ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. is a California corporation, registered on April 22, 1998. It is based at 4770 CAMPUS DR, STE 210, NEWPORT BEACH, CA, 92660, United States. The company is currently listed as active on the California register and is registered under company number 2085035. Its officers and directors on record include Janice Licea, Roderic L Smith, RODERIC L SMITH, among 5 on file. Public records for the company include 1 SoS registration, 1 federal contract, 1 loan record and 5 Form 5500 filings. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. |
|---|---|
| Principal address | 4770 CAMPUS DR, STE 210NEWPORT BEACH92660CAUnited States |
| Mailing address | 4770 CAMPUS DR, STE 210, NEWPORT BEACH, CA, 92660, US |
| Registration state | California |
| Status | Active |
| Registered | 22 April 1998 (over 28 years ago) |
| Officers & directors | Janice Licea, officerRoderic L Smith, director, officerRODERIC L SMITH SR, officerAdam K Smith |
| Entity type | Corporation |
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| Standing | compliant |
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| Company number | 2085035 |
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| EIN | 33-0816197 |
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| Employees (modeled) | ≈3 employees2025 |
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| Registered agent | JANICE LICEA |
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| Source registry | California Secretary of State · updated 10 August 2026 |
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| Public records | 1 SoS registration |
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| Est. revenue (modeled) | $1.3M2025 |
|---|---|
| Federal contractor | Yes · 1 federal recipient record (SAM) |
| SBA loans | $21K · approved amounts |
| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| CaliforniaTHIS | ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. | 1998-04-22 | JANICE LICEA | Janice LiceaOfficerRoderic L SmithDirector, Officer2 more | Active | |
Filing ID 2085035 Jurisdiction Domestic · Corporation Principal address 4770 CAMPUS DR, STE 210, NEWPORT BEACH, CA, 92660, United States Registered agent JANICE LICEA4770 CAMPUS DR, STE 210, NEWPORT BEACH, CA, 92660 Officers Janice LiceaOfficer Roderic L SmithDirector, Officer RODERIC L SMITH SROfficer Adam K SmithOfficer | ||||||
Companies and people linked to ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| Amount | Approved | Lender | Jobs | Status | |
|---|---|---|---|---|---|
| $20,500 | 06/15/2020 | Live Oak Banking Company | 4 | Paid in Full | |
Employee-benefit plan filings by ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈3 · plan year 2025 |
|---|---|
| Est. annual revenue (modeled) | $1.3M |
| Retirement plan assets | $193,390 |
| Benefit plans | 401(k) plan on file |
| Filing history | 5 plan years filed, 2021–2025 |
| Sponsor EIN | 33-0816197 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2025 | ≈3 | 5 (3 active) | $193,390 | $1.3M | 401(k) | |
| 2024 | ≈4 | 5 (4 active) | $105,605 | $1.4M | 401(k) | |
| 2023 | ≈6 | 5 (5 active) | $162,822 | $1.7M | 401(k) | |
| 2022 | ≈6 | 5 (5 active) | $80,646 | $1.7M | 401(k) | |
| 2021 | ≈3 | 3 (3 active) | $50,509 | $1.1M | 401(k) | |
Matched Form 5500 filing records:
| Plan | Plan year | Participants | EIN | |
|---|---|---|---|---|
| ADVANCED PLANNING GROUP, INC. 401(K) PLAN | — | — | — | |
| ADVANCED PLANNING GROUP, INC. 401(K) PLAN | — | — | — | |
| ADVANCED PLANNING GROUP, INC. 401(K) PLAN | — | — | — | |
| ADVANCED PLANNING GROUP, INC. 401(K) PLAN | — | — | — | |
| ADVANCED PLANNING GROUP, INC. 401(K) PLAN | — | — | — | |
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Companies adjacent to ADVANCED PLANNING INSURANCE AND FINANCIAL GROUP, INC. in the California Secretary of State register, in alphabetical order.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-08-12. Document getpalm-companies/3558-1063-9739.