Is AXOS CLEARING LLC active?

Yes — the Florida registry lists AXOS CLEARING LLC as active, as of the 2026-08-13 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is AXOS CLEARING LLC registered?

AXOS CLEARING LLC is registered in Florida under company number M04000000290, first registered on January 22, 2004.

What type of company is AXOS CLEARING LLC?

AXOS CLEARING LLC is registered as an LLC with the Florida Secretary of State.

Where is AXOS CLEARING LLC registered to do business?

Beyond its Florida registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 48 other state registers, including 46 foreign qualifications in Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Georgia, Hawaii and 36 more. Each is listed in the filings section above.

Who are the officers and directors of AXOS CLEARING LLC?

The Florida registry lists 1 person for AXOS CLEARING LLC: Jeff Sime (officer). The full list is in the officers & directors section above.

How many employees does AXOS CLEARING LLC have?

AXOS CLEARING LLC reports a workforce of 100 to 499 employees in its E-Verify enrollment with USCIS, hiring at 7 sites across 6 states (last updated 20 March 2026). Workforce size is self-reported by the employer at enrollment.

Does AXOS CLEARING LLC offer a 401(k) plan?

Yes — Form 5500 filings with the Department of Labor show AXOS CLEARING LLC sponsors a 401(k) retirement plan. Filings span 2006–2020. Details are in the Form 5500 section above.

Does AXOS CLEARING LLC sponsor H-1B visas?

2 Labor Condition Applications (LCAs) filed by AXOS CLEARING LLC appear in the DOL H-1B disclosure data, spanning FY 2024. Each case, job title and offered wage is listed in the H-1B section above.

Does AXOS CLEARING LLC have UCC liens?

No UCC financing statements name AXOS CLEARING LLC as debtor in the indexed state registries.

In which states is AXOS CLEARING LLC registered with the Secretary of State?

AXOS CLEARING LLC appears in 49 state business registers: Florida, Alaska, Alabama, Arkansas, Arizona, California, Colorado, Connecticut, District of Columbia, Delaware, Georgia, Hawaii and 37 more. Florida is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is AXOS CLEARING LLC a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to AXOS CLEARING LLC in the indexed federal datasets.

Does AXOS CLEARING LLC hold any licenses?

No occupational or professional license records are matched to AXOS CLEARING LLC in the indexed federal, state and municipal license registries.

What is the EIN of AXOS CLEARING LLC?

The Employer Identification Number (EIN) on record for AXOS CLEARING LLC is 77-0616239.

What public records are linked to AXOS CLEARING LLC?

5 public records are linked to AXOS CLEARING LLC: 1 in Filings, 2 in H-1B, 2 in E-Verify — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-08-13).

AXOS CLEARING LLC — Florida LLC No. M04000000290: Active, 1 filing — Netstate

Florida/AXOS CLEARING LLC

AXOS CLEARING LLC

Type LLCRegistered 22 January 2004 (over 22 years ago)Company No. M04000000290Updated 2026-08-13

AXOS CLEARING LLC is a Florida LLC, registered on January 22, 2004. It is based at 15950 WEST DODGE ROAD, SUITE 300, OMAHA, NE, 68118. The company is currently listed as active on the Florida register, is registered under company number M04000000290 and carries EIN 77-0616239. Its sole officer on record is Jeff Sime. Its E-Verify enrollment reports a workforce of 100 to 499 employees, hiring at 7 sites across 6 states. Public records for the company include 1 SoS registration, 2 H-1B filings and 2 E-Verify records. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	AXOS CLEARING LLC
Principal address	15950 WEST DODGE ROAD, SUITE 300OMAHA68118NEUnited States
Registration state	Florida
Status	Active
Formed in	Delaware (foreign registration)
Home company	AXOS CLEARING LLC
Registered	22 January 2004 (over 22 years ago)
Officers & directors	Jeff Sime, officerAXOS SECURITIES, LLC, member (former)
Entity type	LLC

Company number	M04000000290

EIN	77-0616239

LEI	549300HI1HI1GZBKYG51

Employees (modeled)	≈156 employees2020

Workforce size	100 to 499 employees · updated 20 March 2026

Hiring sites	7 sites across 6 states

H-1B filings	2 LCA filings, FY 2024

Registered agent	NRAI SERVICES, INC

Source registry	Florida Division of Corporations · updated 10 August 2026

Public records	1 SoS registration

Est. revenue (modeled)	$69.6M2020

Secretary of State Filings

49 registrations

47Active

1Inactive

1Unknown

State	Business name	Filed	Registered agent	Officers	Status
FloridaTHIS	AXOS CLEARING LLC	2004-01-22	NRAI SERVICES, INC	Jeff SimeOfficerAXOS SECURITIES, LLCMember	Active
Filing ID M04000000290 Jurisdiction Foreign · LLCFormed in Delaware Principal address 15950 WEST DODGE ROAD, SUITE 300, OMAHA, NE, 68118 Registered agent NRAI SERVICES, INC1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324 Officers Jeff SimeOfficer AXOS SECURITIES, LLCMember
Alaska	AXOS CLEARING LLC	2004-01-27	NATIONAL REGISTERED AGENTS, INC.	AXOS SECURITIES, LLCMember	Active

Alabama	Axos Clearing LLC	2004-01-26	NATIONAL REGISTERED AGENTS INC	—	Active

Arkansas	AXOS CLEARING LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	SEE FILEOfficer	Active

Arizona	AXOS CLEARING LLC	2004-01-26	National Registered Agents, Inc	—	Active

California	AXOS CLEARING LLC	2004-02-13	NATIONAL REGISTERED AGENTS, INC	RON PITTERSManager, OfficerJEFF SIMEOfficer	Active

Colorado	Axos Clearing LLC	2004-01-21	NATIONAL REGISTERED AGENTS, INC	—	Active

Connecticut	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	GARY WIEDMANOfficerDAVID CROWOfficer	Active

District of Columbia	AXOS CLEARING LLC	2004-01-28	NATIONAL REGISTERED AGENTS INC	AXOS SECURITIES, LLCOfficerCULVER, JUDYOfficer	Active

Delaware	AXOS CLEARING LLC	2003-12-11	NATIONAL REGISTERED AGENTS, INC.	—	Unknown

Georgia	Axos Clearing LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	—	Active

Hawaii	AXOS CLEARING LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCMember	Active

Iowa	AXOS CLEARING LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	—	Active

Idaho	Axos Clearing LLC	2011-03-11	NATIONAL REGISTERED AGENTS, INC	JEFFREY N. SIMEDirector	Active

Illinois	AXOS CLEARING LLC	2004-01-28	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCManager	Active

Indiana	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	David CrowOfficer	Active

Kansas	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	—	Active

Kentucky	AXOS CLEARING LLC	2013-01-10	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCOfficerCOR Securities Holdings IncManager	Active

Louisiana	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCMember	Active

Massachusetts	AXOS CLEARING LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	DAVID CROWOfficer	Active

Maryland	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC. OF MD	—	Active

Maine	AXOS CLEARING LLC	2013-01-18	NATIONAL REGISTERED AGENTS, INC	—	Active

Michigan	AXOS CLEARING LLC	2004-01-30	NATIONAL REGISTERED AGENTS, INC	—	Active

Minnesota	Axos Clearing LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	David CrowManager	Active

Missouri	AXOS CLEARING LLC	2004-02-03	NATIONAL REGISTERED AGENTS, INC	—	Active

Mississippi	Axos Clearing LLC	2004-01-23	NATIONAL REGISTERED AGENTS INC	AXOS SECURITIES, LLCMember	Active

Montana	Axos Clearing LLC	2004-01-22	NATIONAL REGISTERED AGENTS INC	AXOS SECURITIES, LLCMemberJeff SimeOfficer	Active

North Carolina	Axos Clearing LLC	2004-01-29	National Registered Agents, Inc	MCCOMB, ETHANOfficer	Active

North Dakota	Axos Clearing LLC	2004-01-30	NATIONAL REGISTERED AGENTS, INC	—	Active

Nebraska	AXOS CLEARING LLC	2013-12-31	NATIONAL REGISTERED AGENTS, INC	—	Active

New Hampshire	AXOS CLEARING LLC	2004-01-27	National Registered Agents, Inc	AXOS SECURITIES, LLCMember	Active

New Mexico	Axos Clearing LLC	2004-01-30	C T CORPORATION SYSTEM	RAVITZ LESTERManagerGIBSON GUY AManager2 more	Active

Nevada	AXOS CLEARING LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCOfficer	Active

New York	AXOS CLEARING LLC	2004-01-23	NATIONAL REGISTERED AGENTS, INC	—	Active

Ohio	AXOS CLEARING LLC	2004-01-28	NATIONAL REGISTERED AGENTS, INC	—	Active

Oklahoma	AXOS CLEARING LLC	2004-02-06	NATIONAL REGISTERED AGENTS, INC	—	Active

Oregon	AXOS CLEARING LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	—	Active

Pennsylvania	Axos Clearing LLC	2004-01-22	—	AXOS SECURITIES, LLCDirector	Active

Rhode Island	Axos Clearing LLC	2004-01-29	NATIONAL REGISTERED AGENTS, INC	JEFF SIMEManager	Active

South Carolina	Axos Clearing LLC	2004-01-28	National Registered Agents, Inc	—	Active

South Dakota	AXOS CLEARING LLC	2004-01-27	C T CORPORATION SYSTEM	—	Active

Tennessee	AXOS CLEARING LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	—	Active

Texas	Axos Clearing LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	JEFF SIMEDirector, OfficerSTEVE OSSDirector, Officer	Suspended

Utah	AXOS CLEARING LLC	2004-01-22	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES LLCMember	Active

Virginia	Axos Clearing LLC	2004-01-27	NATIONAL REGISTERED AGENTS INC	—	Active

Vermont	AXOS CLEARING LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	DAVID CROWManager	Active

Washington	AXOS CLEARING LLC	2004-01-26	NATIONAL REGISTERED AGENTS, INC	DAVID CROWDirector	Active

West Virginia	AXOS CLEARING LLC	2004-02-13	NATIONAL REGISTERED AGENTS, INC	AXOS SECURITIES, LLCMember	Active

Wyoming	Axos Clearing LLC	2011-03-23	National Registered Agents, Inc	—	Active

H-1B

2 records

Source: DOL h1b disclosure·verified at source

2 LCA filings

Certified 2

Offered wage median $155,000 · range $155,000–$155,000 · FY 2024Application Architect 2

Case	Filed	Job title	Wage	Worksite	Status
I-200-24265-355364	2024-09-21	Application Architect	$155,000/yr	La Jolla	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Brent attorney last name REILLY case number I-200-24265-355364 case status Certified change employer 1 continued employment 0 decision date 2024-09-27T00:00:00 employer address1 4350 La Jolla Village Drive employer address2 Suite 140 employer city San Diego employer country UNITED STATES OF AMERICA employer dba — employer fein 77-0616239 employer name AXOS CLEARING, LLC employer phone +18587649996 employer postal code 92122 employer state CA employment begin date 2024-09-30T00:00:00 employment end date 2027-09-29T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title Application Architect lawfirm name Fragomen, Del Rey, Bernsen & Loewy, LLP naics code 52211 new employment 0 original cert date — prevailing wage 152027 pw unit of pay Year pw wage level III received date 2024-09-21T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 155000.04 wage rate to 174999.76 wage unit of pay Year willful violator No worksite address1 3203 Caminito Eastbluff worksite city La Jolla worksite county SAN DIEGO worksite postal code 92037 worksite state CA Source: DOL h1b disclosure · document dol-h1b/I-200-24265-355364
I-200-24265-355365	2024-09-21	Application Architect	$155,000/yr	San Diego	Certified
amended petition 0 attorney agent city New York attorney agent state NY attorney first name Brent attorney last name REILLY case number I-200-24265-355365 case status Certified change employer 1 continued employment 0 decision date 2024-09-27T00:00:00 employer address1 4350 La Jolla Village Drive employer address2 Suite 140 employer city San Diego employer country UNITED STATES OF AMERICA employer dba — employer fein 77-0616239 employer name AXOS CLEARING, LLC employer phone +18587649996 employer postal code 92122 employer state CA employment begin date 2024-09-30T00:00:00 employment end date 2027-09-29T00:00:00 fiscal year 2024 full time position Y h1b dependent No job title Application Architect lawfirm name Fragomen, Del Rey, Bernsen & Loewy, LLP naics code 52211 new employment 0 original cert date — prevailing wage 152027 pw unit of pay Year pw wage level III received date 2024-09-21T00:00:00 soc code 15-1252.00 soc title Software Developers source file LCA_Disclosure_Data_FY2024_Q4 total worker positions 1 visa class H-1B wage rate from 155000.04 wage rate to 174999.76 wage unit of pay Year willful violator No worksite address1 4350 La Jolla Village Drive worksite city San Diego worksite county SAN DIEGO worksite postal code 92122 worksite state CA Source: DOL h1b disclosure · document dol-h1b/I-200-24265-355365

E-Verify

2 records

Source: USCIS everify employers·verified at source

State	Workforce	Hiring sites	Enrolled	Industry	Status
6 states	100 to 499	7	3/20/2026	FINANCE AND INSURANCE (52)	Open

Nebraska	100 to 499	1	11/22/2013	FINANCE AND INSURANCE (52)	Terminated

401(k)

15 records

Source: DOL Form 5500 series (EBSA)·verified at source

Employee-benefit plan filings by AXOS CLEARING LLC with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.

Employees (modeled)	≈156 · plan year 2020
Est. annual revenue (modeled)	$69.6M
Benefit plans	401(k) plan on file · plan terminated
Filing history	15 plan years filed, 2006–2020
Sponsor EIN	77-0616239

$31.7M

2006

$35.4M

2007

$42.4M

2008

$40.6M

2009

$39.3M

2010

$54.9M

2011

$38.1M

2012

$55M

2013

$55.1M

2014

$61.4M

2015

$65M

2016

$70.8M

2017

$75.3M

2018

$73.9M

2019

$69.6M

2020

Modeled annual revenue for AXOS CLEARING LLC by plan year, estimated from Form 5500 participant counts.

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2020	≈156	140	—	$69.6M	401(k)
ein 770616239 employees est 156 employer contrib usd 115827 estimate method v1-uncalibrated-2026-08-17 final filings 1 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2021-08-13 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 450559 payroll est usd 6436557 plan assets usd 0 plan count 1 revenue est headcount usd 236102630 revenue est payroll usd 20505120 revenue est usd 69579543 state NE total participants 140 year 2020 Source: DOL Form 5500 series (EBSA) · plan year 2020 · EIN 77-0616239
2019	≈129	138 (116 active)	$5.1M	$73.9M	401(k)
active participants 116 ein 770616239 employees est 129 employer contrib usd 173653 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2020-10-15 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 614048 payroll est usd 8772114 plan assets usd 5115816 plan count 1 revenue est headcount usd 195238714 revenue est payroll usd 27945570 revenue est usd 73865128 state NE total participants 138 year 2019 Source: DOL Form 5500 series (EBSA) · plan year 2019 · EIN 77-0616239
2018	≈142	140 (128 active)	$4M	$75.3M	401(k)
active participants 128 ein 770616239 employees est 142 employer contrib usd 167200 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2019-10-14 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 579051 payroll est usd 8272157 plan assets usd 3976641 plan count 1 revenue est headcount usd 214913933 revenue est payroll usd 26352842 revenue est usd 75256846 state NE total participants 140 year 2018 Source: DOL Form 5500 series (EBSA) · plan year 2018 · EIN 77-0616239
2017	≈139	140 (125 active)	$3.7M	$70.8M	401(k)
active participants 125 ein 770616239 employees est 139 employer contrib usd 142025 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2018-10-12 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 523312 payroll est usd 7475886 plan assets usd 3664875 plan count 1 revenue est headcount usd 210373498 revenue est payroll usd 23816138 revenue est usd 70783361 state NE total participants 140 year 2017 Source: DOL Form 5500 series (EBSA) · plan year 2017 · EIN 77-0616239
2016	≈136	134 (122 active)	$3.2M	$65M	401(k)
active participants 122 ein 770616239 employees est 136 employer contrib usd 128299 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2017-10-16 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 450343 payroll est usd 6433471 plan assets usd 3165714 plan count 1 revenue est headcount usd 205833062 revenue est payroll usd 20495290 revenue est usd 64950814 state NE total participants 134 year 2016 Source: DOL Form 5500 series (EBSA) · plan year 2016 · EIN 77-0616239
2015	≈131	130 (118 active)	$2.5M	$61.4M	401(k)
active participants 118 ein 770616239 employees est 131 employer contrib usd 137271 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2016-10-14 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 418006 payroll est usd 5971514 plan assets usd 2545280 plan count 1 revenue est headcount usd 198265670 revenue est payroll usd 19023620 revenue est usd 61414418 signer name JEFFREY SIME state NE total participants 130 year 2015 Source: DOL Form 5500 series (EBSA) · plan year 2015 · EIN 77-0616239
2014	≈117	122 (105 active)	$2.5M	$55.1M	401(k)
active participants 105 ein 770616239 employees est 117 employer contrib usd 96732 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true last received 2015-10-15 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 377172 payroll est usd 5388171 plan assets usd 2478345 plan count 1 revenue est headcount usd 177076973 revenue est payroll usd 17165248 revenue est usd 55132297 signer name JEFFREY SIME state NE total participants 122 year 2014 Source: DOL Form 5500 series (EBSA) · plan year 2014 · EIN 77-0616239
2013	≈133	120	$2.3M	$55M	401(k)
ein 770616239 employees est 133 employer contrib usd 106202 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2014-06-04 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 330330 payroll est usd 4719000 plan assets usd 2294343 plan count 1 revenue est headcount usd 201292627 revenue est payroll usd 15033450 revenue est usd 55010205 signer name JEFFREY SIME state NE total participants 120 year 2013 Source: DOL Form 5500 series (EBSA) · plan year 2013 · EIN 77-0616239
2012	≈103	93	$1.9M	$38.1M	401(k)
ein 770616239 employees est 103 employer contrib usd 68765 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2013-08-12 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name COR CLEARING LLC participant contrib usd 204679 payroll est usd 2923986 plan assets usd 1856375 plan count 1 revenue est headcount usd 155888275 revenue est payroll usd 9315023 revenue est usd 38106468 signer name JEFFREY SIME state NE total participants 93 year 2012 Source: DOL Form 5500 series (EBSA) · plan year 2012 · EIN 77-0616239
2011	≈113	102	$1.8M	$54.9M	401(k)
admin name LEGENT CLEARING LLC ein 770616239 employees est 113 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k true has pension plan true has welfare plan false headcount basis total headcount suspect false is operating employer true last received 2012-07-31 naics 523110 naics rpe level 523110 naics rpe usd 1513478.4 name LEGENT CLEARING LLC participant contrib usd 386883 payroll est usd 5526900 plan assets usd 1815914 plan count 1 revenue est headcount usd 171023059 revenue est payroll usd 17607200 revenue est usd 54874741 signer name JEFFREY SIME state NE total participants 102 year 2011 Source: DOL Form 5500 series (EBSA) · plan year 2011 · EIN 77-0616239

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