B. RILEY WEALTH MANAGEMENT, INC is a Florida corporation, registered on October 7, 2010. It is based at 40 South Main Street, Suite 1600, Memphis, TN, 38103. The company is currently listed as active on the Florida register, is registered under company number F10000004458 and carries EIN 621518255. Its officers and directors on record include Mary Swain, Stephen Bonnema, Chuck Hastings, among 17 on file. Its E-Verify enrollment reports a workforce of 100 to 499 employees, hiring at 26 sites across 16 states. Public records for the company include 1 SoS registration, 1 license and 1 E-Verify record. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | B. RILEY WEALTH MANAGEMENT, INC |
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| Principal address | 40 South Main Street, Suite 1600Memphis38103TNUnited States |
| Registration state | Florida |
| Status | Active |
| Formed in | Tennessee (foreign registration) |
| Home company | B. RILEY WEALTH MANAGEMENT, INC. · Active |
| Registered | 7 October 2010 (almost 16 years ago) |
| Officers & directors | Mary Swain, director, officerStephen Bonnema, officer, director |
| Entity type | Corporation |
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| Standing | compliant |
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| Company number | F10000004458 |
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| EIN | 621518255 |
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| LEI | 254900CC1LNOKH7UHW70 |
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| Employees (modeled) | ≈479 employees2015 |
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| Workforce size | 100 to 499 employees · updated 3 March 2020 |
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| Hiring sites | 26 sites across 16 states |
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| Registered agent | CT CORPORATION SYSTEM |
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| Source registry | Florida Division of Corporations · updated 10 August 2026 |
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| Public records | 1 SoS registration |
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| Est. revenue (modeled) | $185.6M2015 |
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| FloridaTHIS | B. RILEY WEALTH MANAGEMENT, INC | 2010-10-07 | CT CORPORATION SYSTEM | Mary SwainDirector, OfficerStephen BonnemaOfficer, Director5 more | Active | |
Filing ID F10000004458 Jurisdiction Foreign · CorporationFormed in Tennessee Principal address 40 South Main Street, Suite 1600, Memphis, TN, 38103 Registered agent CT CORPORATION SYSTEM1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324 Officers Mary SwainDirector, Officer Stephen BonnemaOfficer, Director Chuck HastingsOfficer Philip ZanoneDirector, Officer Thomas KelleherOfficer, Director Bryant RileyDirector, Officer Michael MarkunasOfficer, Director | ||||||
| — | B. RILEY WEALTH MANAGEMENT, INC. | 2023-07-24 | — | Michael MullenOfficerMarcus ArneaudOfficer2 more | Withdrawn | |
| Alabama | B. Riley Wealth Management, Inc. | 2007-07-20 | C T CORPORATION SYSTEM | — | Active | |
| California | B. RILEY WEALTH MANAGEMENT, INC. | 2011-05-13 | C T CORPORATION SYSTEM | Stephen BonnemaOfficerZANONE PHILIPOfficer3 more | Active | |
| Georgia | B. RILEY WEALTH MANAGEMENT, INC. | 2013-06-28 | C T CORPORATION SYSTEM | Vacant VacantOfficerMary SwainOfficer1 more | Active | |
| Iowa | B. RILEY WEALTH MANAGEMENT, INC. | 2015-08-07 | C T CORPORATION SYSTEM | BRYANT RILEYDirectorSTEPHEN BONNEMAOfficer2 more | Active | |
| Idaho | B. Riley Wealth Management, Inc. | 2020-02-10 | C T CORPORATION SYSTEM | Phillip J. AhnDirectorBryant RileyDirector7 more | Active | |
| Idaho | B. Riley Wealth Management, Inc. | 2010-10-06 | C T CORPORATION SYSTEM | STEPHEN BONNEMAOfficerTHOMAS KELLEHERDirector11 more | Revoked | |
| Idaho | B. Riley Wealth Management, Inc. | 2018-11-21 | — | Philip ZanoneDirector | Withdrawn | |
| Illinois | B. RILEY WEALTH MANAGEMENT, INC. | 2008-03-25 | C T CORPORATION SYSTEM | — | Active | |
| Kentucky | B. RILEY WEALTH MANAGEMENT, INC. | 2007-06-05 | C T CORPORATION SYSTEM | Philip ZanoneOfficer, DirectorStephen BonnemaOfficer5 more | Active | |
| Louisiana | B. RILEY WEALTH MANAGEMENT, INC. | 2016-05-03 | C T CORPORATION SYSTEM | Bryant RileyDirectorStephen BonnemaOfficer4 more | Active | |
| Massachusetts | B. RILEY WEALTH MANAGEMENT, INC. | 2004-03-30 | C T CORPORATION SYSTEM | Stephen BonnemaOfficerThomas KelleherDirector4 more | Active | |
| Maryland | B. RILEY WEALTH MANAGEMENT, INC | 2009-03-27 | THE CORPORATION TRUST INCORPORATED | — | Active | |
| Michigan | B. RILEY WEALTH MANAGEMENT, INC. | 2010-10-08 | THE CORPORATION COMPANY | — | Active | |
| Minnesota | B. Riley Wealth Management, Inc. | 2007-07-20 | C T Corporation System Inc | MICHAEL MULLENOfficer | Active | |
| Missouri | B. Riley Wealth Management, Inc. | 2002-01-31 | C T CORPORATION SYSTEM | Thomas KelleherDirectorBryant RileyDirector3 more | Active | |
| Mississippi | B. Riley Wealth Management, Inc. | 2025-05-06 | C T CORPORATION SYSTEM | Mary SwainOfficerStephen BonnemaOfficer3 more | Active | |
| Montana | B. Riley Wealth Management, Inc. | 2007-07-20 | C T CORPORATION SYSTEM | Scott YessnerDirectorBryant RileyDirector4 more | Active | |
| North Carolina | B. Riley Wealth Management, Inc. | 2004-01-20 | CT Corporation System | Zanone, PhilipOfficerBonnema, StephenOfficer1 more | Active | |
| North Dakota | B. Riley Wealth Management, Inc. | 2007-07-16 | C T CORPORATION SYSTEM | — | Active | |
| New Hampshire | B. RILEY WEALTH MANAGEMENT, INC. | 2007-08-17 | C T Corporation System | Stephen BonnemaOfficerBryant RileyDirector4 more | Active | |
| New Mexico | B. Riley Wealth Management, Inc. | 2002-11-01 | COGENCY GLOBAL INC | MARTIN GAIADirectorChuck HastingsOfficer, Director9 more | Active | |
| Nevada | B. Riley Wealth Management, Inc. | 2013-01-28 | C T CORPORATION SYSTEM** | Thomas KelleherDirectorStephen BonnemaOfficer2 more | Active | |
| New York | B. RILEY WEALTH MANAGEMENT, INC. | 2003-01-31 | B. RILEY WEALTH MANAGEMENT, INC | PHILIP ZANONEOfficer | Active | |
| Ohio | B. RILEY WEALTH MANAGEMENT, INC. | 2023-09-25 | C T CORPORATION SYSTEM | — | Active | |
| Oklahoma | B. RILEY WEALTH MANAGEMENT, INC. | 2001-01-18 | THE CORPORATION COMPANY | — | Active | |
| Oregon | B. RILEY WEALTH MANAGEMENT, INC. | 2007-07-20 | C T CORPORATION SYSTEM | MICHAEL MULLENOfficerSTEPHEN BONNEMAOfficer | Active | |
| Pennsylvania | B. Riley Wealth Management, Inc. | 2007-06-13 | — | Stephen BonnemaOfficerThomas KelleherDirector4 more | Active | |
| South Carolina | B. Riley Wealth Management, Inc. | 2007-11-16 | C T Corporation System | — | Active | |
| South Dakota | B. Riley Wealth Management, Inc. | 2007-08-08 | C T CORPORATION SYSTEM | — | Active | |
| Tennessee | B. RILEY WEALTH MANAGEMENT, INC. | 1992-01-10 | C T CORPORATION SYSTEM | — | Active | |
| Utah | B. RILEY WEALTH MANAGEMENT, INC. | 2010-01-13 | CT CORPORATION SYSTEM | STEPHEN BONNEMAOfficerPhilip ZanoneOfficer, Director7 more | Active | |
| Virginia | B. Riley Wealth Management, Inc. | 2003-07-09 | C T CORPORATION SYSTEM | Mary SwainOfficerBryant RileyOfficer4 more | Active | |
| Vermont | B. RILEY WEALTH MANAGEMENT, INC. | 2007-07-20 | C T CORPORATION SYSTEM | Stephen BonnemaOfficerPhilip ZanoneOfficer4 more | Active | |
| Washington | B. RILEY WEALTH MANAGEMENT, INC. | 2025-06-30 | C T CORPORATION SYSTEM | B. RILEY WEALTH MANAGEMENT HOLDINGS, INCDirector | Active | |
| Wyoming | B. RILEY WEALTH MANAGEMENT, INC. | 2007-07-20 | C T Corporation System | Stephen BonnemaDirectorGary WunderlichDirector5 more | Active | |
Companies and people linked to B. RILEY WEALTH MANAGEMENT, INC in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | L062237 | — | — | VALID | |
| State | Workforce | Hiring sites | Enrolled | Industry | Status | |
|---|---|---|---|---|---|---|
| 16 states | 100 to 499 | 26 | 5/10/2018 | FINANCE AND INSURANCE (52) | Terminated | |
Employee-benefit plan filings by B. RILEY WEALTH MANAGEMENT, INC with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈479 · plan year 2015 |
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| Est. annual revenue (modeled) | $185.6M |
| Retirement plan assets | $23.3M |
| Benefit plans | 401(k) plan on file |
| Filing history | 17 plan years filed, 1999–2015 |
| Sponsor EIN | 62-1518255 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2015 | ≈479 | 451 (431 active) | $23.3M | $185.6M | 401(k) | |
| 2014 | ≈461 | 433 (415 active) | $19M | $164.8M | 401(k) | |
| 2013 | ≈446 | 371 (401 active) | $16.4M | $153.1M | 401(k) | |
| 2012 | ≈384 | 332 (346 active) | $12.2M | $128.4M | 401(k) | |
| 2011 | ≈381 | 334 (343 active) | $9.5M | $125.8M | 401(k) | |
| 2010 | ≈323 | 267 (291 active) | $8.2M | $98.3M | 401(k) | |
| 2009 | ≈243 | 206 (219 active) | $6.3M | $75.8M | 401(k) | |
| 2008 | ≈173 | 173 (156 active) | $4.5M | $59.2M | 401(k) | |
| 2007 | ≈152 | 164 (137 active) | $5.5M | $53.3M | 401(k) | |
| 2006 | ≈148 | 143 (133 active) | $4.4M | $48.5M | 401(k) | |
Federal court records load when you reach this section.
23 companies are registered at 40 South Main Street, Suite 1600, Memphis — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/9538-4933-3099.