Is BRAVER, STERN SECURITIES CORP. active?

No — BRAVER, STERN SECURITIES CORP. is no longer active. The Florida registry lists it as inactive, as of the 2026-08-14 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is BRAVER, STERN SECURITIES CORP. registered?

BRAVER, STERN SECURITIES CORP. is registered in Florida under company number F08000000019, first registered on December 24, 2007.

What type of company is BRAVER, STERN SECURITIES CORP.?

BRAVER, STERN SECURITIES CORP. is registered as a corporation with the Florida Secretary of State.

Where is BRAVER, STERN SECURITIES CORP. registered to do business?

Beyond its Florida registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 10 other state registers, including 8 foreign qualifications in California, Illinois, Massachusetts, New York, Tennessee, Virginia, Vermont. Each is listed in the filings section above.

Who are the officers and directors of BRAVER, STERN SECURITIES CORP.?

The Florida registry lists 5 people for BRAVER, STERN SECURITIES CORP.: Steven Stern (officer), FRANK LUPO (officer), Steven Stern (officer), Suzanne Morrison (officer), FRANK LUPO (officer). The full list is in the officers & directors section above.

How many employees does BRAVER, STERN SECURITIES CORP. have?

BRAVER, STERN SECURITIES CORP. has an estimated 10 employees as of plan year 2008 — a modeled figure derived from the retirement-plan participant counts in its DOL Form 5500 filings, not an official headcount.

Does BRAVER, STERN SECURITIES CORP. sponsor H-1B visas?

2 Labor Condition Applications (LCAs) filed by BRAVER, STERN SECURITIES CORP. appear in the DOL H-1B disclosure data, spanning FY 2009. Each case, job title and offered wage is listed in the H-1B section above.

Does BRAVER, STERN SECURITIES CORP. have UCC liens?

No UCC financing statements name BRAVER, STERN SECURITIES CORP. as debtor in the indexed state registries.

In which states is BRAVER, STERN SECURITIES CORP. registered with the Secretary of State?

BRAVER, STERN SECURITIES CORP. appears in 8 state business registers: Florida, California, Illinois, Massachusetts, New York, Tennessee, Virginia, Vermont. Florida is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is BRAVER, STERN SECURITIES CORP. a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to BRAVER, STERN SECURITIES CORP. in the indexed federal datasets.

Does BRAVER, STERN SECURITIES CORP. hold any licenses?

No occupational or professional license records are matched to BRAVER, STERN SECURITIES CORP. in the indexed federal, state and municipal license registries.

What is the EIN of BRAVER, STERN SECURITIES CORP.?

The Employer Identification Number (EIN) on record for BRAVER, STERN SECURITIES CORP. is NOT APPLICABLE.

What public records are linked to BRAVER, STERN SECURITIES CORP.?

3 public records are linked to BRAVER, STERN SECURITIES CORP.: 1 in Filings, 2 in H-1B — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-08-14).

BRAVER, STERN SECURITIES CORP. — Florida Corporation No. F08000000019: Inactive, 1 filing — Netstate

Florida/BRAVER, STERN SECURITIES CORP.

BRAVER, STERN SECURITIES CORP.

Inactive

Type CorporationRegistered 24 December 2007 (over 18 years ago)Company No. F08000000019Updated 2026-08-14

BRAVER, STERN SECURITIES CORP. is a Florida corporation, registered on December 24, 2007. It is based at 725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY, 10022. The company has since been marked inactive on the Florida register, is registered under company number F08000000019 and carries EIN NOT APPLICABLE. Its officers and directors on record include Steven Stern, FRANK LUPO, Steven Stern, among 5 on file. Public records for the company include 1 SoS registration and 2 H-1B filings. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	BRAVER, STERN SECURITIES CORP.
Principal address	725 FIFTH AVENUE, 22ND FLOORNEW YORK10022NYUnited States
Registration state	Florida
Status	Inactive
Formed in	New York (foreign registration)
Home company	BRAVER, STERN SECURITIES CORP. · Merged
Registered	24 December 2007 (over 18 years ago)
Officers & directors	Steven Stern, officerFRANK LUPO, officerSuzanne Morrison, officer

Standing	not compliant

Company number	F08000000019

EIN	NOT APPLICABLE

Employees (modeled)	≈10 employees2008

H-1B filings	2 LCA filings, FY 2009

Source registry	Florida Division of Corporations · updated 10 August 2026

Public records	1 SoS registration

Est. revenue (modeled)	$9.8M2008

Secretary of State Filings

11 registrations

1Active

10Inactive

0Unknown

State	Business name	Filed	Registered agent	Officers	Status
FloridaTHIS	BRAVER, STERN SECURITIES CORP.	2007-12-24	—	Steven SternOfficerFRANK LUPOOfficer1 more	Inactive
Filing ID F08000000019 Jurisdiction Foreign · CorporationFormed in New York Principal address 725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY, 10022 Registered agent — Officers Steven SternOfficer FRANK LUPOOfficer Suzanne MorrisonOfficer
California	BRAVER STERN SECURITIES LLC	2010-01-20	C T CORPORATION SYSTEM	KURT RECHNERManager, OfficerPAUL BIGLEROfficer, Manager	Revoked

California	BRAVER STERN SECURITIES CORP.	2008-07-10	C T CORPORATION SYSTEM	STEVEN STERNOfficer	Dissolved

Illinois	BRAVER, STERN SECURITIES CORP.	2007-01-23	C T CORPORATION SYSTEM	—	Withdrawn

Massachusetts	BRAVER STERN SECURITIES LLC	2010-11-09	C T CORPORATION SYSTEM	KURT RECHNERManagerPAUL G BIGLERManager, Officer1 more	Inactive

New York	BRAVER, STERN SECURITIES CORP.	1991-02-26	—	STEVEN E STERNOfficerBRAVER, STERN SECURITIES CORPOfficer	Merged

New York	BRAVER STERN SECURITIES LLC	2010-01-20	BRAVER STERN SECURITIES LLC	—	Active

New York	BRAVER STERN SECURITIES LLC	2010-01-20	—	—	Merged

Tennessee	BRAVER, STERN SECURITIES CORP.	2007-03-06	—	—	Merged

Virginia	BRAVER STERN SECURITIES LLC	—	CT CORPORATION SYSTEM	—	Inactive

Vermont	BRAVER, STERN SECURITIES CORP.	1992-07-31	C T CORPORATION SYSTEM	DAVID A. BRAVERDirector, OfficerSTEVEN E. STERNOfficer2 more	Inactive

H-1B

2 records

Source: DOL h1b disclosure·verified at source

2 LCA filings

Certified 1Denied 1

Offered wage median $120,000 · range $120,000–$120,000 · FY 2009Mortgage backed securities representative 2

Case	Filed	Job title	Wage	Worksite	Status
I-200-09268-975479	2009-09-25	MORTGAGE BACKED SECURITIES REPRESENTATIVE	$120,000/yr	NEW YORK	CERTIFIED
case number I-200-09268-975479 case status CERTIFIED decision date 2009-09-25T00:00:00 employer address1 725 FIFTH AVENUE employer city NEW YORK employer name BRAVER, STERN SECURITIES CORP employer postal code 10022 employer state NY employment begin date 2009-10-05T00:00:00 employment end date 2012-10-04T00:00:00 fiscal year 2009 full time position Y job title MORTGAGE BACKED SECURITIES REPRESENTATIVE naics code 523120 prevailing wage 111114 pw unit of pay Year received date 2009-09-25T00:00:00 soc code 13-2051.00 soc title Financial Analysts source file Icert_ LCA_ FY2009 total worker positions 1 visa class H-1B wage rate from 120000 wage rate to — wage unit of pay Year worksite city NEW YORK worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-09268-975479
I-200-09258-133497	2009-09-15	MORTGAGE BACKED SECURITIES REPRESENTATIVE	$120,000/yr	NEW YORK	DENIED
case number I-200-09258-133497 case status DENIED decision date 2009-09-23T00:00:00 employer address1 725 FIFTH AVENUE employer city NEW YORK employer name BRAVER, STERN SECURITIES CORP employer postal code 10022 employer state NY employment begin date 2009-09-28T00:00:00 employment end date 2012-09-27T00:00:00 fiscal year 2009 full time position Y job title MORTGAGE BACKED SECURITIES REPRESENTATIVE naics code 523120 prevailing wage 111114 pw unit of pay Year received date 2009-09-15T00:00:00 soc code 13-2051.00 soc title Financial Analysts source file Icert_ LCA_ FY2009 total worker positions 1 visa class H-1B wage rate from 120000 wage rate to — wage unit of pay Year worksite city NEW YORK worksite state NY Source: DOL h1b disclosure · document dol-h1b/I-200-09258-133497

401(k)

9 records

Source: DOL Form 5500 series (EBSA)·verified at source

Employee-benefit plan filings by BRAVER, STERN SECURITIES CORP. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.

Employees (modeled)	≈10 · plan year 2008
Est. annual revenue (modeled)	$9.8M
Retirement plan assets	$6.5M
Benefit plans	No 401(k) on file
Filing history	9 plan years filed, 1999–2008
Sponsor EIN	13-3604537

$4.5M

2000

$13.4M

2002

$15.4M

2003

$14.8M

2004

$14.6M

2005

$12.9M

2006

$12.1M

2007

$9.8M

2008

Modeled annual revenue for BRAVER, STERN SECURITIES CORP. by plan year, estimated from Form 5500 participant counts.

Plan year	Employees (est.)	Participants	Plan assets	Revenue (est.)	401(k)
2008	≈10	15 (9 active)	$6.5M	$9.8M	Pension
active participants 9 admin name SAMLE ein 133604537 employees est 10 employer contrib usd 182600 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP. participant contrib usd 0 payroll est usd 4565000 plan assets usd 6523678 plan count 1 revenue est headcount usd 7320606 revenue est payroll usd 13144256 revenue est usd 9809379 signer name STEVEN STERN state NY total participants 15 year 2008 Source: DOL Form 5500 series (EBSA) · plan year 2008 · EIN 13-3604537
2007	≈11	14 (10 active)	$7.9M	$12.1M	Pension
active participants 10 admin name SAME ein 133604537 employees est 11 employer contrib usd 253700 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 6342500 plan assets usd 7915687 plan count 1 revenue est headcount usd 8052667 revenue est payroll usd 18262309 revenue est usd 12126842 signer name DAVID A. BRAVER state NY total participants 14 year 2007 Source: DOL Form 5500 series (EBSA) · plan year 2007 · EIN 13-3604537
2006	≈12	14 (11 active)	$7.5M	$12.9M	Pension
active participants 11 admin name SAME ein 133604537 employees est 12 employer contrib usd 261283 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 6532075 plan assets usd 7494808 plan count 1 revenue est headcount usd 8784727 revenue est payroll usd 18808163 revenue est usd 12853971 signer name DAVID A. BRAVER state NY total participants 14 year 2006 Source: DOL Form 5500 series (EBSA) · plan year 2006 · EIN 13-3604537
2005	≈12	14 (11 active)	$7M	$14.6M	Pension
active participants 11 admin name SAME ein 133604537 employees est 12 employer contrib usd 336850 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 8421250 plan assets usd 6953557 plan count 1 revenue est headcount usd 8784727 revenue est payroll usd 24247768 revenue est usd 14594863 signer name DAVID A. BRAVER state NY total participants 14 year 2005 Source: DOL Form 5500 series (EBSA) · plan year 2005 · EIN 13-3604537
2004	≈12	14 (11 active)	$6.2M	$14.8M	Pension
active participants 11 admin name SAME ein 133604537 employees est 12 employer contrib usd 346739 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 8668475 plan assets usd 6215980 plan count 1 revenue est headcount usd 8784727 revenue est payroll usd 24959617 revenue est usd 14807546 signer name DAVID A. BRAVER state NY total participants 14 year 2004 Source: DOL Form 5500 series (EBSA) · plan year 2004 · EIN 13-3604537
2003	≈12	12 (11 active)	$5.8M	$15.4M	Pension
active participants 11 admin name SAME ein 133604537 employees est 12 employer contrib usd 374653 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 9366325 plan assets usd 5783444 plan count 1 revenue est headcount usd 8784727 revenue est payroll usd 26968975 revenue est usd 15392046 signer name DAVID A. BRAVER state NY total participants 12 year 2003 Source: DOL Form 5500 series (EBSA) · plan year 2003 · EIN 13-3604537
2002	≈11	12 (10 active)	$5.4M	$13.4M	Pension
active participants 10 admin name SAME ein 133604537 employees est 11 employer contrib usd 310875 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 0 payroll est usd 7771875 plan assets usd 5377314 plan count 1 revenue est headcount usd 8052667 revenue est payroll usd 22377987 revenue est usd 13423952 signer name DAVOD A. BRAVER state NY total participants 12 year 2002 Source: DOL Form 5500 series (EBSA) · plan year 2002 · EIN 13-3604537
2000	≈12	12 (11 active)	$4.5M	$4.5M	Pension
active participants 11 admin name SAME ein 133604537 employees est 12 employer contrib usd 110092 estimate method v1-uncalibrated-2026-08-17 final filings 0 first filings 0 has 401k false has pension plan true has welfare plan false headcount basis active headcount suspect false is operating employer true naics 523900 naics rpe level 5239 naics rpe usd 732060.6 name BRAVER, STERN SECURITIES CORP participant contrib usd 55046 payroll est usd 786371 plan assets usd 4498856 plan count 1 revenue est headcount usd 8784727 revenue est payroll usd 2264243 revenue est usd 4459905 signer name DAVID A. BRAVER state NY total participants 12 year 2000 Source: DOL Form 5500 series (EBSA) · plan year 2000 · EIN 13-3604537
1999	—	—	—	—	Unknown

BRAVER, STERN SECURITIES CORP.

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