Is H.C. WAINWRIGHT & CO., INC. active?

No — H.C. WAINWRIGHT & CO., INC. is no longer active. The California registry lists it as revoked, as of the 2026-06-08 source snapshot. The status is republished verbatim from the Secretary of State record.

Where is H.C. WAINWRIGHT & CO., INC. registered?

H.C. WAINWRIGHT & CO., INC. is registered in California under company number 2265044, first registered on September 19, 2000.

What type of company is H.C. WAINWRIGHT & CO., INC.?

H.C. WAINWRIGHT & CO., INC. is registered as a corporation with the California Secretary of State.

Where is H.C. WAINWRIGHT & CO., INC. registered to do business?

Beyond its California registration, linked records — same legal name plus a shared officer, agent, address or home state — appear in 6 other state registers, including 4 foreign qualifications in Florida, Missouri, New Hampshire, New York. Each is listed in the filings section above.

Who are the officers and directors of H.C. WAINWRIGHT & CO., INC.?

The California registry lists 1 person for H.C. WAINWRIGHT & CO., INC.: JOHN CLARKE (officer). The full list is in the officers & directors section above.

Does H.C. WAINWRIGHT & CO., INC. have UCC liens?

1 UCC financing statement names H.C. WAINWRIGHT & CO., INC. as debtor in the indexed state registries; each filing and its secured party are listed in the Liens section above.

In which states is H.C. WAINWRIGHT & CO., INC. registered with the Secretary of State?

H.C. WAINWRIGHT & CO., INC. appears in 6 state business registers: California, Florida, Massachusetts, Missouri, New Hampshire, New York. California is the home registration; the rest are foreign qualifications or linked filings, each listed in the filings section above.

Is H.C. WAINWRIGHT & CO., INC. a federal contractor?

No federal contract awards or SAM.gov recipient records are matched to H.C. WAINWRIGHT & CO., INC. in the indexed federal datasets.

Does H.C. WAINWRIGHT & CO., INC. hold any licenses?

No occupational or professional license records are matched to H.C. WAINWRIGHT & CO., INC. in the indexed federal, state and municipal license registries.

What public records are linked to H.C. WAINWRIGHT & CO., INC.?

6 public records are linked to H.C. WAINWRIGHT & CO., INC.: 1 in Filings, 1 in Liens, 4 in 401(k) — matched across federal, state and municipal registers by its registered legal names.

Where does this data come from?

Every fact on this profile is republished from official public registers — Secretary of State filings, UCC indexes and federal datasets. Each section names its issuing register and the snapshot Netstate last retrieved (latest: 2026-06-08).

H.C. WAINWRIGHT & CO., INC. — California Corporation No. 2265044: Revoked, 1 filing, 1 UCC lien

H.C. WAINWRIGHT & CO., INC. is a California corporation, registered on September 19, 2000. It is based at 245 PARK AVE 44TH FLOOR, NEW YORK CITY, NY, 10167, United States. The company has since been marked revoked on the California register and is registered under company number 2265044. Its sole officer on record is JOHN CLARKE. Public records for the company include 1 SoS registration, 1 UCC lien and 4 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.

Entity type
Legal entity name	H.C. WAINWRIGHT & CO., INC.
Principal address	245 PARK AVE 44TH FLOORNEW YORK CITY10167NYUnited States
Mailing address	245 PARK AVE 44TH FLOOR, NEW YORK CITY, NY, 10167, US
Registration state	California
Status	Revoked
Formed in	Massachusetts (foreign registration)
Home company	H. C. WAINWRIGHT & CO. · Inactive
Registered	19 September 2000 (almost 26 years ago)
Officers & directors	JOHN CLARKE, officer
Dissolved	2004-12-01

Standing	not compliant

Company number	2265044

Registered agent	CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE

Source registry	California Secretary of State · updated 10 August 2026

Public records	1 SoS registration · 1 UCC lien on file

State	Business name	Filed	Registered agent	Officers	Status
CaliforniaTHIS	H.C. WAINWRIGHT & CO., INC.	2000-09-19	CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE	JOHN CLARKEOfficer	Revoked
Filing ID 2265044 Jurisdiction Foreign · CorporationFormed in Massachusetts Principal address 245 PARK AVE 44TH FLOOR, NEW YORK CITY, NY, 10167, United States Registered agent CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE2710 GATEWAY OAKS DR STE 150N, SACRAMENTO, CA, 95833 Officers JOHN CLARKEOfficer
Florida	H.C. WAINWRIGHT & CO., INC.	2000-03-16	—	STEPHEN D BARRETTDirectorERIC SINGERDirector4 more	Inactive

Massachusetts	H. C. WAINWRIGHT & CO.	1936-01-31	—	—	Inactive

Massachusetts	H.C. WAINWRIGHT & CO., INC.	1990-07-06	CORPORATION SERVICE COMPANY	AL ZWANOfficer, Director	Inactive

Missouri	H. C. WAINWRIGHT & CO., INC.	1993-03-18	C T CORPORATION SYSTEM	—	Dissolved

New Hampshire	H. C. WAINWRIGHT & CO.	1966-03-02	Jackson, C Wentworth	—	Active

New York	H. C. WAINWRIGHT & CO., INC.	1977-01-28	REGISTERED AGENT REVOKED	AL ZWANOfficerH. C. WAINWRIGHT & CO., INCOfficer	Withdrawn

State

Business name

Filed

Registered agent

Officers

Status

CaliforniaTHIS

H.C. WAINWRIGHT & CO., INC.

2000-09-19

CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE

JOHN CLARKEOfficer

Revoked

Filing ID

2265044

Jurisdiction

Foreign · CorporationFormed in Massachusetts

Principal address

245 PARK AVE 44TH FLOOR, NEW YORK CITY, NY, 10167, United States

Registered agent

CORPORATION SERVICE COMPANY WHICH WILL DO BUSINESS IN CALIFORNIA AS CSC - LAWYERS INCORPORATING SERVICE2710 GATEWAY OAKS DR STE 150N, SACRAMENTO, CA, 95833

Officers

JOHN CLARKEOfficer

Florida

H.C. WAINWRIGHT & CO., INC.

2000-03-16

—

STEPHEN D BARRETTDirectorERIC SINGERDirector4 more

Inactive

Massachusetts

H. C. WAINWRIGHT & CO.

1936-01-31

—

Inactive

Massachusetts

H.C. WAINWRIGHT & CO., INC.

1990-07-06

CORPORATION SERVICE COMPANY

AL ZWANOfficer, Director

Inactive

Missouri

H. C. WAINWRIGHT & CO., INC.

1993-03-18

C T CORPORATION SYSTEM

—

Dissolved

New Hampshire

H. C. WAINWRIGHT & CO.

1966-03-02

Jackson, C Wentworth

—

Active

New York

H. C. WAINWRIGHT & CO., INC.

1977-01-28

REGISTERED AGENT REVOKED

AL ZWANOfficerH. C. WAINWRIGHT & CO., INCOfficer

Withdrawn

Plan	Plan year	Participants	EIN
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20100525154324P030027428099001 active participants 16 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2010-05-25 filing status FILING_RECEIVED filing year 2009 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2009-01-01 sponsor address1 52 VANDERBILT AVENUE, 12TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10017 tax period 2009-12-31 total participants boy 16 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20141007105136P040013105471001 active participants 0 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2014-10-07 filing status FILING_RECEIVED filing year 2013 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2013-01-01 sponsor address1 12 EAST 52ND STREET 7TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 7207466757 sponsor state NY sponsor zip 10022 tax period 2013-12-20 total participants boy 2 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20130904142652P030483247729001 active participants 0 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2013-09-04 filing status FILING_RECEIVED filing year 2012 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2012-01-01 sponsor address1 12 EAST 52ND STREET sponsor address2 7TH FLOOR sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10022 tax period 2012-12-31 total participants boy 2 welfare benefit code — Source: DOL form 5500 · document dol-5500/
H.C. WAINWRIGHT & CO., INC. 401(K) PLAN	—	—	—
ack id 20110607105748P040073832049001 active participants 3 admin ein 043104484 admin name H.C. WAINWRIGHT & CO., INC. business code 523120 date received 2011-06-07 filing status FILING_RECEIVED filing year 2010 form type 5500 pension benefit code 2E2F2G2J2K2T3D3H plan effective date 1986-10-01 plan name H.C. WAINWRIGHT & CO., INC. 401(K) PLAN plan number 001 plan year begin date 2010-01-01 sponsor address1 52 VANDERBILT AVENUE, 12TH FLOOR sponsor address2 — sponsor city NEW YORK sponsor dba name — sponsor ein 043104484 sponsor name H.C. WAINWRIGHT & CO., INC. sponsor phone 2128565730 sponsor state NY sponsor zip 10017 tax period 2010-12-31 total participants boy 12 welfare benefit code — Source: DOL form 5500 · document dol-5500/

Plan

Plan year

Participants

EIN

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20100525154324P030027428099001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2010-05-25

filing status

FILING_RECEIVED

filing year

2009

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2009-01-01

sponsor address1

52 VANDERBILT AVENUE, 12TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10017

tax period

2009-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20141007105136P040013105471001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2014-10-07

filing status

FILING_RECEIVED

filing year

2013

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2013-01-01

sponsor address1

12 EAST 52ND STREET 7TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

7207466757

sponsor state

sponsor zip

10022

tax period

2013-12-20

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20130904142652P030483247729001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2013-09-04

filing status

FILING_RECEIVED

filing year

2012

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2012-01-01

sponsor address1

12 EAST 52ND STREET

sponsor address2

7TH FLOOR

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10022

tax period

2012-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

—

ack id

20110607105748P040073832049001

active participants

admin ein

043104484

admin name

H.C. WAINWRIGHT & CO., INC.

business code

523120

date received

2011-06-07

filing status

FILING_RECEIVED

filing year

2010

form type

5500

pension benefit code

2E2F2G2J2K2T3D3H

plan effective date

1986-10-01

plan name

H.C. WAINWRIGHT & CO., INC. 401(K) PLAN

plan number

001

plan year begin date

2010-01-01

sponsor address1

52 VANDERBILT AVENUE, 12TH FLOOR

sponsor address2

—

sponsor city

NEW YORK

sponsor dba name

—

sponsor ein

043104484

sponsor name

H.C. WAINWRIGHT & CO., INC.

sponsor phone

2128565730

sponsor state

sponsor zip

10017

tax period

2010-12-31

total participants boy

welfare benefit code

—

Source: DOL form 5500 · document dol-5500/

H.C. WAINWRIGHT & CO., INC.

Contacts

Financials

Industry

Secretary of State Filings

Connections

Liens

Permits

Loans

H-1B

E-Verify

Copyrights

FEC

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Court cases

Frequently asked questions

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