Is H.C. WAINWRIGHT & CO., INC. active?

No — H.C. WAINWRIGHT & CO., INC. is no longer active. The Florida registry lists it as inactive, as of the 2026-06-08 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is H.C. WAINWRIGHT & CO., INC. registered?

H.C. WAINWRIGHT & CO., INC. is registered in Florida under company number F00000001481, first registered on March 16, 2000.

What type of company is H.C. WAINWRIGHT & CO., INC.?

H.C. WAINWRIGHT & CO., INC. is registered as a corporation with the Florida Secretary of State.

Where is H.C. WAINWRIGHT & CO., INC. registered to do business?

Beyond its Florida registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 6 other state registers, including 4 foreign qualifications in California, Missouri, New Hampshire, New York. Each is listed in the filings section above.

Who are the officers and directors of H.C. WAINWRIGHT & CO., INC.?

The Florida registry lists 7 people for H.C. WAINWRIGHT & CO., INC.: STEPHEN D BARRETT (director), ERIC SINGER (director), ROBERT L CLARK (officer), SARO J PICCIOTTO (director), SCOTT D WEISMAN (director), RICHARD TRULL (director), ROBERT L CLARK (director). The full list is in the officers & directors section above.

Does H.C. WAINWRIGHT & CO., INC. have UCC liens?

1 UCC financing statement names H.C. WAINWRIGHT & CO., INC. as debtor in the indexed state registries; each filing and its secured party are listed in the Liens section above.

In which states is H.C. WAINWRIGHT & CO., INC. registered with the Secretary of State?

H.C. WAINWRIGHT & CO., INC. appears in 6 state business registers: Florida, California, Massachusetts, Missouri, New Hampshire, New York. Florida is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is H.C. WAINWRIGHT & CO., INC. a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to H.C. WAINWRIGHT & CO., INC. in the indexed federal datasets.

Does H.C. WAINWRIGHT & CO., INC. hold any licenses?

No occupational or professional license records are matched to H.C. WAINWRIGHT & CO., INC. in the indexed federal, state and municipal license registries.

What public records are linked to H.C. WAINWRIGHT & CO., INC.?

6 public records are linked to H.C. WAINWRIGHT & CO., INC.: 1 in Filings, 1 in Liens, 4 in 401(k) — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-08).

H.C. WAINWRIGHT & CO., INC. — Florida Corporation No. F00000001481: Inactive, 1 filing, 1 UCC lien

H.C. WAINWRIGHT & CO., INC. is a Florida corporation, registered on March 16, 2000. It is based at ONE BOSTON PLACE, BOSTON, MA, 02108. The company has since been marked inactive on the Florida register and is registered under company number F00000001481. Its officers and directors on record include STEPHEN D BARRETT, ERIC SINGER, ROBERT L CLARK, among 7 on file. Public records for the company include 1 SoS registration, 1 UCC lien and 4 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.

Legal entity name	H.C. WAINWRIGHT & CO., INC.
Principal address	ONE BOSTON PLACEBOSTON02108MAUnited States
Registration state	Florida
Status	Inactive
Formed in	Massachusetts (foreign registration)
Home company	H. C. WAINWRIGHT & CO. · Inactive
Registered	16 March 2000 (over 26 years ago)
Officers & directors	STEPHEN D BARRETT, directorERIC SINGER, directorROBERT L CLARK, officer, directorSARO J PICCIOTTO

Entity type	Corporation

Standing	not compliant

Company number	F00000001481

Source registry	Florida Division of Corporations · updated 10 August 2026

Public records	1 SoS registration · 1 UCC lien on file

State	Business name	Filed	Registered agent	Officers	Status
FloridaTHIS	H.C. WAINWRIGHT & CO., INC.	2000-03-16	—	STEPHEN D BARRETTDirectorERIC SINGERDirector4 more	Inactive
Filing ID F00000001481 Jurisdiction Foreign · CorporationFormed in Massachusetts Principal address ONE BOSTON PLACE, BOSTON, MA, 02108 Registered agent — Officers STEPHEN D BARRETTDirector ERIC SINGERDirector ROBERT L CLARKOfficer, Director SARO J PICCIOTTODirector SCOTT D WEISMANDirector RICHARD TRULLDirector
California	H.C. WAINWRIGHT & CO., INC.	2000-09-19	CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE	JOHN CLARKEOfficer	Revoked

Massachusetts	H. C. WAINWRIGHT & CO.	1936-01-31	—	—	Inactive

Massachusetts	H.C. WAINWRIGHT & CO., INC.	1990-07-06	CORPORATION SERVICE COMPANY	AL ZWANOfficer, Director	Inactive

Missouri	H. C. WAINWRIGHT & CO., INC.	1993-03-18	C T CORPORATION SYSTEM	—	Dissolved

New Hampshire	H. C. WAINWRIGHT & CO.	1966-03-02	Jackson, C Wentworth	—	Active

New York	H. C. WAINWRIGHT & CO., INC.	1977-01-28	REGISTERED AGENT REVOKED	AL ZWANOfficerH. C. WAINWRIGHT & CO., INCOfficer	Withdrawn

State

Business name

Filed

Registered agent

Officers

Status

FloridaTHIS

H.C. WAINWRIGHT & CO., INC.

2000-03-16

—

STEPHEN D BARRETTDirectorERIC SINGERDirector4 more

Inactive

Filing ID

F00000001481

Jurisdiction

Foreign · CorporationFormed in Massachusetts

Principal address

ONE BOSTON PLACE, BOSTON, MA, 02108

Registered agent

—

Officers

STEPHEN D BARRETTDirector

ERIC SINGERDirector

ROBERT L CLARKOfficer, Director

SARO J PICCIOTTODirector

SCOTT D WEISMANDirector

RICHARD TRULLDirector

California

H.C. WAINWRIGHT & CO., INC.

2000-09-19

CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE

JOHN CLARKEOfficer

Revoked

Massachusetts

H. C. WAINWRIGHT & CO.

1936-01-31

—

Inactive

Massachusetts

H.C. WAINWRIGHT & CO., INC.

1990-07-06

CORPORATION SERVICE COMPANY

AL ZWANOfficer, Director

Inactive

Missouri

H. C. WAINWRIGHT & CO., INC.

1993-03-18

C T CORPORATION SYSTEM

—

Dissolved

New Hampshire

H. C. WAINWRIGHT & CO.

1966-03-02

Jackson, C Wentworth

—

Active

New York

H. C. WAINWRIGHT & CO., INC.

1977-01-28

REGISTERED AGENT REVOKED

AL ZWANOfficerH. C. WAINWRIGHT & CO., INCOfficer

Withdrawn

Plan	Plan year	Participants	EIN
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20100525154324P030027428099001 active participants 16 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2010-05-25 filing status FILING_RECEIVED filing year 2009 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2009-01-01 sponsor address1 52 VANDERBILT AVENUE, 12TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10017 tax period 2009-12-31 total participants boy 16 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20141007105136P040013105471001 active participants 0 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2014-10-07 filing status FILING_RECEIVED filing year 2013 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2013-01-01 sponsor address1 12 EAST 52ND STREET 7TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 7207466757 sponsor state NY sponsor zip 10022 tax period 2013-12-20 total participants boy 2 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20130904142652P030483247729001 active participants 0 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2013-09-04 filing status FILING_RECEIVED filing year 2012 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2012-01-01 sponsor address1 12 EAST 52ND STREET sponsor address2 7TH FLOOR sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10022 tax period 2012-12-31 total participants boy 2 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20110607105748P040073832049001 active participants 3 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2011-06-07 filing status FILING_RECEIVED filing year 2010 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2010-01-01 sponsor address1 52 VANDERBILT AVENUE, 12TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10017 tax period 2010-12-31 total participants boy 12 welfare benefit code — Source: DOL form 5500 · document dol-5500/

Plan

Plan year

Participants

EIN

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20100525154324P030027428099001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2010-05-25

filing status

FILING_RECEIVED

filing year

2009

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2009-01-01

sponsor address1

52 VANDERBILT AVENUE, 12TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10017

tax period

2009-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20141007105136P040013105471001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2014-10-07

filing status

FILING_RECEIVED

filing year

2013

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2013-01-01

sponsor address1

12 EAST 52ND STREET 7TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

7207466757

sponsor state

sponsor zip

10022

tax period

2013-12-20

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20130904142652P030483247729001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2013-09-04

filing status

FILING_RECEIVED

filing year

2012

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2012-01-01

sponsor address1

12 EAST 52ND STREET

sponsor address2

7TH FLOOR

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10022

tax period

2012-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20110607105748P040073832049001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2011-06-07

filing status

FILING_RECEIVED

filing year

2010

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2010-01-01

sponsor address1

52 VANDERBILT AVENUE, 12TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10017

tax period

2010-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC.

Contacts

Financials

Industry

Secretary of State Filings

Liens

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Loans

H-1B

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Copyrights

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Customs

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Court cases

Frequently asked questions

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