BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. is a South Dakota corporation, registered on June 17, 1997. It is based at 4201 42nd St. NE, Suite 100, Cedar Rapids, IA, 52402. The company is currently listed as active on the South Dakota register, is registered under company number FB020201 and carries EIN 421029773. Its E-Verify enrollment reports a workforce of 20 to 99 employees, hiring at 2 sites across 2 states. Public records for the company include 1 SoS registration, 1 license and 1 E-Verify record. Every fact here is republished from an official public register and traces back to a primary source document.
| Legal entity name | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. |
|---|---|
| Principal address | 4201 42nd St. NE, Suite 100Cedar Rapids52402IAUnited States |
| Registration state | South Dakota |
| Status | Active |
| Formed in | Iowa (foreign registration) |
| Home company | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. · Active |
| Registered | 17 June 1997 (about 29 years ago) |
| Entity type | Corporation |
| Standing | compliant |
| Company number | FB020201 |
| EIN | 421029773 |
| LEI |
|---|
| 254900VVIR43SWVO4P90 |
| Employees (modeled) | ≈94 employees2015 |
|---|
| Workforce size | 20 to 99 employees · updated 2 December 2025 |
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| Hiring sites | 2 sites across 2 states |
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| Registered agent | CORPORATION SERVICE COMPANY |
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| Source registry | South Dakota Secretary of State · updated 15 June 2026 |
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| Public records | 1 SoS registration |
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The name “Berthel Fisher & Company Financial Services Inc.” matches an entry on a sanctions list in the OpenSanctions data (us_finra_actions). This is a name match only and may reflect a different entity — confirm identity against the underlying record before relying on it.
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| Est. revenue (modeled) | $25.7M2015 |
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| State | Business name | Filed | Registered agent | Officers | Status | |
|---|---|---|---|---|---|---|
| South DakotaTHIS | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1997-06-17 | CORPORATION SERVICE COMPANY | — | Active | |
Filing ID FB020201 Jurisdiction Foreign · CorporationFormed in Iowa Principal address 4201 42nd St. NE, Suite 100, Cedar Rapids, IA, 52402 Registered agent CORPORATION SERVICE COMPANY503 S PIERRE ST, PIERRE, SD, 57501-4522 Officers Not reported | ||||||
| Arkansas | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2000-12-29 | CORPORATION SERVICE COMPANY | BRIAN RUPPOfficerANDREW CHRISTOFFERSONOfficer2 more | Active | |
| Arizona | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2001-07-30 | CORPORATION SERVICE COMPANY | Paige ChristoffersonDirectorRichard M. MurphyDirector4 more | Active | |
| Colorado | Berthel Fisher & Company Financial Services Inc. | 2018-09-06 | Berthel Fisher & Company Financial Services | — | Inactive | |
| Florida | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2004-05-20 | CORPORATION SERVICE COMPANY | Andy ChristoffersonOfficer, DirectorThomas BerthelDirector9 more | Active | |
| Georgia | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1999-07-28 | C T CORPORATION SYSTEM | RONALD O BRENDENGENOfficerLESLIE D SMITHOfficer1 more | Withdrawn | |
| Iowa | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1974-03-13 | CORPORATION SERVICE COMPANY | BRIAN RUPPOfficerTHOMAS J. BERTHELDirector4 more | Active | |
| Kansas | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1985-01-28 | CORPORATION SERVICE COMPANY | — | Active | |
| Kentucky | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2001-03-19 | Corporation Service Company | JOANNA SCHAULOfficerTHOMAS J. BERTHELDirector4 more | Active | |
| Michigan | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 1987-10-12 | CSC-LAWYERS INCORPORATING SERVICE (COMPANY) | — | Active | |
| Minnesota | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1995-06-13 | Corporation Service Company | ANDREW CHRISTOFFERSONOfficer | Active | |
| Missouri | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2026-01-15 | MOLONEY SECURITIES CO., INC | ANDREW CHRISTOFFERSONOfficerBRIAN RUPPOfficer1 more | Active | |
| Missouri | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1991-08-06 | (Secretary of State) | THOMAS J. BERTHELDirector, OfficerRICHARD M. MURPHYDirector4 more | Dissolved | |
| North Carolina | Berthel Fisher & Company Financial Services, Inc. | 2001-11-26 | Corporation Service Company | Christofferson, AndrewOfficerRupp, BrianOfficer1 more | Active | |
| North Dakota | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 1997-06-12 | CORPORATION SERVICE COMPANY | — | Active | |
| Nevada | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2005-08-02 | DONALD RAATZ | — | Revoked | |
| Nevada | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2008-04-02 | CORPORATION SERVICE COMPANY* | Brian RuppOfficer, DirectorRichard M MurphyDirector4 more | Active | |
| New York | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2000-08-29 | CORPORATION SERVICE COMPANY | THOMAS J BERTHELOfficer | Active | |
| Ohio | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2002-06-05 | CORPORATION SERVICE COMPANY | — | Active | |
| Oregon | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2001-06-18 | BILL H WHITE | LESLIE D SMITHOfficerDWIGHT E WHEELANOfficer | Inactive | |
| Pennsylvania | BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | 2002-11-25 | — | Joanna SchaulOfficerBrian RuppOfficer, Director4 more | Active | |
Companies and people linked to BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. in the state registers through shared officers, a shared registered agent, shared filing contacts or a shared address. Service companies file for many unrelated businesses — a shared agent, address or contact alone does not prove affiliation.
company person group former role
Browse the indexed registries by state, or look up any debtor name free, at UCC lien search.
| State | License / ID | Type | Issued | Status | |
|---|---|---|---|---|---|
| Florida | E002743 | — | — | VALID | |
| State | Workforce | Hiring sites | Enrolled | Industry | Status | |
|---|---|---|---|---|---|---|
| 2 states | 20 to 99 | 2 | 12/2/2025 | FINANCE AND INSURANCE (52) | Open | |
Employee-benefit plan filings by BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. with the Department of Labor. Employee and revenue figures are modeled estimates derived from retirement-plan participant counts and industry ratios — not official headcount or reported revenue.
| Employees (modeled) | ≈94 · plan year 2015 |
|---|---|
| Est. annual revenue (modeled) | $25.7M |
| Retirement plan assets | $7.2M |
| Benefit plans | 401(k) plan on file |
| Filing history | 12 plan years filed, 1999–2015 |
| Sponsor EIN | 42-1029773 |
| Plan year | Employees (est.) | Participants | Plan assets | Revenue (est.) | 401(k) | |
|---|---|---|---|---|---|---|
| 2015 | ≈94 | 108 (85 active) | $7.2M | $25.7M | 401(k) | |
| 2009 | ≈103 | 93 | $3.7M | $26.1M | 401(k) | |
| 2008 | ≈89 | 97 (80 active) | $2.7M | $25.9M | 401(k) | |
| 2007 | ≈91 | 82 (82 active) | $3.6M | $25.6M | 401(k) | |
| 2006 | ≈73 | 75 (66 active) | $3.3M | $23M | 401(k) | |
| 2005 | ≈74 | 72 (67 active) | $2.9M | $22.2M | 401(k) | |
| 2004 | ≈71 | 73 (64 active) | $2.6M | $20.9M | 401(k) | |
| 2003 | ≈77 | 80 (69 active) | $2.2M | $21.7M | 401(k) | |
| 2002 | ≈77 | 74 (69 active) | $1.8M | $22.5M | 401(k) | |
| 2001 | ≈73 | 71 (66 active) | $2M | $21.5M | 401(k) | |
Federal court records load when you reach this section.
Companies adjacent to BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. in the South Dakota Secretary of State register, in alphabetical order.
11 companies are registered at 4201 42nd St. NE, Suite 100, Cedar Rapids — shared registered-office and agent addresses are common; a shared address alone does not link businesses.
Netstate aggregates public records from federal, state and municipal sources; records are matched to this company by its registered legal names. Latest source snapshot 2026-07-29. Document getpalm-companies/2542-8197-9456.