10-13 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 36135832 payroll est usd 516226171 plan assets usd 766154867 plan count 2 revenue est headcount usd 1642206067 revenue est payroll usd 1379546156 revenue est usd 1505157489 signer name JOSEPH FERRIGNO state PA total participants 2833 year 2024 Source: DOL Form 5500 series (EBSA) · plan year 2024 · EIN 23-0731260
2023	≈2,590	2,711 (2,328 active)	$664.4M	$1.4B	401(k)
active participants 2328 ein 230731260 employees est 2587 employer contrib usd 28957914 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2024-07-30 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 32892322 payroll est usd 469890314 plan assets usd 664380891 plan count 2 revenue est headcount usd 1584627786 revenue est payroll usd 1255719707 revenue est usd 1410619842 signer name PATRICIA HOWARD state PA total participants 2711 year 2023 Source: DOL Form 5500 series (EBSA) · plan year 2023 · EIN 23-0731260
2022	≈2,520	2,613 (2,269 active)	$551.1M	$1.3B	401(k)
active participants 2269 ein 230731260 employees est 2521 employer contrib usd 21189428 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2023-11-21 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 30043037 payroll est usd 429186243 plan assets usd 551108754 plan count 2 revenue est headcount usd 1544200483 revenue est payroll usd 1146943460 revenue est usd 1330830810 signer name PATRICIA HOWARD state PA total participants 2613 year 2022 Source: DOL Form 5500 series (EBSA) · plan year 2022 · EIN 23-0731260
2021	≈2,480	2,472 (2,232 active)	$637.2M	$1.3B	401(k)
active participants 2232 ein 230731260 employees est 2480 employer contrib usd 18024608 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2022-09-15 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 27613236 payroll est usd 394474800 plan assets usd 637229092 plan count 2 revenue est headcount usd 1519086552 revenue est payroll usd 1054181721 revenue est usd 1265461685 signer name PATRICIA HOWARD state PA total participants 2472 year 2021 Source: DOL Form 5500 series (EBSA) · plan year 2021 · EIN 23-0731260
2020	≈2,350	2,458 (2,114 active)	$540.4M	$1.2B	401(k)
active participants 2114 ein 230731260 employees est 2349 employer contrib usd 6187415 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2021-09-16 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 25089028 payroll est usd 358414686 plan assets usd 540404893 plan count 2 revenue est headcount usd 1438844480 revenue est payroll usd 957815836 revenue est usd 1173945496 signer name PATRICIA HOWARD state PA total participants 2458 year 2020 Source: DOL Form 5500 series (EBSA) · plan year 2020 · EIN 23-0731260
2019	≈2,340	2,275 (2,104 active)	$449.3M	$1.1B	401(k)
active participants 2104 ein 230731260 employees est 2338 employer contrib usd 12640569 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2020-08-20 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 22880213 payroll est usd 326860186 plan assets usd 449329028 plan count 2 revenue est headcount usd 1432106596 revenue est payroll usd 873490609 revenue est usd 1118450563 signer name PATRICIA HOWARD state PA total participants 2275 year 2019 Source: DOL Form 5500 series (EBSA) · plan year 2019 · EIN 23-0731260
2018	≈2,200	2,176 (1,977 active)	$347.5M	$1B	401(k)
active participants 1977 ein 230731260 employees est 2197 employer contrib usd 11262321 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2019-09-17 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 20903582 payroll est usd 298622600 plan assets usd 347539869 plan count 2 revenue est headcount usd 1345739175 revenue est payroll usd 798029396 revenue est usd 1036310485 signer name PATRICIA HOWARD state PA total participants 2176 year 2018 Source: DOL Form 5500 series (EBSA) · plan year 2018 · EIN 23-0731260
2017	≈2,090	2,117 (1,882 active)	$360.6M	$946.7M	401(k)
active participants 1882 ein 230731260 employees est 2091 employer contrib usd 9204379 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2018-09-26 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 18327314 payroll est usd 261818771 plan assets usd 360627438 plan count 2 revenue est headcount usd 1280810476 revenue est payroll usd 699676033 revenue est usd 946653259 signer name PATRICIA HOWARD state PA total participants 2117 year 2017 Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 23-0731260
2016	≈2,030	2,123 (1,823 active)	$290.6M	$897.5M	401(k)
active participants 1823 ein 230731260 employees est 2026 employer contrib usd 5887075 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan true headcount basis active headcount suspect false is operating employer true last received 2017-09-18 naics 523120 naics rpe level 523120 naics rpe usd 612534.9 name JANNEY MONTGOMERY SCOTT LLC participant contrib usd 17001987 payroll est usd 242885529 plan assets usd 290635264 plan count 2 revenue est headcount usd 1240995707 revenue est payroll usd 649079446 revenue est usd 897499196 signer name PATRICIA HOWARD state PA total participants 2123 year 2016 Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 23-0731260

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Plan	Plan year	Participants	EIN
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20190917134057P030020805751001 active participants 1977 admin ein — admin name — business code 523120 date received 2019-09-17 filing status FILING_RECEIVED filing year 2018 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2018-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 19103 tax period 2018-12-31 total participants boy 2176 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20170918140349P030142212263001 active participants 1823 admin ein — admin name — business code 523120 date received 2017-09-18 filing status FILING_RECEIVED filing year 2016 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2016-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 19103 tax period 2016-12-31 total participants boy 2123 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20120928123458P040002904102001 active participants 1812 admin ein 230731260 admin name JANNEY MONTGOMERY SCOTT LLC business code 523120 date received 2012-09-28 filing status FILING_RECEIVED filing year 2011 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2011-01-01 sponsor address1 1801 MARKET STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 191031675 tax period 2011-12-31 total participants boy 2228 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20150824135538P030023246343001 active participants 1850 admin ein — admin name — business code 523120 date received 2015-08-24 filing status FILING_RECEIVED filing year 2014 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2014-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 19103 tax period 2014-12-31 total participants boy 2196 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20200820142021NAL0002105585001 active participants 2104 admin ein — admin name — business code 523120 date received 2020-08-20 filing status FILING_RECEIVED filing year 2019 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2019-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 19103 tax period 2019-12-31 total participants boy 2275 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20140919104706P030002936605001 active participants 1911 admin ein — admin name — business code 523120 date received 2014-09-19 filing status FILING_RECEIVED filing year 2013 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2013-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 191031675 tax period 2013-12-31 total participants boy 2164 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20220915083939NAL0022925827001 active participants 2232 admin ein — admin name — business code 523120 date received 2022-09-15 filing status FILING_RECEIVED filing year 2021 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2021-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656051 sponsor state PA sponsor zip 19103 tax period 2021-12-31 total participants boy 2472 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20210916133625NAL0033065218001 active participants 2114 admin ein — admin name — business code 523120 date received 2021-09-16 filing status FILING_RECEIVED filing year 2020 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2020-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 19103 tax period 2020-12-31 total participants boy 2458 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20131001134229P030019552529001 active participants 1857 admin ein — admin name — business code 523120 date received 2013-10-01 filing status FILING_RECEIVED filing year 2012 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2012-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656530 sponsor state PA sponsor zip 191031675 tax period 2012-12-31 total participants boy 2125 welfare benefit code — Source: DOL form 5500 · document dol-5500/
JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN	—	—	—
ack id 20231121073234NAL0000277217001 active participants 2269 admin ein — admin name — business code 523120 date received 2023-11-21 filing status FILING_RECEIVED filing year 2022 form type 5500 pension benefit code 2E2F2G2J2K2S2T3H plan effective date 1981-01-01 plan name JANNEY MONTGOMERY SCOTT LLC PROFIT SHARING AND SAVINGS PLAN plan number 001 plan year begin date 2022-01-01 sponsor address1 1717 ARCH STREET sponsor address2 — sponsor city PHILADELPHIA sponsor dba name — sponsor ein 230731260 sponsor name JANNEY MONTGOMERY SCOTT LLC sponsor phone 2156656051 sponsor state PA sponsor zip 19103 tax period 2022-12-31 total participants boy 2613 welfare benefit code — Source: DOL form 5500 · document dol-5500/