BMO CAPITAL MARKETS CORP. is a Florida corporation, registered on January 27, 2004. It is based at 151 W 42nd Street, New York, NY, 10036. The company is currently listed as active on the Florida register, is registered under company number F04000000477 and carries EIN 133459853. Its officers and directors on record include Brad Rothbaum, MICHELLE MAGNAYE, Summer Hinton, among 17 on file. Public records for the company include 1 SoS registration, 1 UCC lien and 76 H-1B filings. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | BMO CAPITAL MARKETS CORP. |
|---|---|
| Principal address | 151 W 42nd StreetNew York10036NYUnited States |
| Mailing address | 1209 Orange Street, Wilmington, DE, 19801 |
| Registration state | Florida |
| Status | Active |
| Formed in | Delaware (foreign registration) |
| Home company | BMO CAPITAL MARKETS CORP. |
| Registered | 27 January 2004 (over 22 years ago) |
| Officers & directors | Brad Rothbaum, officer, directorMICHELLE MAGNAYE, officer, director |
| Entity type | Corporation |
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| Standing | compliant |
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| Company number | F04000000477 |
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| EIN | 133459853 |
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| LEI | RUC0QBLBRPRCU4W1NE59 |
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| Employees (modeled) | ≈9 employees2006 |
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| H-1B filings | 76 LCA filings, FY 2009–2025 |
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| Registered agent | C T CORPORATION SYSTEM |
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| Source registry | Florida Division of Corporations · updated 10 August 2026 |
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| Public records | 1 SoS registration · 1 UCC lien on file |
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The name “BMO Capital Markets Corp.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $5.5M2006 |
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| FloridaTHIS | BMO CAPITAL MARKETS CORP. | 2004-01-27 | C T CORPORATION SYSTEM | Brad RothbaumOfficer, DirectorMICHELLE MAGNAYEOfficer, Director8 more | Active | |
Filing ID F04000000477 Jurisdiction Foreign · CorporationFormed in Delaware Principal address 151 W 42nd Street, New York, NY, 10036 Registered agent C T CORPORATION SYSTEM1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324 Officers Brad RothbaumOfficer, Director MICHELLE MAGNAYEOfficer, Director Summer HintonDirector, Officer Kara KaiserDirector, Officer Leslie AndersonDirector, Officer Brad ReidOfficer, Director Larissa ChaikowskyDirector Catherine BlaesingDirector PATRICK MURPHYOfficer Jason RachlinDirector | ||||||
| — | BMO CAPITAL MARKETS CORP | 1992-11-10 | — | Joel WoodwardOfficerPatrick J. MurphyOfficer | Active | |
| Alaska | BMO Capital Markets Corp. | 2004-03-22 | C T Corporation System | Larissa ChaikowskyDirectorPatrick MurphyOfficer11 more | Active | |
| Alabama | BMO Capital Markets Corp. | 2004-01-27 | C T CORPORATION SYSTEM | — | Active | |
| Arkansas | BMO CAPITAL MARKETS CORP. | 2004-01-27 | C T CORPORATION SYSTEM | MICHELLE A MAGNAYEOfficerTHERESE R. UMBSOfficer2 more | Active | |
| Arizona | BMO CAPITAL MARKETS CORP. | 2004-05-06 | C T CORPORATION SYSTEM | Michael ForlenzaDirector, OfficerCindy SalazarOfficer9 more | Active | |
| Colorado | BMO Capital Markets Corp. | 2004-01-26 | C T CORPORATION SYSTEM | — | Active | |
| Connecticut | BMO CAPITAL MARKETS CORP. | 2004-01-27 | C T CORPORATION SYSTEM | Michelle MagnayeOfficerMichael ForlenzaDirector11 more | Active | |
| District of Columbia | BMO CAPITAL MARKETS Corp. | 2004-01-27 | C T CORPORATION SYSTEM | Michael ForlenzaOwnerCatherine BlaesingOwner5 more | Active | |
| Delaware | BMO CAPITAL MARKETS CORP. | 1988-03-28 | THE CORPORATION TRUST COMPANY | — | Unknown | |
| Georgia | BMO CAPITAL MARKETS CORP. | 2004-03-17 | C T Corporation System | Michelle MagnayeOfficerMichael ForlenzaOfficer1 more | Active | |
| Hawaii | BMO CAPITAL MARKETS CORP. | 2004-01-26 | C T CORPORATION SYSTEM | ANDERSON,LESLIEDirectorHINTON,SUMMERDirector7 more | Active | |
| Iowa | BMO CAPITAL MARKETS CORP. | 2006-01-18 | C T CORPORATION SYSTEM | — | Inactive | |
| Iowa | BMO CAPITAL MARKETS CORP. | 2004-01-28 | C T CORPORATION SYSTEM | Joel WoodwardOfficerLeslie AndersonDirector6 more | Active | |
| Idaho | BMO CAPITAL MARKETS CORP. | 2004-01-27 | C T CORPORATION SYSTEM | Patrick MurphyOfficerMichael CoppinsDirector7 more | Active | |
| Illinois | BMO CAPITAL MARKETS CORP. | 2004-02-25 | C T CORPORATION SYSTEM | — | Active | |
| Indiana | BMO CAPITAL MARKETS CORP. | 2004-03-23 | C T CORPORATION SYSTEM | Leslie AndersonOfficerMichael CoppinsOfficer, Director8 more | Active | |
| Kansas | BMO CAPITAL MARKETS CORP. | 2004-03-23 | C T CORPORATION SYSTEM | — | Active | |
| Kentucky | BMO CAPITAL MARKETS CORP. | 2004-02-16 | C T CORPORATION SYSTEM | Cindy SalazarOfficerMichael CoppinsOfficer, Director22 more | Active | |
| Louisiana | BMO CAPITAL MARKETS CORP. | 2004-01-28 | C T CORPORATION SYSTEM | Michael ForlenzaDirectorLeslie AndersonDirector6 more | Active | |
| Massachusetts | BMO CAPITAL MARKETS CORP. | 2004-01-30 | C T CORPORATION SYSTEM | Catherine BlaesingDirectorCindy SalazarOfficer7 more | Active | |
| Maryland | BMO CAPITAL MARKETS CORP | 2004-02-03 | THE CORPORATION TRUST, INCORPORATED | — | Active | |
| Maine | BMO CAPITAL MARKETS CORP. | 2004-01-29 | C T CORPORATION SYSTEM | — | Active | |
| Michigan | BMO CAPITAL MARKETS CORP. | 2004-03-03 | THE CORPORATION COMPANY | — | Active | |
| Minnesota | BMO CAPITAL MARKETS CORP. | 2004-03-15 | C T Corporation System Inc | Michael ForlenzaOfficer | Active | |
| Missouri | BMO CAPITAL MARKETS CORP. | 2004-03-18 | C T CORPORATION SYSTEM | Daniel YukilevichOfficerMandy RamlowOfficer14 more | Active | |
| Mississippi | BMO Capital Markets Corp. | 2004-07-26 | C T CORPORATION SYSTEM | Joel WoodwardOfficerMichelle MagnayeOfficer9 more | Active | |
| Montana | BMO CAPITAL MARKETS CORP. | 2004-02-02 | C T CORPORATION SYSTEM | PATRICK MURPHYOfficerMichelle MagnayeOfficer9 more | Active | |
| North Carolina | BMO Capital Markets Corp. | 2004-02-04 | CT Corporation System | Murphy, PatrickOfficerForlenza, MichaelOfficer5 more | Active | |
| North Dakota | BMO CAPITAL MARKETS CORP. | 2004-01-29 | C T CORPORATION SYSTEM | — | Active | |
| Nebraska | BMO CAPITAL MARKETS CORP. | 2004-03-08 | C T CORPORATION SYSTEM | PAT BEHNKEOfficerJASON RACHLINDirector, Officer46 more | Active | |
| New Hampshire | BMO Capital Markets Corp. | 2004-02-13 | C T Corporation System | Cindy SalazarOfficerPatrick MurphyOfficer7 more | Active | |
| New Mexico | BMO CAPITAL MARKETS CORP. | 2004-04-06 | C T CORPORATION SYSTEM | Michelle MagnayeOfficerPATRICK MURPHYOfficer20 more | Active | |
| Nevada | BMO CAPITAL MARKETS CORP. | 2004-02-27 | C T CORPORATION SYSTEM** | MICHELLE MAGNAYEOfficerCATHERINE BLAESINGDirector6 more | Active | |
| New York | BMO CAPITAL MARKETS CORP. | 1988-04-08 | CT CORPORATION SYSTEM | BRAD ROTHBAUMOfficer | Active | |
| Ohio | BMO CAPITAL MARKETS CORP. | 2004-03-23 | CT CORPORATION SYSTEM | — | Active | |
| Oklahoma | BMO CAPITAL MARKETS CORP. | 2004-03-18 | C T CORPORATION SYSTEM | — | Active | |
| Oregon | BMO CAPITAL MARKETS CORP. | 2004-01-28 | C T CORPORATION SYSTEM | MICHAEL FORLENZAOfficerMICHELLE MAGNAYEOfficer | Active | |
| Pennsylvania | BMO Capital Markets Corp. | 2006-05-31 | — | PATRICK MURPHYOfficerMichael CoppinsOfficer, Director15 more | Active | |
| Rhode Island | BMO Capital Markets Corp. | 2004-05-17 | CT CORPORATION SYSTEM | MICHAEL FORLENZADirectorLARISSA CHAIKOWSKYDirector7 more | Active | |
| South Carolina | BMO CAPITAL MARKETS CORP. | 2004-03-29 | C T CORPORATION SYSTEM | — | Active | |
| South Dakota | BMO CAPITAL MARKETS CORP. | 2004-03-22 | C T CORPORATION SYSTEM | — | Active | |
| Tennessee | BMO CAPITAL MARKETS CORP. | 2004-02-17 | C T CORPORATION SYSTEM | — | Active | |
| Texas | BMO Capital Markets Corp. | 2004-02-11 | C T Corporation System | PATRICK J MURPHYOfficerBRAD ROTHBAUMDirector1 more | Active | |
| Utah | BMO CAPITAL MARKETS CORP. | 2004-02-11 | CT CORPORATION SYSTEM | MICHAEL FORLENZAOfficer, DirectorJOEL WOODWARDOfficer13 more | Active | |
| Virginia | BMO Capital Markets Corp. | 2004-02-13 | C T CORPORATION SYSTEM | MICHAEL COPPINSOfficerCINDY SALAZAROfficer8 more | Active | |
| Vermont | BMO CAPITAL MARKETS CORP. | 2004-02-18 | C T CORPORATION SYSTEM | CINDY SALAZAROfficerMICHAEL FORLENZADirector8 more | Active | |
| Washington | BMO CAPITAL MARKETS CORP. | 2015-08-04 | C T CORPORATION SYSTEM | CATHERINE BLAESINGDirectorLARISSA CHAIKOWSKYDirector4 more | Active | |
| Wisconsin | BMO CAPITAL MARKETS CORP. | 2004-03-19 | C T CORPORATION SYSTEM | — | Active | |
| West Virginia | BMO CAPITAL MARKETS CORP. | 2004-05-14 | C T CORPORATION SYSTEM | MICHAEL COPPINSDirectorPATRICK MURPHYOfficer3 more | Active | |
| Wyoming | BMO Capital Markets Corp. | 2009-05-13 | C T Corporation System | — | Active | |
| Wyoming | BMO Capital Markets Corp. | 2004-02-17 | C T Corporation System | Susanne H. VorsterOfficerDavid R CasperDirector8 more | Revoked | |
Companies and people linked to BMO CAPITAL MARKETS CORP. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
| Case | Filed | Job title | Wage | Worksite | Status | |
|---|---|---|---|---|---|---|
| I-200-25218-223664 | 2025-08-05 | CM VP-IC Global Markets | $191,922/yr | New York | Certified | |
| I-200-25211-210860 | 2025-07-30 | Vice President - Corporate Banking FIG Insurance | $179,088/yr | New York | Certified | |
| I-200-24261-342358 | 2024-09-16 | CM Associate-IC Investment Banking I | $146,141/yr | New York | Certified | |
| I-200-24256-332831 | 2024-09-12 | Senior Manager-PM Development | $167,895/yr | San Francisco | Certified | |
| I-200-24229-271615 | 2024-08-15 | Senior Manager-PM IT Consulting | $153,046/yr | New York | Certified | |
| I-200-23151-064611 | 2023-05-31 | CM Analyst-IC Investment Banking II | $105,331/yr | New York | Certified - Withdrawn | |
| I-200-22196-355166 | 2022-07-15 | Specialist II-IC Research and Strategy | $120,266/yr | Denver | Certified | |
| I-200-22180-321903 | 2022-06-29 | CM Managing Director-IC Investment Banking I | $233,626/yr | San Francisco | Certified | |
| I-200-21259-589183 | 2021-09-16 | Managing Director & Head of U.S. Rates Algorithmic and Quant | $259,022/yr | New York | Certified | |
| I-200-21221-510822 | 2021-08-09 | Specialist II-IC Research and Strategy | $100,443/yr | New York | Certified | |
Employee-benefit plan filings by BMO CAPITAL MARKETS CORP. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈9 · plan year 2006 |
|---|---|
| Est. annual revenue (modeled) | $5.5M |
| Benefit plans | 401(k) plan on file |
| Filing history | 8 plan years filed, 1999–2006 |
| Sponsor EIN | 13-3459853 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2006 | ≈9 | 8 | — | $5.5M | Pension | |
| 2005 | ≈172 | 155 | $1,301 | $105.4M | Pension | |
| 2004 | ≈247 | 222 | $122,057 | $151.3M | 401(k) | |
| 2003 | ≈242 | 218 | $5.6M | $148.2M | Pension | |
| 2002 | ≈228 | 269 (205 active) | $12.6M | $89M | 401(k) | |
| 2001 | ≈238 | 221 (214 active) | $15.9M | $83.2M | 401(k) | |
| 2000 | ≈233 | 160 (210 active) | $14.8M | $80.3M | 401(k) | |
| 1999 | ≈169 | 140 (152 active) | $15.9M | $62M | 401(k) | |
Federal court records load when you reach this section.
Companies adjacent to BMO CAPITAL MARKETS CORP. in the Florida Secretary of State register, in alphabetical order.
32 companies are registered at 151 W 42nd Street, New York — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-06-08. Document getpalm-companies/5283-4381-7468.