AUSDAL FINANCIAL PARTNERS, INC. is a Florida corporation, registered on January 4, 2007. It is based at 5187 Utica Ridge Road, DAVENPORT, IA, 52807. The company is currently listed as active on the Florida register, is registered under company number F07000000069 and carries EIN 421129623. Its officers and directors on record include STEPHEN SAWTELLE, DAVE ROBERTS, ROBERT BJr. AUSDAL, among 10 on file. Public records for the company include 1 SoS registration, 1 license, 1 federal contract, 1 loan record and 11 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | AUSDAL FINANCIAL PARTNERS, INC. |
|---|---|
| Principal address | 5187 Utica Ridge RoadDAVENPORT52807IAUnited States |
| Registration state | Florida |
| Status | Active |
| Formed in | Iowa (foreign registration) |
| Home company | AUSDAL FINANCIAL PARTNERS, INC. · Active |
| Registered | 4 January 2007 (over 19 years ago) |
| Officers & directors | STEPHEN SAWTELLE, directorDAVE ROBERTS, officerROBERT BJr. AUSDAL |
| Entity type | Corporation |
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| Standing | compliant |
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| Company number | F07000000069 |
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| EIN | 421129623 |
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| LEI | 254900F9LOALXC0XY375 |
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| Employees (modeled) | ≈43 employees2025 |
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| Registered agent | NORTHWEST REGISTERED AGENT LLC |
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| Source registry | Florida Division of Corporations · updated 10 August 2026 |
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| Public records | 1 SoS registration |
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The name “AUSDAL FINANCIAL PARTNERS INC.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $11.8M2025 |
|---|---|
| Federal contractor | Yes · 1 federal recipient record (SAM) |
| SBA loans | $434K · approved amounts |
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| FloridaTHIS | AUSDAL FINANCIAL PARTNERS, INC. | 2007-01-04 | NORTHWEST REGISTERED AGENT LLC | STEPHEN SAWTELLEDirectorDAVE ROBERTSOfficer4 more | Active | |
Filing ID F07000000069 Jurisdiction Foreign · CorporationFormed in Iowa Principal address 5187 Utica Ridge Road, DAVENPORT, IA, 52807 Registered agent NORTHWEST REGISTERED AGENT LLC7901 4TH STREET N,, ST.PETERSBURG, FL, 33702 Officers STEPHEN SAWTELLEDirector DAVE ROBERTSOfficer ROBERT BJr. AUSDALOfficer James SimpsonOfficer STEPHEN Jr. SAWTELLEDirector JOHN B HICKSOfficer | ||||||
| California | AUSDAL FINANCIAL PARTNERS, INC. | 2006-11-28 | NORTHWEST REGISTERED AGENT, INC | JAMES J SIMPSONOfficerJOHN B HICKSDirector, Officer5 more | Active | |
| Iowa | AUSDAL FINANCIAL PARTNERS, INC. | 1979-08-13 | JAMES JEFFERSON SIMPSON | JOHN HICKSDirectorJAMES J SIMPSONOfficer1 more | Active | |
| Idaho | AUSDAL FINANCIAL PARTNERS, INC. | 2017-10-16 | DEAN L CAMERON | Jeff SimpsonOfficerLarry JohnsonDirector3 more | Active | |
| Massachusetts | AUSDAL FINANCIAL PARTNERS, INC. | 2015-03-12 | NORTHWEST REGISTERED AGENT SERVICE, INC | James SimpsonOfficerDAN HETZELOfficer2 more | Active | |
| Missouri | AUSDAL FINANCIAL PARTNERS, INC. | 2010-07-15 | (Secretary of State) | — | Dissolved | |
| Montana | AUSDAL FINANCIAL PARTNERS, INC. | 2009-05-20 | NORTHWEST REGISTERED AGENT LLC | JOHN HICKSDirector, OfficerJAMES SIMPSONDirector, Officer2 more | Active | |
| New York | AUSDAL FINANCIAL PARTNERS, INC. | 2006-11-22 | AUSDAL FINANCIAL PARTNERS, INC | ROBERT B AUSDAL JROfficer | Active | |
| Texas | Ausdal Financial Partners, Inc. | 2009-02-12 | Northwest Registered Agent, LLC | JAMES J SIMPSONDirector, OfficerDavid B. RobertsOfficer, Director | Active | |
| Virginia | Ausdal Financial Partners, Inc. | 2007-12-10 | Northwest Registered Agent LLC | JAMES J SIMPSONOfficerJOHN HICKSOfficer1 more | Active | |
Companies and people linked to AUSDAL FINANCIAL PARTNERS, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
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Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | L080040 | — | — | VALID | |
| Amount | Approved | Lender | Jobs | Status | |
|---|---|---|---|---|---|
| $434,029 | 04/15/2020 | U.S. Bank, National Association | 30 | Paid in Full | |
Employee-benefit plan filings by AUSDAL FINANCIAL PARTNERS, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈43 · plan year 2025 |
|---|---|
| Est. annual revenue (modeled) | $11.8M |
| Retirement plan assets | $5.4M |
| Benefit plans | 401(k) plan on file |
| Filing history | 11 plan years filed, 2015–2025 |
| Sponsor EIN | 42-1129623 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2025 | ≈43 | 35 (39 active) | $5.4M | $11.8M | 401(k) | |
| 2024 | ≈32 | 30 (29 active) | $4.3M | $9.7M | 401(k) | |
| 2023 | ≈27 | 35 (24 active) | $3.4M | $8.9M | 401(k) | |
| 2022 | ≈30 | 36 (27 active) | $2.9M | $8.8M | 401(k) | |
| 2021 | ≈32 | 34 (29 active) | $3.4M | $9.7M | 401(k) | |
| 2020 | ≈33 | 34 (30 active) | $2.7M | $9.1M | 401(k) | |
| 2019 | ≈33 | 33 (30 active) | $2M | $9M | 401(k) | |
| 2018 | ≈31 | 35 (28 active) | $1.3M | $8.4M | 401(k) | |
| 2017 | ≈32 | 31 (29 active) | $1.1M | $8.3M | 401(k) | |
| 2016 | ≈31 | 33 (28 active) | $749,327 | $8.1M | 401(k) | |
Matched Form 5500 filing records:
| Plan | Plan year | Participants | EIN | |
|---|---|---|---|---|
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
| AUSDAL FINANCIAL PARTNERS INC 401(K) PROFIT SHARING PLAN & TRUST | — | — | — | |
Federal court records load when you reach this section.
Companies adjacent to AUSDAL FINANCIAL PARTNERS, INC. in the Florida Secretary of State register, in alphabetical order.
3 companies are registered at 5187 Utica Ridge Road, DAVENPORT — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/1087-6413-2431.